Nicolet Bankshares Inc 8-K, filed Jul 20, 2021
Nicolet Bankshares Inc (NIC)
8-K
2021-07-20
For: 2021-07-20
View Original
Added on
July 07, 2026
About this 8-K
Nicolet Bankshares Inc filed this 8-K on July 20, 2021.
Items reported
- Item 5.02: Director or officer change, or executive pay
- Item 7.01: Regulation FD disclosure
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): July 20, 2021
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||||||||
(Address of principal executive offices)
(920 ) 430-1400
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||||||
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||||||
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||||||
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||||||||
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter.)
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
| Item 5.02 | Departure of Directors or Certain Officers; Election of Officers; Appointments of Certain Officers; Compensatory Arrangements of Certain Officers. | ||||
On July 20, 2021, the Nicolet Bankshares, Inc. (“Nicolet” or the “Company”) Board of Directors increased the size of the Board by one member and appointed of Héctor Colón as a director. Mr. Colón was also selected to serve as a director of Nicolet’s wholly-owned subsidiary, Nicolet National Bank. Mr. Colón was not selected as a director pursuant to any arrangement or understanding with any other persons.
| Item 7.01 | Regulation FD. | ||||
On July 20, 2021, the Company issued a press release announcing Mr. Colón’s appointment to the Board, a copy of which is furnished herewith as Exhibit 99.1.
The information in the Item 7.01 and in Exhibit 99.1 to this Curent Report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, and such information shall not be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
| Item 9.01 | Financial Statements and Exhibits. | ||||
| Exhibit No. | Description of Exhibit | |||||||
| 99.1 | ||||||||
| 104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document | |||||||
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Date: | July 20, 2021 | NICOLET BANKSHARES, INC. | ||||||||||||
| By: | /s/ H. Phillip Moore, Jr. | |||||||||||||
| H. Phillip Moore, Jr. | ||||||||||||||
| Chief Financial Officer | ||||||||||||||
Exhibit 99.1
FOR IMMEDIATE RELEASE
Nicolet Bankshares, Inc. Appoints Héctor Colón to Board of Directors
GREEN BAY, WI July 20, 2021 – Nicolet Bankshares, Inc. (NASDAQ: NCBS) (“Nicolet”), the holding company for Nicolet National Bank, today announced the appointment of Héctor Colón to Nicolet’s Board of Directors. Mr. Colón is the President and CEO of Lutheran Social Services of Wisconsin and Upper Michigan.
“Héctor is a great addition to our board,” said Bob Atwell, Executive Chairman of Nicolet. “He brings a strong track record of organizational leadership in the governmental, educational and not-for-profit sectors. He is a dedicated servant leader who has led these organizations through difficult changes. The tenacity and discipline he displayed as the 7-time national champion Boxer is only the beginning of a career of concrete accomplishment.”
“I am excited to join the Nicolet National Bank family,” said Mr. Colón. “Nicolet is a champion bank with a great leadership and culture and is a proven community partner.”
Under Mr. Colón’s visionary and innovative leadership, Lutheran Social Services has adapted new models and business strategies to increase relevancy and operational efficiency. Before the start of Colón’s tenure in 2017, the organization had not met its budget for four consecutive years. Since that time, LSS has generated multi-million dollar surpluses with a gain of $12.4 million over his first three years. He recently was named the Nonprofit Executive of the Year by BizTimes Media and the Hispanic Man of the year by UMOS.
About Nicolet Bankshares, Inc.
Nicolet Bankshares, Inc. is the bank holding company of Nicolet National Bank, a growing, full-service, community bank providing services ranging from commercial and consumer banking to wealth management and retirement plan services. Founded in Green Bay in 2000, Nicolet National Bank operates branches in Northeast and Central Wisconsin and the upper peninsula of Michigan. More information can be found at www.nicoletbank.com.
Investor Relations & Media Contacts:
Mike Daniels – President & CEO
Jeff Gahnz – VP, Marketing & Public Relations
Phone: 920.430.1400
Email: mdaniels@nicoletbank.com or jgahnz@nicoletbank.com