MIND · Mind Technology, Inc · Insider Trading
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 4 and 5. Form 3 supplies initial ownership rather than a trade; Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-07-29 | BLUM PETER H |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029. |
Option to Purchase Common Stock
|
30,000 |
| 2026-07-29 | Hilarides William Hunter |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029. |
Option to Purchase Common Stock
|
30,000 |
| 2026-07-29 | CAPPS ROBERT P |
President and CEO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029. |
Option to Purchase Common Stock
|
60,000 |
| 2026-07-29 | Baden Alan Perry |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029. |
Option to Purchase Common Stock
|
30,000 |
| 2026-07-29 | COX MARK ALAN |
CFO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029. |
Option to Purchase Common Stock
|
50,000 |
| 2026-07-29 | GLANVILLE THOMAS S |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on July 29, 2027, 1/3 on July 29, 2028 and 1/3 July 29, 2029. |
Option to Purchase Common Stock
|
30,000 |
| 2025-10-06 | CAPPS ROBERT P |
President and CEO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028. |
Option to Purchase Common Stock
|
60,000 |
| 2025-10-06 | BLUM PETER H |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028. |
Option to Purchase Common Stock
|
30,000 |
| 2025-10-06 | Baden Alan Perry |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028. |
Option to Purchase Common Stock
|
30,000 |
| 2025-10-06 | COX MARK ALAN |
CFO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028. |
Option to Purchase Common Stock
|
50,000 |
| 2025-10-06 | GLANVILLE THOMAS S |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028. |
Option to Purchase Common Stock
|
30,000 |
| 2025-10-06 | Hilarides William Hunter |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on October 6, 2026, 1/3 on October 6, 2027 and 1/3 October 6, 2028. |
Option to Purchase Common Stock
|
30,000 |
| 2025-01-20 | Hilarides William Hunter |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028. |
Option to Purchase Common Stock
|
20,000 |
| 2025-01-20 | COX MARK ALAN |
CFO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028. |
Option to Purchase Common Stock
|
30,000 |
| 2025-01-20 | GLANVILLE THOMAS S |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028. |
Option to Purchase Common Stock
|
20,000 |
| 2025-01-20 | BLUM PETER H |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028. |
Option to Purchase Common Stock
|
20,000 |
| 2025-01-20 | CAPPS ROBERT P |
President and CEO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028. |
Option to Purchase Common Stock
|
30,000 |
| 2025-01-20 | Baden Alan Perry |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on January 20, 2026, 1/3 on January 20, 2027 and 1/3 January 20, 2028. |
Option to Purchase Common Stock
|
20,000 |
| 2024-09-24 | COX MARK ALAN |
CFO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027. |
Option to Purchase Common Stock
|
25,000 |
| 2024-09-24 | Hilarides William Hunter |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027. |
Option to Purchase Common Stock
|
17,000 |
| 2024-09-24 | GLANVILLE THOMAS S |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027. |
Option to Purchase Common Stock
|
17,000 |
| 2024-09-24 | BLUM PETER H |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027. |
Option to Purchase Common Stock
|
17,000 |
| 2024-09-24 | CAPPS ROBERT P |
President and CEO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027. |
Option to Purchase Common Stock
|
35,000 |
| 2024-09-24 | Baden Alan Perry |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on September 24, 2025, 1/3 on September 24, 2026 and 1/3 September 24, 2027. |
Option to Purchase Common Stock
|
17,000 |
| 2022-08-03 | COX MARK ALAN |
CFO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025. |
Option to Purchase Common Stock
|
60,000 |
| 2022-08-03 | Baden Alan Perry |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025. |
Option to Purchase Common Stock
|
45,000 |
| 2022-08-03 | CAPPS ROBERT P |
President and CEO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025. |
Option to Purchase Common Stock
|
100,000 |
| 2022-08-03 | Harned Nancy Jean |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025. |
Option to Purchase Common Stock
|
45,000 |
| 2022-08-03 | BLUM PETER H |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025. |
Option to Purchase Common Stock
|
70,000 |
| 2022-08-03 | Hilarides William Hunter |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025. |
Option to Purchase Common Stock
|
45,000 |
| 2022-08-03 | GLANVILLE THOMAS S |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
Options vest 1/3 on August 3, 2023, 1/3 on August 3, 2024 and 1/3 August 3, 2025. |
Option to Purchase Common Stock
|
45,000 |
| 2022-07-18 | BLUM PETER H |
Director |
Buy↑
|
MIND Series A Preferred Stock
|
8,000 |
| 2022-07-15 | BLUM PETER H |
Director |
Buy↑
|
MIND Series A Preferred Stock
|
10,000 |
| 2022-06-23 | BLUM PETER H |
Director |
Buy↑
Filing footnotes — MIND Series A Preferred Stock (Direct)
These shares were purchased in multiple transactions each at a price of $14.27. The reporting person undertakes to provide to MIND Technology, Inc., or the staff of the Securities and Exchange Commission,upon request, full information regarding the number of shares purchased at each separate transaction of this Form 4. |
MIND Series A Preferred Stock
|
2,000 |
| 2022-06-23 | BLUM PETER H |
Director |
Buy↑
|
MIND Common Stock
|
10,000 |
| 2022-06-22 | BLUM PETER H |
Director |
Buy↑
|
MIND Common Stock
|
10,000 |
| 2022-06-21 | BLUM PETER H |
Director |
Buy↑
|
MIND Common Stock
|
10,000 |
| 2022-06-16 | BLUM PETER H |
Director |
Buy↑
|
MIND Series A Preferred Stock
|
1,696 |
| 2021-12-16 | BLUM PETER H |
Director |
Buy↑
Filing footnotes — MIND Common Stock (Direct)
The price reported is an average price. These shares were purchased in multiple transactions at prices ranging from $1.50 to $1.49, inclusive. The reporting person undertakes to provide to MIND Technology, Inc., or the staff of the Securities and Exchange Commission,upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) of this Form 4. |
MIND Common Stock
|
50,000 |
| 2021-10-29 | BLUM PETER H |
Director |
Buy↑
|
MIND Common Stock
|
10,000 |
| 2021-10-28 | BLUM PETER H |
Director |
Buy↑
|
MIND Common Stock
|
10,000 |
| 2021-09-15 | BLUM PETER H |
Director |
Buy↑
|
MIND Common Stock
|
30,000 |
| 2021-08-05 | BLUM PETER H |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024. |
Option to Purchase Common Stock
|
70,000 |
| 2021-08-05 | Morris Dennis Patrick |
Chief Operating Officer |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024. |
Option to Purchase Common Stock
|
60,000 |
| 2021-08-05 | GLANVILLE THOMAS S |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024. |
Option to Purchase Common Stock
|
45,000 |
| 2021-08-05 | COX MARK ALAN |
CFO |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024. |
Option to Purchase Common Stock
|
40,000 |
| 2021-08-05 | CAPPS ROBERT P |
President and CEO |
Award↑
Filing footnotes — MIND Common Stock (Direct)
1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024. |
MIND Common Stock
|
70,000 |
| 2021-08-05 | Albers Robert John |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024. |
Option to Purchase Common Stock
|
45,000 |
| 2021-08-05 | Hilarides William Hunter |
Director |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024. |
Option to Purchase Common Stock
|
45,000 |
| 2021-08-05 | Malden Guy |
Co-CEO and EVP |
Award↑
Filing footnotes — Option to Purchase Common Stock (Direct)
1. Options vest 1/3 on August 5, 2022, 1/3 on August 5, 2023 and 1/3 on August 5, 2024. |
Option to Purchase Common Stock
|
50,000 |