Nomura Holdings Inc 6-K, filed Jul 29, 2026

Nomura Holdings Inc (NMR)

6-K 2026-07-29 For: 2026-07-29

View Original

Added on July 29, 2026

About this 6-K

Nomura Holdings Inc filed this 6-K on July 29, 2026.

Search and read filings like this one from Claude or ChatGPT with the SEC filings MCP server →


	NOMURA HOLDINGS, INC.

Date: July 29, 2026	By:	/s/ Akito Bato
		Akito Bato
		Senior Managing Director


Date:		July 29, 2026
Company name (code number):		Nomura Holdings, Inc. (8604)
Stock exchange listings:		(In Japan) Tokyo, Nagoya (Overseas) New York, Singapore
Representative:		Kentaro Okuda President and Group CEO, Nomura Holdings, Inc.
For inquiries:		Akihiro Koseki Managing Director, Head of Investor Relations, Nomura Holdings, Inc. Tel: (Country Code 81) 3-5255-1000 URL: https://www.nomura.com


	(Rounded to nearest million)
	(Millions of yen, except per share data)
	For the three months ended June 30
	2025						2026
				% Change from June 30, 2024						% Change from June 30, 2025
Total revenue		1,156,588			(5.0	%)		1,371,708			18.6	%
Net revenue		523,315			15.2	%		686,714			31.2	%
Income before income taxes		160,282			55.7	%		211,539			32.0	%
Net income attributable to Nomura Holdings, Inc. (“NHI”) shareholders		104,565			51.7	%		145,561			39.2	%
Comprehensive income		61,629			(67.4	%)		176,502			186.4	%
Basic-Net income attributable to NHI shareholders per share (Yen)		35.19						49.90
Diluted-Net income attributable to NHI shareholders per share (Yen)		34.04						48.34
Return on shareholders’ equity - annualized		12.0	%					15.4	%


	(Millions of yen, except per share data)
	At March 31			At June 30
	2026			2026
Total assets		62,645,925			68,224,010
Total equity		3,854,915			3,993,713
Total NHI shareholders’ equity		3,707,868			3,834,275
Total NHI shareholders’ equity as a percentage of total assets		5.9	%		5.6	%
Total NHI shareholders’ equity per share (Yen)		1,277.99			1,311.94


					(Yen amounts)
	For the year ended March 31
	2026		2027		2027 (Plan)
Dividends per share
Dividends record dates
At June 30		—		—		—
At September 30		27.00		—		Unconfirmed
At December 31		—		—		—
At March 31		24.00		—		Unconfirmed
For the year		51.00		—		Unconfirmed

Nomura Holdings Inc 6-K, filed Jul 29, 2026

About this 6-K

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents

Table of Contents


Exhibit Number

1.		Financial Summary – Three months ended June 30, 2026.


1. Qualitative Information of the Quarterly Consolidated Results			P. 2

(1) Consolidated Operating Results			P. 2
(2) Consolidated Financial Position			P. 4
(3) Consolidated Earnings Forecasts			P. 4

2. Quarterly Consolidated Financial Statements			P. 5

(1) Consolidated Balance Sheets			P. 6
(2) Consolidated Statements of Income			P. 8
(3) Consolidated Statements of Comprehensive Income			P. 9
(4) Segment Information – Operating Segment			P. 10
(5) Significant Changes in Equity			P. 12
(6) Note with respect to the Assumption as a Going Concern			P. 13
(7) Note with respect to Consolidated Statements of Cash Flows			P. 13

3. Supplementary Information			P. 14

(1) Consolidated Statements of Income – Quarterly Comparatives			P. 14
(2) Business Segment Information – Quarterly Comparatives			P. 15
(3) Other			P. 16


	Billions of yen						% Change
	For the three months ended						(B-A)/(A)
	June 30, 2025 (A)			June 30, 2026 (B)			(B-A)/(A)
Net revenue		523.3			686.7			31.2
Non-interest expenses		363.0			475.2			30.9

Income (loss) before income taxes		160.3			211.5			32.0
Income tax expense		52.8			55.4			4.9

Net income (loss)		107.5			156.1			45.3

Less: Net income (loss) attributable to noncontrolling interests		2.9			10.6			263.1

Net income (loss) attributable to NHI shareholders		104.6			145.6			39.2

Return on shareholders’ equity - annualized		12.0	%		15.4	%		—


	Millions of yen
	March 31, 2026			June 30, 2026			Increase/ (Decrease)
ASSETS
Cash and cash deposits:
Cash and cash equivalents		4,298,693			4,859,544			560,851
Time deposits		709,639			679,373			(30,266	)
Deposits with stock exchanges and other segregated cash		640,642			620,598			(20,044	)

Total cash and cash deposits		5,648,974			6,159,515			510,541

Loans and receivables:
Loans receivable		7,745,214			8,159,132			413,918
Receivables from customers		470,341			842,536			372,195
Receivables from other than customers		1,345,631			1,230,092			(115,539	)
Allowance for credit losses		(18,381	)		(18,857	)		(476	)

Total loans and receivables		9,542,805			10,212,903			670,098

Collateralized agreements:
Securities purchased under agreements to resell		13,210,236			13,936,728			726,492
Securities borrowed		4,339,659			4,915,734			576,075

Total collateralized agreements		17,549,895			18,852,462			1,302,567

Trading assets and private equity and debt investments:
Trading assets*		26,128,073			28,837,153			2,709,080
Private equity and debt investments*		214,014			232,273			18,259

Total trading assets and private equity and debt investments		26,342,087			29,069,426			2,727,339

Other assets:
Office buildings, land, equipment and facilities (net of accumulated depreciation and amortization of ¥ 600,417 million as of March 31, 2026 and ¥ 618,628 million as of June 30, 2026)		543,847			562,673			18,826
Non-trading debt securities*		761,267			848,257			86,990
Investments in equity securities*		123,191			133,397			10,206
Investments in and advances to affiliated companies*		535,402			544,644			9,242
Other		1,598,457			1,840,733			242,276

Total other assets		3,562,164			3,929,704			367,540

Total assets		62,645,925			68,224,010			5,578,085


	Millions of yen
	For the three months ended June 30, 2026
Common stock
Balance at beginning of year		594,493

Balance at end of period		594,493

Additional paid-in capital
Balance at beginning of year		706,261
Stock-based compensation awards		(42,439	)
Changes in an affiliated company’s interests		(13	)

Balance at end of period		663,809

Retained earnings
Balance at beginning of year		2,013,986
Net income attributable to NHI shareholders		145,561
Loss on disposal of treasury stock		(7,557	)

Balance at end of period		2,151,990

Accumulated other comprehensive income (loss)
Cumulative translation adjustments
Balance at beginning of year		550,501
Net change during the period		38,612

Balance at end of period		589,113

Defined benefit pension plans
Balance at beginning of year		(122	)
Pension liability adjustment		(3,051	)

Balance at end of period		(3,173	)

Non-trading debt securities
Balance at beginning of year		(3,362	)
Net unrealized gain on non-trading debt securities		226

Balance at end of period		(3,136	)

Own credit adjustments
Balance at beginning of year		1,204
Own credit adjustments		(17,069	)

Balance at end of period		(15,865	)

Balance at end of period		566,939

Common stock held in treasury
Balance at beginning of year		(155,093	)
Repurchases of common stock		(18,526	)
Sale of common stock		0
Common stock issued to employees		30,663

Balance at end of period		(142,956	)

Total NHI shareholders’ equity

Balance at end of period		3,834,275

Noncontrolling interests
Balance at beginning of year		147,047
Net change during the period		12,391

Balance at end of period		159,438

Total equity

Balance at end of period		3,993,713


	Millions of yen
	For the three months ended
	June 30, 2025		June 30, 2026
Depreciation and amortization		15,407		21,715


	Millions of yen					% Change
	For the three months ended					(B-A)/(A)
	June 30, 2025 (A)			June 30, 2026 (B)		(B-A)/(A)
Net revenue

Business segment information:
Wealth Management		105,796			145,417		37.5
Investment Management		50,574			98,314		94.4
Wholesale		261,072			369,097		41.4
Banking		12,845			15,244		18.7

Subtotal		430,287			628,072		46.0
Other		93,160			53,105		(43.0	)

Net revenue		523,447			681,177		30.1

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		(132	)		5,537		—

Net revenue		523,315			686,714		31.2


*Non-interest expenses (1)**

Business segment information:
Wealth Management		67,041			74,341		10.9
Investment Management		29,047			53,327		83.6
Wholesale		219,164			275,769		25.8
Banking		9,231			11,608		25.8

Subtotal		324,483			415,045		27.9
Other		38,550			60,130		56.0

Non-interest expenses		363,033			475,175		30.9

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		—			—		—

Non-interest expenses		363,033			475,175		30.9


	Millions of yen											% Change			Millions of yen
	For the three months ended														For the year ended March 31, 2026
	June 30, 2025			September 30, 2025		December 31, 2025		March 31, 2026(A)		June 30, 2026(B)		(B-A)/(A)			For the year ended March 31, 2026
Revenue:
Commissions		100,606			105,049		119,204		130,430		128,178		(1.7	)		455,289
Fees from investment banking		38,357			44,554		59,045		58,592		56,236		(4.0	)		200,548
Asset management and portfolio service fees		92,855			102,487		122,664		150,594		162,054		7.6			468,600
Net gain on trading		142,239			171,944		190,742		191,969		230,292		20.0			696,894
Gain on private equity and debt investments		6,330			4,370		1,564		340		564		65.9			12,604
Interest and dividends		649,561			652,830		712,469		654,780		698,543		6.7			2,669,640
Gain (loss) on investments in equity securities		(377	)		4,365		4,488		4,590		6,792		48.0			13,066
Other		127,017			75,614		17,752		21,462		89,049		314.9			241,845

Total revenue		1,156,588			1,161,213		1,227,928		1,212,757		1,371,708		13.1			4,758,486
Interest expense		633,273			645,751		676,173		635,576		684,994		7.8			2,590,773

Net revenue		523,315			515,462		551,755		577,181		686,714		19.0			2,167,713

Non-interest expenses:
Compensation and benefits		186,310			195,079		220,739		227,374		236,764		4.1			829,502
Commissions and floor brokerage		44,778			47,191		53,997		75,891		74,335		(2.1	)		221,857
Information processing and communications		57,164			59,202		63,516		68,557		70,710		3.1			248,439
Occupancy and related depreciation		15,965			17,283		17,853		20,422		18,742		(8.2	)		71,523
Business development expenses		6,992			7,272		9,993		9,422		8,500		(9.8	)		33,679
Other		51,824			52,790		50,436		67,842		66,124		(2.5	)		222,892

Total non-interest expenses		363,033			378,817		416,534		469,508		475,175		1.2			1,627,892

Income before income taxes		160,282			136,645		135,221		107,673		211,539		96.5			539,821
Income tax expense		52,808			40,852		40,675		31,104		55,416		78.2			165,439

Net income		107,474			95,793		94,546		76,569		156,123		103.9			374,382

Less: Net income attributable to noncontrolling interests		2,909			3,715		2,993		2,636		10,562		300.7			12,253

Net income attributable to NHI shareholders		104,565			92,078		91,553		73,933		145,561		96.9			362,129


	Yen											% Change			Yen


	Millions of yen											% Change			Millions of yen
	For the three months ended														For the year ended
	June 30, 2025			September 30, 2025		December 31, 2025		March 31, 2026(A)		June 30, 2026(B)		(B-A)/(A)			March 31, 2026
Net revenue

Business segment information:
Wealth Management		105,796			116,475		132,488		133,147		145,417		9.2			487,906
Investment Management		50,574			60,825		60,906		86,211		98,314		14.0			258,516
Wholesale		261,072			279,183		313,899		308,075		369,097		19.8			1,162,229
Banking		12,845			12,851		13,696		14,526		15,244		4.9			53,918

Subtotal		430,287			469,334		520,989		541,959		628,072		15.9			1,962,569
Other		93,160			44,366		28,107		31,240		53,105		70.0			196,873

Net revenue		523,447			513,700		549,096		573,199		681,177		18.8			2,159,442

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		(132	)		1,762		2,659		3,982		5,537		39.1			8,271

Net revenue		523,315			515,462		551,755		577,181		686,714		19.0			2,167,713


*Non-interest expenses(1)**

Business segment information:
Wealth Management		67,041			70,952		73,988		71,901		74,341		3.4			283,882
Investment Management		29,047			30,114		42,967		68,091		53,327		(21.7	)		170,219
Wholesale		219,164			226,043		251,610		264,845		275,769		4.1			961,662
Banking		9,231			9,671		9,521		11,479		11,608		1.1			39,902

Subtotal		324,483			336,780		378,086		416,316		415,045		(0.3	)		1,455,665
Other		38,550			42,037		38,448		53,192		60,130		13.0			172,227

Non-interest expenses		363,033			378,817		416,534		469,508		475,175		1.2			1,627,892

Reconciliation items:
Unrealized gain (loss) on investments in equity securities held for operating purposes		—			—		—		—		—		—			—

Non-interest expenses		363,033			378,817		416,534		469,508		475,175		1.2			1,627,892