FTLS · First Trust California Municipal High income ETF

$76.46 -0.32 (-0.42%) At close · Aug 28

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 50

Total Value: $110,113,611

Total Shares: 2,217,708

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 50 13F filers · Δ vs Mar 31, 2026

Top Holder

46.6%

+13.2 pts

Top 5

69.8%

+15.2 pts

Top 10

80.7%

+12.8 pts

HHI

2,368

Moderately concentrated+1,066

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -27

Institutional value: -20.2%

Shares held: -21.7%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega LPL Financial LLC	+90,535	1,032,799
Large OSAIC HOLDINGS, INC.	+26,822	55,361
Large HighTower Advisors, LLC	+15,359	43,481
Mid Arax Advisory Partners	+7,670	10,070
Mid WCG Wealth Advisors LLC	+6,148	16,218

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Large Mariner, LLC	−48,841	42,483
Mega JANE STREET GROUP, LLC	−14,332	15,849
Micro Entruity Wealth, LLC	−13,984	6,782
Mega MORGAN STANLEY	−12,808	216,147
Mid Compound Planning, Inc.	−8,636	35,043

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Small Elequin Capital, LP	54,092	$2,685,775
Small Stonebridge Financial Group, LLC/CA	37,613	$1,867,560
Mid Savvy Advisors, Inc.	20,320	$1,008,928
Small Cascade Financial Partners, LLC	18,103	$898,850
Small Precision Wealth Strategies, LLC	13,461	$668,365

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Mid Composition Wealth, LLC	143,476	$7,014,541
Small Westside Investment Management, Inc.	105,885	$5,176,717
Small Ignite Planners, LLC	59,874	$2,927,239
Small Magnus Financial Group LLC	44,242	$2,162,991
Small Southland Equity Partners LLC	35,863	$1,753,342

Filter: New 12 Increased 15 Reduced 13 Sold out 39 Unchanged 10

Showing 50 of 50

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

LPL Financial LLC

$51,280,535

46.57%

1,032,799

MORGAN STANLEY

$10,732,130

9.75%

216,147

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	216,147	$10,732,130	100.0%	Defined

Citizens Business Bank

$5,883,215

5.34%

118,489

GUGGENHEIM CAPITAL LLC

$4,628,410

4.20%

93,217

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	93,217	$4,628,410	100.0%	Defined

Cetera Investment Advisers

$4,280,598

3.89%

86,212

OSAIC HOLDINGS, INC.

$2,748,783

2.50%

55,361

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	36,555	$1,815,028	66.0%	Defined
OSAIC INSTITUTIONS, INC.	2,364	$117,377	4.3%	Defined
CW Advisors, LLC	16,442	$816,378	29.7%	Sole

Elequin Capital, LP

$2,685,775

2.44%

54,092

UBS Group AG

$2,238,461

2.03%

45,083

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	45,083	$2,238,461	100.0%	Defined

CHANNEL WEALTH LLC

$2,233,595

2.03%

44,985

HighTower Advisors, LLC

$2,158,918

1.96%

43,481

Mariner, LLC

$2,109,365

1.92%

42,483

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Platform Solutions, LLC	42,483	$2,109,365	100.0%	Other

Stonebridge Financial Group, LLC/CA

$1,867,560

1.70%

37,613

Compound Planning, Inc.

$1,739,955

1.58%

35,043

Cerity Partners LLC

$1,706,787

1.55%

34,375

Rockefeller Capital Management L.P.

$1,251,776

1.14%

25,211

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	25,211	$1,251,776	100.0%	Defined

Savvy Advisors, Inc.

$1,008,928

0.92%

20,320

Cascade Financial Partners, LLC

$898,850

0.82%

18,103

Mutual Advisors, LLC

$843,935

0.77%

16,997

WCG Wealth Advisors LLC

$805,256

0.73%

16,218

JANE STREET GROUP, LLC

$786,934

0.71%

15,849

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	15,849	$786,934	100.0%	Defined

Precision Wealth Strategies, LLC

$668,365

0.61%

13,461

RAYMOND JAMES FINANCIAL INC

$637,779

0.58%

12,845

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Raymond James Financial Services Advisors, Inc.	12,845	$637,779	100.0%	Defined

CENTAURUS FINANCIAL, INC.

$595,079

0.54%

11,985

Perennial Investment Advisors, LLC

$575,119

0.52%

11,583

Quantinno Capital Management LP

$531,077

0.48%

10,696

Arax Advisory Partners

$499,995

0.45%

10,070

ROYAL BANK OF CANADA

$493,242

0.45%

9,934

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	9,934	$493,242	100.0%	Defined

Inspire Advisors, LLC

$468,963

0.43%

9,445

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Inspire Investing, LLC	9,445	$468,963	100.0%	Defined

SILVER OAK SECURITIES, INCORPORATED

$454,365

0.41%

9,151

Tidemark, LLC

$424,673

0.39%

8,553

NewEdge Advisors, LLC

$358,586

0.33%

7,222

Entruity Wealth, LLC

$336,739

0.31%

6,782

Steward Partners Investment Advisory, LLC

$263,155

0.24%

5,300

Argyle Capital Partners, LLC

$250,792

0.23%

5,051

WELLS FARGO & COMPANY/MN

$226,711

0.21%

4,566

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO CLEARING SERVICES, LLC	4,566	$226,711	100.0%	Defined

CITADEL ADVISORS LLC

$223,434

0.20%

4,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	4,500	$223,434	100.0%	Defined

Gerald Baker Financial Group LLC

$220,156

0.20%

4,434

ODonnell Financial Services, LLC

$203,424

0.18%

4,097

Rossby Financial, LCC

$147,516

0.13%

2,971

Allworth Financial LP

$141,855

0.13%

2,857

Integrated Wealth Concepts LLC

$129,045

0.12%

2,599

AMERIFLEX GROUP, INC.

$91,607

0.08%

1,845

IFG Advisory, LLC

$49,254

0.04%

992

Global Retirement Partners, LLC

$46,077

0.04%

928

Larson Financial Group LLC

$44,686

0.04%

900

FIFTH THIRD BANCORP

$44,339

0.04%

893

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	893	$44,339	100.0%	Defined

Ameritas Investment Partners, Inc.

$42,551

0.04%

857

HARBOUR INVESTMENTS, INC.

$40,168

0.04%

809

Dunhill Financial, LLC

$14,299

0.01%

288

Spectrum Wealth Advisory Group, LLC

$794

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	35,388	$1,730,119	100.0%	Other

Key facts CIK 1424212 CUSIP 33739P863 13F (30d) 50 filings 50 filers Visit website