Disc Medicine, Inc 8-K, filed Oct 1, 2021
Disc Medicine, Inc. (IRON)
About this 8-K
Disc Medicine, Inc filed this 8-K on October 1, 2021, reporting on events of September 29, 2021.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
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Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Securities registered pursuant to Section 12(b) of the Act:
| Title of each class |
Trading |
Name of each exchange | ||
| Item 5.07 | Submission of Matters to a Vote of Security Holders |
On September 29, 2021, Gemini Therapeutics, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “2021 Annual Meeting”). Proxies were solicited pursuant to the Company’s proxy statement filed on August 17, 2021 with the Securities and Exchange Commission under Section 14(a) of the Securities Exchange Act of 1934, as amended. As of August 2, 2021, the record date for the 2021 Annual Meeting, there were 43,055,112 shares of the Company’s common stock, par value $0.0001 per share, (the “Common Stock”) outstanding and entitled to vote at the 2021 Annual Meeting. A total of 28,632,671 shares of Common Stock were present or represented by proxy at the 2021 Annual Meeting, representing 66.50% of the issued and outstanding shares entitled to vote at the meeting, representing a quorum. Each share of Common Stock was entitled to one vote with respect to matters submitted to the Company’s stockholders at the 2021 Annual Meeting. The proposals voted upon and the final results of the vote were as follows:
Proposal No. 1: Election of Class I Director. Carl L. Gordon was duly elected to the Company’s Board as a Class I director. The results were as follows:
| Director |
For | Withheld | Broker Non-Votes | |||||||||
| Carl L. Gordon |
18,344,313 | 8,445,896 | 1,842,462 | |||||||||
Proposal No. 2: Approval of the Company’s 2021 Employee Stock Purchase Plan. The Company’s 2021 Employee Stock Purchase Plan was approved. The results were as follows:
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 25,338,796 | 1,437,862 | 13,551 | 1,842,462 |
Proposal No. 3: Ratification of Independent Registered Public Accounting Firm. The appointment of Ernst &Young as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021 was ratified. The results were as follows:
| For |
Against |
Abstain |
Broker Non-Votes | |||
| 28,491,832 | 38,498 | 102,369 | 0 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Gemini Therapeutics, Inc. | ||
| By: | /s/ Brian Piekos | |
| Name: Brian Piekos | ||
| Title: Chief Financial Officer | ||
Dated: October 1, 2021