HLN 6-K
Haleon plc (HLN)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March 2025
Commission File Number: 001-41411
Haleon plc
(Translation of registrant’s name into English)
Building 5, First Floor, The Heights,
Weybridge, Surrey, KT13 0NY
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
| Form<br>20-F ☒ | Form<br>40-F ☐ |
|---|
EXHIBIT INDEX
| Exhibit<br>Number | Description |
|---|---|
| 99.1 | 17<br>March 2025 - “Director/PDMR Shareholding” |
99.1
Haleon plc: Director/PDMR Shareholding
17 March 2025: Haleon plc (the "Company" or "Haleon") (LSE/NYSE:HLN) today announces notification and public disclosure in accordance with the requirements of The UK Market Abuse Regulation of Transactions by a Person Discharging Managerial Responsibilities ("PDMR").
This notification sets out the details of the vesting of Haleon share awards over ordinary shares and American Despositary Shares ("ADS") made to PDMRs in October 2022 under the Haleon Performance Share Plan 2022 and Share Value Plan 2022 and the subsequent sale of ordinary shares and ADS to meet tax liabilities.
The awards under the Performance Share Plan include dividends accrued and were conditional on continued employment and on the satisfaction of the performance conditions over the performance period ended on 31 December 2024 approved by the Remuneration Committee, which (after tax on the gross award) must be retained until the shareholding requirement is met, and in any event for Executive Directors two years after receipt.
The award under the Share Value Plan was conditional on continued employment and must be retained until the shareholding requirement is met after receipt.
Performance targets and levels of achievement will be disclosed in the 2024 Annual Report and 20-F. All awards are subject to malus and clawback provisions.
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | |||
|---|---|---|---|---|
| a) | Name | Keith<br>Choy | ||
| 2 | Reason for the notification | |||
| a) | Position/status | President,<br>Asia Pacific | ||
| b) | Initial notification /Amendment | Initial<br>Notification | ||
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction<br>monitor | |||
| a) | Name | Haleon<br>plc | ||
| b) | LEI | 549300PSB3WWEODCUP19 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | ||
| Identification<br>code | GB00BMX86B70 | |||
| b) | Nature of the transaction | (i) <br>Acquisition of Ordinary Shares in respect of the Haleon plc Share<br>Value Plan.<br><br>(ii) <br>Acquisition of Ordinary Shares in respect of the Haleon plc<br>Performance Share Plan. | ||
| c) | Price(s) and volume(s) | |||
| Price(s) | Volume(s) | |||
| Nil | 11,196.00 | |||
| Nil | 574,981.73 | |||
| d) | Aggregated information | |||
| - Aggregated volume | 586,177.73 | |||
| - Price | N/A | |||
| e) | Date of the transaction | 14 March 2025 | ||
| f) | Place of the transaction | Outside a trading venue |
All values are in British Pounds.
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | ||
|---|---|---|---|
| a) | Name | Filippo<br>Lanzi | |
| 2 | Reason for the notification | ||
| a) | Position/status | President,<br>EMEA and LATAM | |
| b) | Initial notification /Amendment | Initial<br>Notification | |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction<br>monitor | ||
| a) | Name | Haleon<br>plc | |
| b) | LEI | 549300PSB3WWEODCUP19 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | |
| Identification<br>code | GB00BMX86B70 | ||
| b) | Nature of the transaction | Acquisition of Ordinary Shares in respect of the Haleon plc<br>Performance Share Plan. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 521,251.16 | |||
| d) | Aggregated information | ||
| - Aggregated volume | N/A | ||
| - Price | |||
| e) | Date of the transaction | 14 March 2025 | |
| f) | Place of the transaction | Outside a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | |
| Identification<br>code | GB00BMX86B70 | ||
| b) | Nature of the transaction | Automatic disposal of Ordinary Shares resulting from the Haleon plc<br>Performance Share Plan vesting to cover tax<br>liabilities. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 239,840.19 | |||
| d) | Aggregated information | ||
| - Aggregated volume | N/A | ||
| - Price | |||
| e) | Date of the transaction | 14<br>March 2025 | |
| f) | Place of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | ||
|---|---|---|---|
| a) | Name | Brian<br>McNamara | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief<br>Executive Officer | |
| b) | Initial notification /Amendment | Initial<br>Notification | |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction<br>monitor | ||
| a) | Name | Haleon<br>plc | |
| b) | LEI | 549300PSB3WWEODCUP19 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | |
| Identification<br>code | GB00BMX86B70 | ||
| b) | Nature of the transaction | Acquisition of Ordinary Shares in respect of the Haleon plc<br>Performance Share Plan. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 1,604,522.15 | |||
| d) | Aggregated information | ||
| - Aggregated volume | N/A | ||
| - Price | |||
| e) | Date of the transaction | 14 March 2025 | |
| f) | Place of the transaction | Outside a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | |
| Identification<br>code | GB00BMX86B70 | ||
| b) | Nature of the transaction | Automatic disposal of Ordinary Shares resulting from the Haleon plc<br>Performance Share Plan vesting to cover tax<br>liabilities. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 755,258.30 | |||
| d) | Aggregated information | ||
| - Aggregated volume | N/A | ||
| - Price | |||
| e) | Date of the transaction | 14 March 2025 | |
| f) | Place of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | |||
|---|---|---|---|---|
| a) | Name | Lisa<br>Paley | ||
| 2 | Reason for the notification | |||
| a) | Position/status | President,<br>North America | ||
| b) | Initial notification /Amendment | Initial<br>Notification | ||
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction<br>monitor | |||
| a) | Name | Haleon<br>plc | ||
| b) | LEI | 549300PSB3WWEODCUP19 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |||
| a) | Description of the financial instrument, type of<br>instrument | Haleon plc American Depositary Shares (ADS) | ||
| Identification<br>code | US4055521003 | |||
| b) | Nature of the transaction | Acquisition of ADS in respect of the Haleon plc Performance Share<br>Plan. | ||
| c) | Price(s) and volume(s) | |||
| Price(s) | Volume(s) | |||
| Nil | 289,881.02 | |||
| d) | Aggregated information | |||
| - Aggregated volume | N/A | |||
| - Price | ||||
| e) | Date of the transaction | 14 March 2025 | ||
| f) | Place of the transaction | Outside a trading venue | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |||
| a) | Description of the financial instrument, type of<br>instrument | Haleon plc American Depositary Shares (ADS) | ||
| Identification<br>code | US4055521003 | |||
| b) | Nature of the transaction | Automatic disposal of ADS resulting from the Haleon plc Performance<br>Share Plan vesting to cover tax liabilities. | ||
| c) | Price(s) and volume(s) | |||
| Price(s) | Volume(s) | |||
| $10.1543 | 135,511.22 | |||
| d) | Aggregated information | |||
| - Aggregated volume | N/A | |||
| - Price | ||||
| e) | Date of the transaction | 14 March 2025 | ||
| f) | Place of the transaction | New York Stock Exchange (XNYS) | ||
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | |||
| --- | --- | --- | --- | |
| a) | Name | Franck<br>Riot | ||
| 2 | Reason for the notification | |||
| a) | Position/status | Chief<br>R&D Officer | ||
| b) | Initial notification /Amendment | Initial<br>Notification | ||
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction<br>monitor | |||
| a) | Name | Haleon<br>plc | ||
| b) | LEI | 549300PSB3WWEODCUP19 | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | ||
| Identification<br>code | GB00BMX86B70 | |||
| b) | Nature of the transaction | Acquisition of Ordinary Shares in respect of the Haleon plc<br>Performance Share Plan. | ||
| c) | Price(s) and volume(s) | |||
| Volume(s) | ||||
| 393,642.90 | ||||
| d) | Aggregated information | |||
| - Aggregated volume | N/A | |||
| - Price | ||||
| e) | Date of the transaction | 14 March 2025 | ||
| f) | Place of the transaction | Outside a trading venue | ||
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | |||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | ||
| Identification<br>code | GB00BMX86B70 | |||
| b) | Nature of the transaction | Automatic disposal of Ordinary Shares resulting from the Haleon plc<br>Performance Share Plan vesting to cover tax<br>liabilities. | ||
| c) | Price(s) and volume(s) | |||
| Volume(s) | ||||
| 185,290.10 | ||||
| d) | Aggregated information | |||
| - Aggregated volume | N/A | |||
| - Price | ||||
| e) | Date of the transaction | 14 March 2025 | ||
| f) | Place of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
| 1 | Details of the person discharging managerial responsibilities /<br>person closely associated | ||
|---|---|---|---|
| a) | Name | Tamara<br>Rogers | |
| 2 | Reason for the notification | ||
| a) | Position/status | Chief<br>Marketing Officer | |
| b) | Initial notification /Amendment | Initial<br>Notification | |
| 3 | Details of the issuer, emission allowance market participant,<br>auction platform, auctioneer or auction<br>monitor | ||
| a) | Name | Haleon<br>plc | |
| b) | LEI | 549300PSB3WWEODCUP19 | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | |
| Identification<br>code | GB00BMX86B70 | ||
| b) | Nature of the transaction | Acquisition of Ordinary Shares in respect of the Haleon plc<br>Performance Share Plan. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 483,987.00 | |||
| d) | Aggregated information | ||
| - Aggregated volume | N/A | ||
| - Price | |||
| e) | Date of the transaction | 14 March 2025 | |
| f) | Place of the transaction | Outside a trading venue | |
| 4 | Details of the transaction(s): section to be repeated for (i) each<br>type of instrument; (ii) each type of transaction; (iii) each date;<br>and (iv) each place where transactions have been<br>conducted | ||
| a) | Description of the financial instrument, type of<br>instrument | Ordinary Shares of 0.01 each | |
| Identification<br>code | GB00BMX86B70 | ||
| b) | Nature of the transaction | Automatic disposal of Ordinary Shares resulting from the Haleon plc<br>Performance Share Plan vesting to cover tax<br>liabilities. | |
| c) | Price(s) and volume(s) | ||
| Volume(s) | |||
| 227,815.61 | |||
| d) | Aggregated information | ||
| - Aggregated volume | N/A | ||
| - Price | |||
| e) | Date of the transaction | 14 March 2025 | |
| f) | Place of the transaction | London Stock Exchange (XLON) |
All values are in British Pounds.
Amanda Mellor
Company Secretary
About Haleon
Haleon (LSE/NYSE: HLN) is a global leader in consumer health, with a purpose to deliver better everyday health with humanity. Haleon's product portfolio spans five major categories - Oral Health, Pain Relief, Respiratory Health, Digestive Health and Other, and Vitamins, Minerals and Supplements (VMS). Its long-standing brands
- such as Advil, Sensodyne, Panadol, Voltaren, Theraflu, Otrivin, Polident, parodontax and Centrum - are built on trusted science, innovation and deep human understanding.
For more information, please visit www.haleon.com.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| HALEON PLC<br><br><br>(Registrant) | |||
|---|---|---|---|
| Date: March<br>17, 2025 | By: | /s/<br>Amanda Mellor | |
| Name: | Amanda<br>Mellor | ||
| Title: | Company<br>Secretary |