MidCap Financial Investment Corp 8-K, filed May 28, 2024
MidCap Financial Investment Corp (MFIC)
About this 8-K
MidCap Financial Investment Corp filed this 8-K on May 28, 2024.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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CURRENT REPORT
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| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On May 28, 2024, Midcap Financial Investment Corporation (the “Company”) held its Special Meeting of Stockholders (the “Special Meeting”). At the Special Meeting, the Company’s stockholders approved one proposal as set forth below. The proposal is described in detail in the Company’s definitive proxy statement for the Special Meeting as filed with the Securities and Exchange Commission on April 4, 2024.
Proposal 1: The Company’s stockholders approved the issuance of shares of common stock, par value $0.001 per share, of the Company in connection with the proposed mergers of Apollo Senior Floating Rate Fund Inc. and Apollo Tactical Income Fund Inc. with and into the Company, in accordance with NASDAQ listing rule requirements, based on the following votes:
| FOR |
WITHHELD |
ABSTAIN |
BROKER-NON-VOTE | |||
| 35,574,452 | 1,852,544 | 816,184 | — |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| MIDCAP FINANCIAL INVESTMENT CORPORATION | ||
| By: | /s/ Kristin Hester | |
| Name: | Kristin Hester | |
| Title: | Chief Legal Officer and Secretary | |
| Date: May 28, 2024 | ||