GOCOQ · GoHealth, Inc. · Insider Trading
Substantial doubt about the company's ability to continue as a going concern.
“Because of the uncertainty of (i) successfully completing operational initiatives to comply with the minimum liquidity covenant and (ii) the outcome of the discussions with the Company's lenders and other stakeholders, management has concluded there is substantial doubt about the Company's ability to continue as a going concern within twelve months after the date that these Condensed Consolidated Financial Statements are issued.”View the 10-Q filed May 18, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-21 | CB Blizzard Holdings C, L.P. |
10% Owner |
Other↓
Filing footnotes — Class A Common Stock (Indirect)
On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool. Includes (i) 2,712,197 shares of Class A Common Stock previously held of record by CB Blizzard Lower Holdings A, L.P. ("CB Blizzard A") and (ii) 1,467,653 shares of Class A Common Stock previously held of record by CB Blizzard Holdings C, L.P. ("CB Blizzard C"). CCP III Cayman GP Ltd. ("CCP GP") is the general partner of CB Blizzard C and may be deemed to share beneficial ownership of the securities held of record by CB Blizzard C. CCP GP is also the general partner of Centerbridge Associates III, L.P., which is the general partner of each of CCP III AIV VII Holdings, L.P. and CB Blizzard Co-Invest Holdings, L.P., which are the owners of CB Blizzard Lower Holdings GP A, LLC, which is the general partner of CB Blizzard A. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CB Blizzard A. CCP GP is also the sole manager of Blizzard Aggregator, LLC, which is the owner of CB Blizzard Lower Holdings GP B, LLC, which is the general partner of CB Blizzard Lower Holdings B, L.P. ("CB Blizzard B"). As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CB Blizzard B. Jeffrey H. Aronson is the sole director of CCP GP and, as a result, may be deemed to share beneficial ownership of the securities held of record by each of CB Blizzard A, CB Blizzard C and CB Blizzard B. However, none of the foregoing should be construed in and of itself as an admission by Mr. Aronson or by any Reporting Person as to beneficial ownership of securities owned by another Reporting Person. In addition, Mr. Aronson expressly disclaims beneficial ownership of the securities held of record by each of CB Blizzard A, CB Blizzard C and CB Blizzard B, except to the extent of any proportionate pecuniary interest therein. |
Class A Common Stock
(I)
|
4,179,850 |
| 2026-07-21 | CB Blizzard Holdings C, L.P. |
10% Owner |
Other↓
Filing footnotes — LLC Interests of GoHealth Holdings, LLC (Indirect)
The LLC Interests of GoHealth Holdings, LLC were redeemable for an equal number of shares of Class A common stock. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool. Includes (i) 2,712,197 shares of Class A Common Stock previously held of record by CB Blizzard Lower Holdings A, L.P. ("CB Blizzard A") and (ii) 1,467,653 shares of Class A Common Stock previously held of record by CB Blizzard Holdings C, L.P. ("CB Blizzard C"). CCP III Cayman GP Ltd. ("CCP GP") is the general partner of CB Blizzard C and may be deemed to share beneficial ownership of the securities held of record by CB Blizzard C. CCP GP is also the general partner of Centerbridge Associates III, L.P., which is the general partner of each of CCP III AIV VII Holdings, L.P. and CB Blizzard Co-Invest Holdings, L.P., which are the owners of CB Blizzard Lower Holdings GP A, LLC, which is the general partner of CB Blizzard A. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CB Blizzard A. CCP GP is also the sole manager of Blizzard Aggregator, LLC, which is the owner of CB Blizzard Lower Holdings GP B, LLC, which is the general partner of CB Blizzard Lower Holdings B, L.P. ("CB Blizzard B"). As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CB Blizzard B. Jeffrey H. Aronson is the sole director of CCP GP and, as a result, may be deemed to share beneficial ownership of the securities held of record by each of CB Blizzard A, CB Blizzard C and CB Blizzard B. However, none of the foregoing should be construed in and of itself as an admission by Mr. Aronson or by any Reporting Person as to beneficial ownership of securities owned by another Reporting Person. In addition, Mr. Aronson expressly disclaims beneficial ownership of the securities held of record by each of CB Blizzard A, CB Blizzard C and CB Blizzard B, except to the extent of any proportionate pecuniary interest therein. |
LLC Interests of GoHealth Holdings, LLC
(I)
|
5,386,178 |
| 2026-07-21 | KOTTE VIJAY |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect. The stock options were cancelled and discharged without recovery. The stock options vested and became exercisable in installments on anniversary dates of the applicable grant date. |
Stock Option (Right to Buy)
|
188,888 |
| 2026-07-21 | KOTTE VIJAY |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect. The stock options were cancelled and discharged without recovery. The stock options vested and became exercisable in installments on anniversary dates of the applicable grant date. |
Stock Option (Right to Buy)
|
83,333 |
| 2026-07-21 | Burd Brad |
Chief Legal Officer |
Other↓
Filing footnotes — Class A Common Stock (Direct)
On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool. |
Class A Common Stock
|
157,070 |
| 2026-07-21 | KOTTE VIJAY |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Class A Common Stock (Direct)
On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool. |
Class A Common Stock
|
1,347,396 |
| 2026-07-21 | CCP III Cayman GP Ltd. |
10% Owner |
Other↓
Filing footnotes — LLC Interests of GoHealth Holdings, LLC (Indirect)
The LLC Interests of GoHealth Holdings, LLC were redeemable for an equal number of shares of Class A common stock. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool. Includes (i) 2,712,197 shares of Class A Common Stock previously held of record by CB Blizzard Lower Holdings A, L.P. ("CB Blizzard A") and (ii) 1,467,653 shares of Class A Common Stock previously held of record by CB Blizzard Holdings C, L.P. ("CB Blizzard C"). CCP III Cayman GP Ltd. ("CCP GP") is the general partner of CB Blizzard C and may be deemed to share beneficial ownership of the securities held of record by CB Blizzard C. CCP GP is also the general partner of Centerbridge Associates III, L.P., which is the general partner of each of CCP III AIV VII Holdings, L.P. and CB Blizzard Co-Invest Holdings, L.P., which are the owners of CB Blizzard Lower Holdings GP A, LLC, which is the general partner of CB Blizzard A. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CB Blizzard A. CCP GP is also the sole manager of Blizzard Aggregator, LLC, which is the owner of CB Blizzard Lower Holdings GP B, LLC, which is the general partner of CB Blizzard Lower Holdings B, L.P. ("CB Blizzard B"). As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CB Blizzard B. Jeffrey H. Aronson is the sole director of CCP GP and, as a result, may be deemed to share beneficial ownership of the securities held of record by each of CB Blizzard A, CB Blizzard C and CB Blizzard B. However, none of the foregoing should be construed in and of itself as an admission by Mr. Aronson or by any Reporting Person as to beneficial ownership of securities owned by another Reporting Person. In addition, Mr. Aronson expressly disclaims beneficial ownership of the securities held of record by each of CB Blizzard A, CB Blizzard C and CB Blizzard B, except to the extent of any proportionate pecuniary interest therein. |
LLC Interests of GoHealth Holdings, LLC
(I)
|
5,386,178 |
| 2026-07-21 | Burd Brad |
Chief Legal Officer |
Other↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options were cancelled and discharged without recovery. |
Stock Option (Right to Buy)
|
940 |
| 2026-07-21 | CCP III Cayman GP Ltd. |
10% Owner |
Other↓
Filing footnotes — Class A Common Stock (Indirect)
On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool. Includes (i) 2,712,197 shares of Class A Common Stock previously held of record by CB Blizzard Lower Holdings A, L.P. ("CB Blizzard A") and (ii) 1,467,653 shares of Class A Common Stock previously held of record by CB Blizzard Holdings C, L.P. ("CB Blizzard C"). CCP III Cayman GP Ltd. ("CCP GP") is the general partner of CB Blizzard C and may be deemed to share beneficial ownership of the securities held of record by CB Blizzard C. CCP GP is also the general partner of Centerbridge Associates III, L.P., which is the general partner of each of CCP III AIV VII Holdings, L.P. and CB Blizzard Co-Invest Holdings, L.P., which are the owners of CB Blizzard Lower Holdings GP A, LLC, which is the general partner of CB Blizzard A. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CB Blizzard A. CCP GP is also the sole manager of Blizzard Aggregator, LLC, which is the owner of CB Blizzard Lower Holdings GP B, LLC, which is the general partner of CB Blizzard Lower Holdings B, L.P. ("CB Blizzard B"). As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by CB Blizzard B. Jeffrey H. Aronson is the sole director of CCP GP and, as a result, may be deemed to share beneficial ownership of the securities held of record by each of CB Blizzard A, CB Blizzard C and CB Blizzard B. However, none of the foregoing should be construed in and of itself as an admission by Mr. Aronson or by any Reporting Person as to beneficial ownership of securities owned by another Reporting Person. In addition, Mr. Aronson expressly disclaims beneficial ownership of the securities held of record by each of CB Blizzard A, CB Blizzard C and CB Blizzard B, except to the extent of any proportionate pecuniary interest therein. |
Class A Common Stock
(I)
|
4,179,850 |
| 2026-07-21 | Burd Brad |
Chief Legal Officer |
Other↓
Filing footnotes — Blizzard Management Feeder LLC Interests (Direct)
Blizzard Management Feeder LLC Interests were convertible, at the option of the holder, into LLC Interests of GoHealth Holdings, LLC on a 1-for-1 basis. The resulting LLC Interests of GoHealth Holdings, LLC were then redeemable for an equal number of shares of Class A common stock. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool. |
Blizzard Management Feeder LLC Interests
|
48,726 |
| 2026-07-21 | KOTTE VIJAY |
Director, Chief Executive Officer |
Other↓
Filing footnotes — Stock Option (Right to Buy) (Direct)
On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect. The stock options were cancelled and discharged without recovery. The stock options vested and became exercisable in installments on anniversary dates of the applicable grant date. |
Stock Option (Right to Buy)
|
83,333 |
| 2026-07-21 | Shanahan Brendan Richard |
Chief Financial Officer |
Other↓
Filing footnotes — Class A Common Stock (Direct)
On June 7, 2026, GoHealth, Inc. (the "Issuer"), GoHealth Holdings, LLC and certain of their direct and indirect subsidiaries filed voluntary petitions commencing cases under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the District of Delaware to implement a prepackaged Chapter 11 plan of reorganization (the "Plan"). The Plan became effective on July 21, 2026 (the "Effective Date"). Pursuant to the Plan, on the Effective Date, all of the Issuer's Class A common stock together with any shares of restricted stock, restricted stock units, or any other right to receive equity in the Issuer, in each case, outstanding immediately prior to the Effective Date, were cancelled, discharged and are of no force and effect. Pursuant to the Plan, the holders of Class A common stock and other Allowed GoHealth Holding Interests (as defined in the Plan), including the reporting person, are entitled to receive their pro rata share of an approximately $10.3 million cash equity recovery pool. |
Class A Common Stock
|
237,275 |
| 2025-11-01 | Shanahan Brendan Richard |
Chief Financial Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 50,000 restricted stock units granted to the reporting person on November 1, 2024. |
Class A Common Stock
|
12,725 |
| 2025-09-12 | Hargis Mike |
Chief Operating Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 22,222 restricted stock units granted to the reporting person on September 12, 2022. |
Class A Common Stock
|
5,545 |
| 2025-08-07 | KOTTE VIJAY |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which were awarded in connection with the First Amendment to Employment Agreement, dated as of April 1, 2025, by and among the Reporting Person, the Issuer, and GoHealth Holdings, LLC as disclosed in the Form 8-K filed on April 7, 2025. The restricted stock units will vest in three annual installments, with the first such annual installment vesting on August 7, 2026. Includes 1,798 shares purchased under the Issuer's Employee Stock Purchase Plan on June 30, 2025. Previous Form 4s filed by the Reporting Person overstated the number of shares beneficially owned by the Reporting Person by 94,444 shares of Class A Common Stock which were subject to performance conditions that were not met. The amount reported herein has been corrected. |
Class A Common Stock
|
218,551 |
| 2025-05-05 | Burd Brad |
Chief Legal Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,778 restricted stock units granted to the reporting person on June 21, 2022. |
Class A Common Stock
|
814 |
| 2025-04-10 | KOTTE VIJAY |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 55,556 restricted stock units granted to the reporting person on April 10, 2023. |
Class A Common Stock
|
24,612 |
| 2025-04-03 | KOTTE VIJAY |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 500,000 restricted stock units granted to the reporting person on April 3, 2025. |
Class A Common Stock
|
221,500 |
| 2025-04-03 | KOTTE VIJAY |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which immediately vest on April 3, 2025. |
Class A Common Stock
|
500,000 |
| 2025-04-01 | Burd Brad |
Chief Legal Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in three substantially equal annual installments, with the first such annual installment vesting on April 1, 2026. |
Class A Common Stock
|
100,000 |
| 2025-04-01 | KOTTE VIJAY |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in three substantially equal annual installments, with the first such annual installment vesting on April 1, 2026. |
Class A Common Stock
|
185,000 |
| 2025-04-01 | Burd Brad |
Chief Legal Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 16,666 restricted stock units granted to the reporting person on April 1, 2024. |
Class A Common Stock
|
4,884 |
| 2025-04-01 | Shanahan Brendan Richard |
Chief Financial Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in three substantially equal annual installments, with the first such annual installment vesting on April 1, 2026. |
Class A Common Stock
|
100,000 |
| 2025-04-01 | KOTTE VIJAY |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 55,555 restricted stock units granted to the reporting person on April 1, 2024. Includes 1,909 shares purchased under the Issuer's Employee Stock Purchase Plan on June 30, 2024 and 1 share purchased under the Issuer's Employee Stock Purchase Plan on December 31, 2024. |
Class A Common Stock
|
24,611 |
| 2025-04-01 | Hargis Mike |
Chief Operating Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in three substantially equal annual installments, with the first such annual installment vesting on April 1, 2026. |
Class A Common Stock
|
100,000 |
| 2025-04-01 | Hargis Mike |
Chief Operating Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 33,333 restricted stock units granted to the reporting person on April 1, 2024. |
Class A Common Stock
|
8,317 |
| 2025-03-21 | Hargis Mike |
Chief Operating Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 25,000 restricted stock units granted to the reporting person on March 21, 2023. |
Class A Common Stock
|
6,238 |
| 2025-03-21 | Burd Brad |
Chief Legal Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,750 restricted stock units granted to the reporting person on March 21, 2023. |
Class A Common Stock
|
1,099 |
| 2024-11-01 | Shanahan Brendan Richard |
Chief Financial Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in three annual installments, with the first such annual installment vesting on November 1, 2025. |
Class A Common Stock
|
150,000 |
| 2024-09-12 | Hargis Mike |
Chief Operating Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 22,222 restricted stock units granted to the reporting person on September 12, 2022. The final installment of such grant will vest on September 12, 2025, subject to the continuous employment of the reporting person through the vesting date. |
Class A Common Stock
|
5,545 |
| 2024-08-09 | Hargis Mike |
Chief Operating Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 16,666 restricted stock units granted to the reporting person on August 9, 2023. This amount also excludes 5,434 additional shares of Class A Common Stock that were inadvertently reported as being beneficially owned by the reporting person on the initial Form 3 filed by the reporting person on October 10, 2023, and two subsequent Forms 4 filed by the reporting person on March 22, 2024 and April 3, 2024, which shares have been removed from the reporting person's total beneficial ownership as of the filing of this Form 4. |
Class A Common Stock
|
4,159 |
| 2024-07-17 | Wheatley Timothy Alan |
Segment President, Retail |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on October 17, 2024. |
Class A Common Stock
|
9,906 |
| 2024-06-14 | OHalloran Katherine M |
Interim CFO |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in three substantially equal annual installments, with the first such annual installment vesting on June 14, 2025. |
Class A Common Stock
|
25,000 |
| 2024-06-12 | Hilu Karolina Hanna |
Director |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on September 12, 2024. |
Class A Common Stock
|
14,605 |
| 2024-06-12 | Fisher David |
Director, Executive Chairman |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on September 12, 2024. |
Class A Common Stock
|
24,342 |
| 2024-06-12 | Timm Alexander E. |
Director, Chief Executive Officer, 10% Owner |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in four substantially equal quarterly installments, with the first such quarterly installment vesting on September 12, 2024. |
Class A Common Stock
|
14,605 |
| 2024-05-05 | Burd Brad |
Chief Legal Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 2,778 restricted stock units granted to the reporting person on June 21, 2022. |
Class A Common Stock
|
814 |
| 2024-04-10 | Schulz Jason |
Chief Financial Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 11,111 restricted stock units granted to the reporting person on April 10, 2023. |
Class A Common Stock
|
3,145 |
| 2024-04-10 | KOTTE VIJAY |
Director, Chief Executive Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 55,555 restricted stock units granted to the reporting person on April 10, 2023. |
Class A Common Stock
|
16,278 |
| 2024-04-01 | Schulz Jason |
Chief Financial Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in three annual installments, with the first such annual installment vesting on April 1, 2025. Includes 1,421 shares and 545 shares purchased under the Issuer's Employee Stock Purchase Plan on June 30, 2023 and December 31, 2023, respectively. |
Class A Common Stock
|
33,333 |
| 2024-04-01 | KOTTE VIJAY |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest in three annual installments, with the first such annual installment vesting on April 1, 2025 |
Stock Option (Right to Buy)
|
83,333 |
| 2024-04-01 | Hargis Mike |
Chief Operating Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in three annual installments, with the first such annual installment vesting on April 1, 2025. |
Class A Common Stock
|
100,000 |
| 2024-04-01 | Burd Brad |
Chief Legal Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in three annual installments, with the first such annual installment vesting on April 1, 2025. |
Class A Common Stock
|
50,000 |
| 2024-04-01 | Schulz Jason |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
The stock options vest in three annual installments, with the first such annual installment vesting on April 1, 2025. |
Stock Option (Right to Buy)
|
16,667 |
| 2024-04-01 | KOTTE VIJAY |
Director, Chief Executive Officer |
Award↑
Filing footnotes — Class A Common Stock (Direct)
Represents a grant of restricted stock units which vest in three annual installments, with the first such annual installment vesting on April 1, 2025. Includes 1,286 shares purchased under the Issuer's Employee Stock Purchase Plan on December 31, 2023. |
Class A Common Stock
|
166,666 |
| 2024-03-21 | Burd Brad |
Chief Legal Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 3,750 restricted stock units granted to the reporting person on March 21, 2023. |
Class A Common Stock
|
1,099 |
| 2024-03-21 | Hargis Mike |
Chief Operating Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 25,000 restricted stock units granted to the reporting person on March 21, 2023. |
Class A Common Stock
|
6,435 |
| 2024-02-11 | Burd Brad |
Chief Legal Officer |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 375 restricted stock units granted to the reporting person on February 11, 2021. |
Class A Common Stock
|
130 |
| 2023-11-13 | KOTTE VIJAY |
Director, Chief Executive Officer |
Buy↑
Filing footnotes — Class A Common Stock (Direct)
The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $13.06 to $13.40. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this section. |
Class A Common Stock
|
7,500 |
| 2023-07-15 | Farley Brian |
EVP, GC and Secretary |
Tax↓
Filing footnotes — Class A Common Stock (Direct)
Represents shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 793 restricted stock units granted to the reporting person on July 15, 2020. |
Class A Common Stock
|
226 |