Lsi Industries Inc 8-K/A, filed Feb 25, 2022
Lsi Industries Inc (LYTS)
8-K/A
2022-02-25
For: 2021-11-02
View Original
Added on
April 08, 2026
About this 8-K/A
Lsi Industries Inc filed this 8-K/A on February 25, 2022, reporting on events of November 2, 2021.
Items reported
- Item 5.07: Shareholder vote results
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K/A
Amendment No. 1
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 2, 2021
(Exact name of Registrant as Specified in its Charter)
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(State or Other Jurisdiction of Incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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(Address of Principal Executive Offices)
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(Zip Code)
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Registrant’s telephone number, including area code (513 ) 793-3200
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17CFR §240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act ☐
Introductory Note
On November 3, 2021, LSI Industries Inc. (“LSI” or the “Company”) filed a Current Report on Form 8-K (the “Original Filing”) which reported the votes at the Company’s Annual Meeting of Shareholders held on November 2, 2021 (“Meeting”). This Report amends the Original Filing to report 4,179,122 broker non-votes in the election of directors and other items. Broker non-votes had no effect on the results of any of the matters submitted to shareholders at the Meeting.
Item 5.07 – Submission of Matters to a Vote of Security Holders.
The Annual Meeting of Shareholders of LSI Industries Inc. was held on November 2, 2021 at which the following matters were submitted to a vote of shareholders:
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(a)
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Votes regarding the election of six directors.
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Name
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For
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Withheld
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Broker Non-Votes
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Robert P. Beech
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17,482,080
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979,726
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4,179,122
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Ronald D. Brown
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18,253,629
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208,177
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4,179,122
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James A. Clark
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18,251,278
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210,528
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4,179,122
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Amy L. Hanson
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17,824,016
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637,790
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4,179,122
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Chantel E. Lenard
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18,263,989
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197,817
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4,179,122
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Wilfred T. O’Gara
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17,636,291
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825,515
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4,179,122
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(b) Votes regarding the ratification of the Audit Committee’s appointment of Grant Thornton LLP as LSI’s Independent Registered Public Accounting Firm for fiscal 2022.
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For
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Against
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Abstain
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Broker Non-Votes
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22,209,841
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407,340
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23,747
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--
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(c) Advisory votes on the Company’s executive compensation as described in the Company’s Proxy Statement.
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For
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Against
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Abstain
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Broker Non-Votes
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17,884,682
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290,419
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286,705
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4,179,122
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(d) Votes regarding the amendment of the Company’s Articles of Incorporation to increase the number of authorized shares of Common Stock by 10 million shares.
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For
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Against
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Abstain
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Broker Non-Votes
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22,040,838
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560,158
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39,932
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--
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(e) Votes regarding the Company’s 2021 Employee Stock Purchase Plan.
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For
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Against
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Abstain
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Broker Non-Votes
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18,227,472
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106,265
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128,069
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4,179,122
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Item 9.01 Financial Statements and Exhibits
(d) Exhibits
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No.
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Description
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10.1
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104
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Cover Page Interactive Data File--the cover page XBRL tags are embedded within the Inline XBRL document
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
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LSI INDUSTRIES INC.
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By: /s/ Thomas A. Caneris
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Thomas A. Caneris
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Executive Vice President, Human Resources
& General Counsel
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February 25, 2022
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