Hercules Capital, Inc 8-K, filed Jul 20, 2023
Hercules Capital, Inc. (HTGC)
About this 8-K
Hercules Capital, Inc filed this 8-K on July 20, 2023.
Items reported
- Item 5.07: Shareholder vote results
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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CURRENT REPORT
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| Item 5.07. | Submission of Matters to a Vote of Security Holders |
On July 20, 2023, Hercules Capital, Inc. (the “Company”) reconvened its 2023 Annual Meeting of Stockholders (the “Annual Meeting”), which was initially held on June 22, 2023 and adjourned to July 20, 2023 with respect to Proposal 4. As of April 21, 2023, the record date for the Annual Meeting, 142,427,079 shares of the Company’s common stock were outstanding and entitled to vote.
The following matter was submitted at the reconvened Annual Meeting to stockholders for consideration:
| Proposal 4. | Authorization of the Company to sell or issue shares of its common stock at a price below its then-current NAV per share, subject to the conditions set forth in Proposal 4 |
Stockholders authorized the Company to sell or issue shares of its common stock at a price below its then-current NAV per share, subject to the conditions set forth in Proposal 4. Detailed results of this vote are below. The results of the votes held on June 22, 2023 were previously reported on the Company’s Current Report on Form 8-K filed with the Commission on June 23, 2023.
| For |
Against |
Abstain | ||||
| Proposal 4 |
58,184,204 | 14,750,391 | 3,386,164 |
| Item 9.01. | Financial Statements and Exhibits. |
(d) Exhibits
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HERCULES CAPITAL, INC. | ||||||
| July 20, 2023 | By: | /s/ Kiersten Zaza Botelho | ||||
| Kiersten Zaza Botelho General Counsel | ||||||