FGNX · FG Nexus Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-10 | Govignon Richard Edward JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
1,806 |
| 2026-07-10 | Hayes Rita |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
1,772 |
| 2026-07-10 | Cerminara Kyle |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
4,103 |
| 2026-07-10 | Roschman Robert J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
1,708 |
| 2026-07-10 | Mitchell Michael C |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
1,871 |
| 2026-07-10 | Suh Ndamukong |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
1,708 |
| 2026-07-10 | Wollney Scott D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
2,200 |
| 2026-04-08 | Hayes Rita |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. |
Common Stock
|
10,373 |
| 2026-04-08 | Suh Ndamukong |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. |
Common Stock
|
10,373 |
| 2026-04-08 | Roschman Robert J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. |
Common Stock
|
10,373 |
| 2026-04-08 | Wollney Scott D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. |
Common Stock
|
10,373 |
| 2026-04-08 | Wollney Scott D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
2,259 |
| 2026-04-08 | Mitchell Michael C |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. |
Common Stock
|
10,373 |
| 2026-04-08 | Govignon Richard Edward JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
1,855 |
| 2026-04-08 | Mitchell Michael C |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
1,921 |
| 2026-04-08 | Cerminara Kyle |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
4,214 |
| 2026-04-08 | Suh Ndamukong |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
1,754 |
| 2026-04-08 | Govignon Richard Edward JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. |
Common Stock
|
10,373 |
| 2026-04-08 | Hayes Rita |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
1,821 |
| 2026-04-08 | Roschman Robert J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
1,754 |
| 2026-04-08 | Cerminara Kyle |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents RSUs granted under the 2021 Equity Incentive Plan as director compensation. RSUs vest in five annual equal instalments, subject to continued service with the Company, beginning on the first anniversary of the grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. Includes 10,373 unvested RSUs granted on April 8, 2026 under the 2021 Equity Incentive Plan as director compensation. |
Common Stock
|
10,373 |
| 2026-02-03 | Suh Ndamukong |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
3,478 |
| 2026-02-03 | Wollney Scott D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
4,480 |
| 2026-02-03 | Hayes Rita |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
3,612 |
| 2026-02-03 | Govignon Richard Edward JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
3,678 |
| 2026-02-03 | Mitchell Michael C |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
3,812 |
| 2026-02-03 | Cerminara Kyle |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
8,359 |
| 2026-02-03 | Roschman Robert J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
3,478 |
| 2025-12-11 | Suh Ndamukong |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
2,826 |
| 2025-12-11 | Govignon Richard Edward JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
2,988 |
| 2025-12-11 | Wollney Scott D |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
3,642 |
| 2025-12-11 | Hayes Rita |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
2,935 |
| 2025-12-11 | Roschman Robert J |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
2,826 |
| 2025-12-11 | Mitchell Michael C |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
3,098 |
| 2025-12-11 | Cerminara Kyle |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
Represents restricted stock units ("RSUs") granted under the 2021 Equity Incentive Plan as director fee payment in lieu of cash. All RSUs vested on grant date. Each RSU represents a contingent right to receive one share of common stock of the Company. |
Common Stock
|
6,794 |
| 2025-09-26 | SWETS LARRY G JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares purchased under Employee Share Purchase Plan. Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares. |
Common Stock
|
361 |
| 2025-09-05 | Cerminara Kyle |
Director, 10% Owner |
Exercise↓
Filing footnotes — Pre - Funded Common Stock Purchase Warrant (Indirect)
The Pre-Funded Common Stock Purchase Warrants were exercised automatically on September 5, 2025 upon the effectiveness of articles of amendment to the Company's amended and restated articles of incorporation. |
Pre - Funded Common Stock Purchase Warrant
(I)
|
200,000 |
| 2025-09-05 | Cerminara Kyle |
Director, 10% Owner |
Exercise↓
Filing footnotes — Pre - Funded Common Stock Purchase Warrant (Indirect)
The Pre-Funded Common Stock Purchase Warrants were exercised automatically on September 5, 2025 upon the effectiveness of articles of amendment to the Company's amended and restated articles of incorporation. |
Pre - Funded Common Stock Purchase Warrant
(I)
|
100,000 |
| 2025-09-05 | Cerminara Kyle |
Director, 10% Owner |
Exercise↓
Filing footnotes — Pre - Funded Common Stock Purchase Warrant (Indirect)
The Pre-Funded Common Stock Purchase Warrants were exercised automatically on September 5, 2025 upon the effectiveness of articles of amendment to the Company's amended and restated articles of incorporation. |
Pre - Funded Common Stock Purchase Warrant
(I)
|
200,000 |
| 2025-09-05 | Cerminara Kyle |
Director, 10% Owner |
Exercise↓
Filing footnotes — Pre - Funded Common Stock Purchase Warrant (Direct)
The Pre-Funded Common Stock Purchase Warrants were exercised automatically on September 5, 2025 upon the effectiveness of articles of amendment to the Company's amended and restated articles of incorporation. |
Pre - Funded Common Stock Purchase Warrant
|
100,000 |
| 2025-08-18 | SWETS LARRY G JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares purchased under Employee Share Purchase Plan. Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares. |
Common Stock
|
119 |
| 2025-08-18 | SWETS LARRY G JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares purchased under Employee Share Purchase Plan. Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares. |
Common Stock
|
289 |
| 2025-08-04 | Roberson Mark D. |
CFO |
Award↑
Filing footnotes — Pre - Funded Common Stock Purchase Warrant (Direct)
Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date"). No expiration until exercised in full; exercise price pre-funded |
Pre - Funded Common Stock Purchase Warrant
|
30,000 |
| 2025-08-04 | Fundamental Global GP, LLC |
10% Owner |
Award↑
Filing footnotes — Pre-Funded Common Stock Purchase Warrant (Indirect)
Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date"). No expiration until exercised in full; exercise price pre-funded. The holding companies managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH") and Fundamental Global Holdings LLC ("FGHL"), beneficially own in the aggregate 78,131 shares of the Issuer's preferred stock, 329,965 shares of the Issuer's common stock, and 300,000 of the Issuer's pre-funded common stock purchase warrants. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH and FGHL. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH and FGHL. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. |
Pre-Funded Common Stock Purchase Warrant
(I)
|
100,000 |
| 2025-08-04 | Cerminara Kyle |
Director, 10% Owner |
Award↑
Filing footnotes — Common Stock Purchase Warrant (Indirect)
Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date"). Expires ten years from Initial Exercise Date. Exercise limited to 50% of warrant shares until Company purchases $150 million in Ethereum tokens. |
Common Stock Purchase Warrant
(I)
|
225,000 |
| 2025-08-04 | Cerminara Kyle |
Director, 10% Owner |
Award↑
Filing footnotes — Pre - Funded Common Stock Purchase Warrant (Direct)
Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date"). No expiration until exercised in full; exercise price pre-funded. |
Pre - Funded Common Stock Purchase Warrant
|
100,000 |
| 2025-08-04 | Cerminara Kyle |
Director, 10% Owner |
Award↑
Filing footnotes — Pre - Funded Common Stock Purchase Warrant (Indirect)
Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date"). No expiration until exercised in full; exercise price pre-funded. |
Pre - Funded Common Stock Purchase Warrant
(I)
|
200,000 |
| 2025-08-04 | Fundamental Global GP, LLC |
10% Owner |
Award↑
Filing footnotes — Pre-Funded Common Stock Purchase Warrant (Indirect)
Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date"). No expiration until exercised in full; exercise price pre-funded. The holding companies managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH") and Fundamental Global Holdings LLC ("FGHL"), beneficially own in the aggregate 78,131 shares of the Issuer's preferred stock, 329,965 shares of the Issuer's common stock, and 300,000 of the Issuer's pre-funded common stock purchase warrants. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH and FGHL. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH and FGHL. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein. |
Pre-Funded Common Stock Purchase Warrant
(I)
|
200,000 |
| 2025-08-01 | SWETS LARRY G JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares purchased under Employee Share Purchase Plan. Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares. |
Common Stock
|
79 |
| 2025-07-18 | SWETS LARRY G JR |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares purchased under Employee Share Purchase Plan. Effective October 31, 2024, Fundamental Global Inc went through one for twenty-five reverse split of its outstanding common shares. |
Common Stock
|
115 |