ImageneBio, Inc 8-K, filed Oct 11, 2023
ImageneBio, Inc. (IMA)
8-K
2023-10-11
For: 2023-10-11
View Original
Added on
April 11, 2026
About this 8-K
ImageneBio, Inc filed this 8-K on October 11, 2023.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 11, 2023
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(I.R.S. Employer Identification No.)
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Ikena Oncology, Inc.
(Address of principal executive offices, including zip code)
(857 ) 273-8343
(Registrant’s telephone number, including area code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
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Title of each class
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Trade
Symbol(s)
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Name of each exchange
on which registered
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.07 |
Submission of Matters to a Vote of Security Holders.
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Ikena Oncology, Inc., a Delaware corporation (the “Company”) held a special meeting of stockholders (the “Special Meeting”) on October 11, 2023. As of the close of
business on September 7, 2023, the record date for the Special Meeting, there were 37,464,898 outstanding shares of the Company’s voting common stock.
The Company’s stockholders voted on the following proposals at the Special Meeting, each of which was approved. Detailed descriptions of each proposal are included in
the Company’s Definitive Proxy Statement filed with the U.S. Securities and Exchange Commission (the “SEC”) on September 25, 2023. The final vote tabulation for each proposal is set forth below.
(a) Proposal No. 1: The Company’s stockholders approved, in accordance with Nasdaq
Listing Rule 5635(a), the issuance of the Company’s common stock, par value $0.001 per share (“Common Stock”), upon conversion of the Company’s Series A Non-Voting Convertible Preferred Stock, par value $0.001 per share (“Proposal No. 1”), issued
in connection with the acquisition of Pionyr Immunotherapeutics, Inc. (the “Acquisition”). The votes cast at the Special Meeting were as follows:
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For
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Against
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Abstain
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25,681,604
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12,086
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1,156
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The above voting results for Proposal No. 1 do not include the 1,647,531 shares of Common Stock that were issued in the
Acquisition that were not entitled to vote on Proposal No. 1 for purposes of the listing rules of the Nasdaq Stock Market. These 1,647,531 shares of Common Stock were entitled to vote in favor of Proposal
No. 1 for purposes of adopting the proposal under Delaware law. However, to comply with the listing rules of the Nasdaq Stock Market, the Company instructed the inspector of elections to conduct a separate tabulation, which is set forth above, that
subtracted 1,647,531 shares from the total number of shares voted in favor of Proposal No. 1 for purposes of determining whether Proposal No. 1 was approved.
(b) Proposal No. 2: The Company’s stockholders approved the adjournment or postponement of the Special Meeting, if necessary, to continue to solicit votes for Proposal No. 1. The votes cast at the Special Meeting were as follows:
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For
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Against
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Abstain
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26,947,409
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394,239
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729
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No other matters were submitted to or voted on by the Company’s stockholders at the Special Meeting.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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Ikena Oncology, Inc.
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Date: October 11, 2023
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By:
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/s/ Mark Manfredi
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Mark Manfredi, Ph.D.
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President and Chief Executive Officer
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