LRHC · La Rosa Holdings Corp.
Substantial doubt about the company's ability to continue as a going concern.
“Our independent registered public accounting firm's report contains an explanatory paragraph that expresses substantial doubt about our ability to continue as a "going concern."”View the 10-K filed Jun 4, 2026
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-03-02 | HRT FINANCIAL LP |
10% Owner |
Sell↓
|
Class A Shares
|
8,368 |
| 2026-02-27 | HRT FINANCIAL LP |
10% Owner |
Buy↑
|
Class A Shares
|
14,584 |
| 2026-01-08 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Other↓
Filing footnotes — Series X Super Voting Preferred Stock (Direct)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa are husband and wife. Mr. La Rosa may be deemed to beneficially own securities owned by Mrs. La Rosa, and Mrs. La Rosa may be deemed to indirectly beneficially own securities owned by Mr. La Rosa. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Represents redemption of 200 shares of Series X Super Voting Preferred Stock of the Issuer at approximately $1,000 per share pursuant to that certain Redemption Agreement signed by Joseph La Rosa and the Company on November 12, 2025. |
Series X Super Voting Preferred Stock
|
200 |
| 2025-12-29 | Adler Nicholas H |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2025-11-06 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Other↑
Filing footnotes — Common Stock (Indirect)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa are husband and wife. Mr. La Rosa may be deemed to beneficially own securities owned by Mrs. La Rosa, and Mrs. La Rosa may be deemed to indirectly beneficially own securities owned by Mr. La Rosa. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Represents a transfer of 255,272 shares of common stock of the Issuer from Joseph La Rosa to La Rosa Capital, LLC, an entity owned by Mr. La Rosa and controlled by Mr. La Rosa and Deana La Rosa, with no change in the reporting persons' pecuniary interests. The transaction is voluntarily reported by the reporting persons. |
Common Stock
(I)
|
255,272 |
| 2025-11-06 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa are husband and wife. Mr. La Rosa may be deemed to beneficially own securities owned by Mrs. La Rosa, and Mrs. La Rosa may be deemed to indirectly beneficially own securities owned by Mr. La Rosa. Each of the reporting persons disclaims beneficial ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Represents a transfer of 255,272 shares of common stock of the Issuer from Joseph La Rosa to La Rosa Capital, LLC, an entity owned by Mr. La Rosa and controlled by Mr. La Rosa and Deana La Rosa, with no change in the reporting persons' pecuniary interests. The transaction is voluntarily reported by the reporting persons. |
Common Stock
|
255,272 |
| 2025-08-11 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Mrs. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single issuance of shares of restricted common stock of the Issuer to Mr. La Rosa, vesting on the date of the grant, pursuant to the Second Amended and Restated La Rosa Holdings Corp. 2022 Equity Incentive Plan. |
Common Stock
|
75,000 |
| 2025-08-11 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Indirect)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Mrs. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single issuance of shares of restricted common stock of the Issuer to Mr. La Rosa, vesting on the date of the grant, pursuant to the Second Amended and Restated La Rosa Holdings Corp. 2022 Equity Incentive Plan. |
Common Stock
(I)
|
75,000 |
| 2025-08-11 | SIEGEL NED L |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted common stock, vesting on the date of the grant, granted pursuant to the Second Amended and Restated La Rosa Holdings Corp. 2022 Equity Incentive Plan. |
Common Stock
|
600 |
| 2025-08-11 | Felix Lourdes |
Director, CEO and CFO |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted common stock, vesting on the date of the grant, granted pursuant to the Second Amended and Restated La Rosa Holdings Corp. 2022 Equity Incentive Plan. |
Common Stock
|
600 |
| 2025-08-11 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Mrs. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single issuance of shares of restricted common stock of the Issuer to Mrs. La Rosa, vesting on the date of the grant, pursuant to the Second Amended and Restated La Rosa Holdings Corp. 2022 Equity Incentive Plan |
Common Stock
|
20,011 |
| 2025-08-11 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Indirect)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Mrs. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single issuance of shares of restricted common stock of the Issuer to Mrs. La Rosa, vesting on the date of the grant, pursuant to the Second Amended and Restated La Rosa Holdings Corp. 2022 Equity Incentive Plan |
Common Stock
(I)
|
20,011 |
| 2025-08-11 | LA ROSA MICHAEL A |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted common stock, vesting on the date of the grant, granted pursuant to the Second Amended and Restated La Rosa Holdings Corp. 2022 Equity Incentive Plan. |
Common Stock
|
600 |
| 2025-08-11 | ALAVI SIAMACK |
Director |
Award↑
Filing footnotes — Common Stock (Direct)
Represents shares of restricted common stock, vesting on the date of the grant, granted pursuant to the Second Amended and Restated La Rosa Holdings Corp. 2022 Equity Incentive Plan. |
Common Stock
|
600 |
| 2025-07-17 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Sell↓
Filing footnotes — Warrant to Purchase Common Stock (Indirect)
This warrant was previously reported covering 50,000 shares of common stock at an exercise price of $5 per share, but was adjusted as follows pursuant to anti-dilution provisions of the warrant: 1)on 02/20/24 the number of shares underlying the warrant was adjusted to 166,667 shares and the exercise price was adjusted to $1.5; 2)on 08/16/24 the number of shares was adjusted to 423,729 shares and the exercise price was adjusted to $0.59; 3)on 11/01/24 the number of shares was adjusted to 667,913 shares and the exercise price was adjusted to $0.3743; 4)on 02/20/25 the number of shares was adjusted to 1,048,218 shares and the exercise price was adjusted to $0.2385; 4)on 03/10/2025 the number of shares was adjusted to 1,331,913 shares and the exercise price was adjusted to $0.1877; 6)on 04/21/25 the number of shares was adjusted to 1,851,852 shares and the exercise price was adjusted to $0.135. This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Ms. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single issuance of shares of common stock of the Issuer to Mr. La Rosa, pursuant to Exchange Agreement between the Issuer and Mr. La Rosa signed on July 17, 2025. |
Warrant to Purchase Common Stock
(I)
|
1,851,852 |
| 2025-07-17 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Sell↓
Filing footnotes — Warrant to Purchase Common Stock (Direct)
This warrant was previously reported covering 50,000 shares of common stock at an exercise price of $5 per share, but was adjusted as follows pursuant to anti-dilution provisions of the warrant: 1)on 02/20/24 the number of shares underlying the warrant was adjusted to 166,667 shares and the exercise price was adjusted to $1.5; 2)on 08/16/24 the number of shares was adjusted to 423,729 shares and the exercise price was adjusted to $0.59; 3)on 11/01/24 the number of shares was adjusted to 667,913 shares and the exercise price was adjusted to $0.3743; 4)on 02/20/25 the number of shares was adjusted to 1,048,218 shares and the exercise price was adjusted to $0.2385; 4)on 03/10/2025 the number of shares was adjusted to 1,331,913 shares and the exercise price was adjusted to $0.1877; 6)on 04/21/25 the number of shares was adjusted to 1,851,852 shares and the exercise price was adjusted to $0.135. This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Ms. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single issuance of shares of common stock of the Issuer to Mr. La Rosa, pursuant to Exchange Agreement between the Issuer and Mr. La Rosa signed on July 17, 2025. |
Warrant to Purchase Common Stock
|
1,851,852 |
| 2025-07-17 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Direct)
As adjusted for 1-for-80 reverse stock split effected by the Issuer on July 7, 2025. This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Ms. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single issuance of shares of common stock of the Issuer to Mr. La Rosa, pursuant to Exchange Agreement between the Issuer and Mr. La Rosa signed on July 17, 2025. |
Common Stock
|
75,000 |
| 2025-07-07 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Buy↑
Filing footnotes — Common Stock (Indirect)
As adjusted for 1-for-80 reverse stock split effected by the Issuer on July 7, 2025. This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Ms. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single issuance of shares of common stock of the Issuer to Mr. La Rosa, pursuant to Exchange Agreement between the Issuer and Mr. La Rosa signed on July 17, 2025. |
Common Stock
(I)
|
75,000 |
| 2025-04-21 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Indirect)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Ms. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single grant of shares of common stock of the Issuer, pursuant to Amendment No. 4 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on February 3, 2025. |
Common Stock
(I)
|
3,297,359 |
| 2025-04-21 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Ms. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single grant of shares of common stock of the Issuer, pursuant to Amendment No. 4 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on February 3, 2025. |
Common Stock
|
3,297,359 |
| 2025-02-07 | SANTOS ALEX |
CHIEF TECHNOLOGY OFFICER |
Sell↓
Filing footnotes — Common Stock (Direct)
Represents the amount adjusted for 1-for-80 reverse stock split effected by the Issuer on July 7, 2025. |
Common Stock
|
26 |
| 2025-02-05 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Direct)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Ms. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single grant of shares of common stock of the Issuer, pursuant to Amendment No. 4 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on February 3, 2025. |
Common Stock
|
2,933,219 |
| 2025-02-05 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Common Stock (Indirect)
This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Ms. La Rosa owns them indirectly as Mr. La Rosa's spouse. Represents a single grant of shares of common stock of the Issuer, pursuant to Amendment No. 4 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on February 3, 2025. |
Common Stock
(I)
|
2,933,219 |
| 2025-02-01 | SANTOS ALEX |
CHIEF TECHNOLOGY OFFICER |
Convert↑
Filing footnotes — Common Stock (Direct)
This amendment is being filed to correct the code and explanation of this transaction, which represents the issuance of 4,000 shares of common stock to Ms. Santos pursuant to automatic conversion of 4,000 restricted stock units received by Mr. Santos on February 1, 2024, pursuant to the employment agreement between Mr. Santos and the Issuer dated January 10, 2022, into 4,000 shares of common stock upon vesting on February 1, 2025. |
Common Stock
|
4,000 |
| 2025-01-02 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Indirect)
Represents a single grant to Joseph La Rosa of a ten year non-qualified stock option granted on January 2, 2025, having an exercise price of $0.8444, pursuant to Amendment No. 2 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on December 7, 2023, 100% of which vested on the date of grant. This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the stock option directly and Ms. La Rosa owns it indirectly as Mr. La Rosa's spouse. |
Stock Option (Right to Buy)
(I)
|
200,000 |
| 2025-01-02 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Represents a single grant to Joseph La Rosa of a ten year non-qualified stock option granted on January 2, 2025, having an exercise price of $0.8444, pursuant to Amendment No. 2 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on December 7, 2023, 100% of which vested on the date of grant. This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the stock option directly and Ms. La Rosa owns it indirectly as Mr. La Rosa's spouse. |
Stock Option (Right to Buy)
|
200,000 |
| 2024-12-04 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Indirect)
Represents a single grant to Joseph La Rosa of a ten year non-qualified stock option granted on December 4, 2024, having an exercise price of $0.6699, pursuant to Amendment No. 2 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on December 7, 2023, 100% of which vested on the date of grant. This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the stock option directly and Ms. La Rosa owns it indirectly as Mr. La Rosa's spouse. |
Stock Option (Right to Buy)
(I)
|
600,000 |
| 2024-12-04 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Represents a single grant to Joseph La Rosa of a ten year non-qualified stock option granted on December 4, 2024, having an exercise price of $0.6699, pursuant to Amendment No. 2 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on December 7, 2023, 100% of which vested on the date of grant. This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the stock option directly and Ms. La Rosa owns it indirectly as Mr. La Rosa's spouse. |
Stock Option (Right to Buy)
|
600,000 |
| 2024-10-04 | ALAVI SIAMACK |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-09-13 | SANTOS ALEX |
CHIEF TECHNOLOGY OFFICER |
Sell↓
|
Common Stock
|
9,611 |
| 2024-08-21 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Other↑
Filing footnotes — Common Stock (Indirect)
Represents a single acquisition of shares of common stock by Mr. Joseph La Rosa on August 21, 2024 pursuant to a Membership Interest Purchase Agreement by and among the Issuer, Nona Title Agency LLC ("Nona Title"), and three selling members of Nona Title (the "Selling Members"), including Mr. Joseph La Rosa, who owned and sold 49% of the Membership Interests of Nona Title. This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Ms. La Rosa owns them indirectly as Mr. La Rosa's spouse. |
Common Stock
(I)
|
153,718 |
| 2024-08-21 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Other↑
Filing footnotes — Common Stock (Direct)
Represents a single acquisition of shares of common stock by Mr. Joseph La Rosa on August 21, 2024 pursuant to a Membership Interest Purchase Agreement by and among the Issuer, Nona Title Agency LLC ("Nona Title"), and three selling members of Nona Title (the "Selling Members"), including Mr. Joseph La Rosa, who owned and sold 49% of the Membership Interests of Nona Title. This form is filed jointly by each of the reporting persons listed above. Joseph La Rosa and Deana La Rosa, Issuer's Chief Operating Officer, are husband and wife. Mr. La Rosa owns the shares of common stock directly and Ms. La Rosa owns them indirectly as Mr. La Rosa's spouse. |
Common Stock
|
153,718 |
| 2024-08-06 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Other↓
Filing footnotes — Common Stock (Direct)
Form voluntarily filed by the Reporting Person to report a transfer of 3,800,000 shares of common stock of the Issuer to JLR-JCCLT1 Land Trust, of which Mr. La Rosa is the trustee, with no change in the Reporting Person's pecuniary interest. |
Common Stock
|
3,800,000 |
| 2024-08-06 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Other↑
Filing footnotes — Common Stock (Indirect)
Form voluntarily filed by the Reporting Person to report a transfer of 3,800,000 shares of common stock of the Issuer to JLR-JCCLT1 Land Trust, of which Mr. La Rosa is the trustee, with no change in the Reporting Person's pecuniary interest. Owned by JLR-JCCLT1 Land Trust, controlled by Mr. Joseph La Rosa. Mr. Joseph La Rosa is the trustee of the trust. |
Common Stock
(I)
|
3,800,000 |
| 2024-06-18 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Non-qualified stock option granted on June 18, 2024, pursuant to Amendment No. 2 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on December 7, 2023, 100% of which vested on the date of grant. |
Stock Option (Right to Buy)
|
200,000 |
| 2024-06-18 | LA ROSA DEANA |
Chief Operating Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Indirect)
Represents the non-qualified stock options, that are directly owned by Ms. La Rosa's spouse, Joseph La Rosa, the Chief Executive Officer and Director of the Board of the Issuer. Mr. La Rosa's direct ownership of the options was previously reported on Form 4 filed with the SEC on June 21, 2024. |
Stock Option (Right to Buy)
(I)
|
200,000 |
| 2024-04-19 | Felix Lourdes |
Director, CEO and CFO |
Other↑
|
No Securities Owned
|
0 |
| 2024-03-15 | LA ROSA DEANA |
Chief Operating Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Indirect)
Represents the non-qualified stock options, that are directly owned by Ms. La Rosa's spouse, Joseph La Rosa, the Chief Executive Officer and Director of the Board of the Issuer. Mr. La Rosa's direct ownership of the options was previously reported on Form 4 filed with the Securities and Exchange Commission (the "SEC") on March 15, 2024. |
Stock Option (Right to Buy)
(I)
|
600,000 |
| 2024-03-15 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Non-qualified stock option granted on March 15, 2024, pursuant to Amendment No. 2 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on December 7, 2023, 100% of which vested on the date of grant. |
Stock Option (Right to Buy)
|
600,000 |
| 2024-02-01 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Non-qualified stock option granted on February 1, 2024 as a bonus pursuant to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on April 29, 2022, as amended, 100% of which vested on the date of grant. |
Stock Option (Right to Buy)
|
134,065 |
| 2024-02-01 | SANTOS ALEX |
CHIEF TECHNOLOGY OFFICER |
Award↑
Filing footnotes — Restricted Stock Unit (RSU) (Direct)
N/A. On February 1, 2024, the Issuer granted Mr. Santos 4,000 restricted stock units ("RSU"), vesting on February 1, 2025. Upon vesting, the RSU automatically converts into an aggregate of 4,000 shares of the Issuer's common stock. |
Restricted Stock Unit (RSU)
|
4,000 |
| 2024-02-01 | SANTOS ALEX |
CHIEF TECHNOLOGY OFFICER |
Award↑
Filing footnotes — Common Stock (Direct)
Represents an equity award received by Mr. Santos on February 1, 2023, pursuant to the employment agreement between Mr. Santos and the Issuer dated January 10, 2022, which vested in full on February 1, 2024. |
Common Stock
|
2,813 |
| 2024-02-01 | METZROTH KENT |
Chief Financial Officer |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Non-qualified stock option granted on February 1, 2024, pursuant to Amendment to the Employment Agreement between the Issuer and Mr. Metzroth signed on February 1, 2024, 100% of which vested on the date of grant. |
Stock Option (Right to Buy)
|
359,120 |
| 2024-02-01 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Indirect)
This option is directly owned by Mr. La Rosa's wife, Deana La Rosa, a Chief Operating Officer of the Issuer. Ms. La Rosa's direct ownership of this option is reported on her Form 3 filed on February 1, 2024. |
Stock Option (Right to Buy)
(I)
|
300,000 |
| 2024-01-02 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Non-qualified stock option granted on January 2, 2024, pursuant to Amendment No. 2 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on December 7, 2023, 100% of which vested on the date of grant. |
Stock Option (Right to Buy)
|
800,000 |
| 2023-12-07 | LA ROSA JOSEPH |
Director, CEO, interim CFO, 10% Owner |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Non-qualified stock option granted on December 7, 2023, pursuant to Amendment No. 2 to the Amended and Restated Employment Agreement between the Issuer and Mr. La Rosa signed on December 7, 2023, 100% of which vested on the date of grant. |
Stock Option (Right to Buy)
|
900,000 |
| 2023-11-01 | LA ROSA MICHAEL A |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Non-qualified stock option granted on November 1, 2023 and 100% of which vested on of the date of grant. |
Stock Option (Right to Buy)
|
85,625 |
| 2023-11-01 | SIEGEL NED L |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Non-qualified stock option granted on November 1, 2023 and 100% of which vested on of the date of grant. |
Stock Option (Right to Buy)
|
107,050 |
| 2023-11-01 | WHITE JODI R |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Non-qualified stock option granted on November 1, 2023 and 100% of which vested on of the date of grant. |
Stock Option (Right to Buy)
|
107,050 |
| 2023-11-01 | STRINGER THOMAS |
Director |
Award↑
Filing footnotes — Stock Option (Right to Buy) (Direct)
Non-qualified stock option granted on November 1, 2023, 100% of which vested on the date of grant. |
Stock Option (Right to Buy)
|
112,400 |