8-K - HAFC - Equibles

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 25, 2022

HANMI FINANCIAL CORPORATION

(Exact Name of Registrant as Specified in its Charter)

Delaware	000-30421	95-4788120
(State or Other Jurisdiction<br><br> <br>of Incorporation)	(Commission File No.)	(I.R.S. Employer<br><br> <br>Identification No.)
3660 Wilshire Boulevard, PH-a, Los Angeles, California	90010
---	---
(Address of Principal Executive Offices)	(Zip Code)

Registrant’s telephone number, including area code: (213) 382-2200

Not Applicable

(Former Name or Former Address, if Changed Since Last Report)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class	Trading<br><br> <br>Symbol(s)	Name of each exchange on which registered
Common Stock, $0.001 par value	HAFC	Nasdaq Global Select Market

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 5.07	Submission of Matters to a Vote of Security Holders.

The annual meeting of stockholders of the Corporation was held on May 25, 2022. At the meeting, the stockholders voted on the following items:

(1)	Ten board nominees to serve for terms expiring at the 2023 Annual Meeting of Stockholders and until their successors are elected and<br>qualified. The voting results are as follows:
Nominee	For		Against		Abstain		Broker Non-Votes
---	---	---	---	---	---	---	---	---
John J. Ahn		24,781,167		498,386		32,993		1,284,826
Christie K. Chu		24,735,440		544,434		32,672		1,284,826
Harry Chung		25,158,170		121,385		32,991		1,284,826
Scott R. Diehl		24,777,642		501,952		32,952		1,284,826
Bonita I. Lee		25,187,552		122,932		2,062		1,284,826
Gloria J. Lee		25,194,094		116,390		2,062		1,284,826
David L. Rosenblum		25,158,257		121,338		32,951		1,284,826
Thomas J. Williams		25,156,695		122,899		32,952		1,284,826
Michael M. Yang		24,779,497		500,096		32,953		1,284,826
Gideon Yu		24,809,948		500,256		2,342		1,284,826
(2)	The advisory vote on executive compensation paid to the Corporation’s Named Executive Officers as described in the proxy statement<br>for the meeting. The voting results are as follows:
---	---
For		Against		Abstain		Broker Non-Votes
---	---	---	---	---	---	---	---
	24,986,380		315,629		10,537		1,284,826
(3)	The ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal<br>year ending December 31, 2022. The voting results are as follows:
---	---
For		Against		Abstain
---	---	---	---	---	---
	26,572,732		22,587		2,053

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

		HANMI FINANCIAL CORPORATION
DATE: May 26, 2022	By:	/s/ Bonita I. Lee
		Bonita I. Lee
		President and Chief Executive Officer