Nomura Holdings Inc 6-K, filed Mar 4, 2021
Nomura Holdings Inc (NMR)
About this 6-K
Nomura Holdings Inc filed this 6-K on March 4, 2021.
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FORM6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
For the month of March 2021
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
13-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address ofprincipal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Information furnished on this form:
EXHIBIT
| Exhibit Number | |
|---|---|
| 1. | (English Translation) Extraordinary Report Pursuant to the Financial Instruments and Exchange Act |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||
|---|---|---|
| Date: March 4, 2021 | By: | /s/ Yoshifumi Kishida |
| Yoshifumi Kishida | ||
| Senior Managing Director |
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[Translation of Extraordinary Report Filed with the Director General of the Kanto Finance Bureau on March 3, 2021]
| 1. | Reason for Submission |
|---|
As a change in Representative Executive Officers has been resolved at the Board of Directors meeting held on March 2, 2021, the Company hereby files this Extraordinary Report pursuant to Article 24-5, Clause 4 of Financial Instruments and Exchange Act and Article 19, Clause 2, Item 9 of Cabinet Office Ordinance on Disclosure of Corporate Information, Etc.
| 2. | Matters Reported |
|---|
(1) Representative Executive Officer to retire
| Name<br><br><br>(Date of Birth) | New Title and<br><br><br>Position | Former Title and<br><br><br>Position | Number of Shareholdings<br><br><br>(in hundreds) | Date of Change |
|---|---|---|---|---|
| Toshio Morita<br> <br>(April 17,<br>1961) | Director, Representative<br><br><br>Executive Officer | 2,839 | As of the annual general<br><br><br>shareholders meetings to be<br><br><br>held in June, 2021 |
øThe Number of Shareholdings is stated as of September 30, 2020.
(2) Representative Executive Officer to be appointed
| Title and Position | Name<br> <br>(Date of Birth) | Date of Change | Number of<br><br><br>Shareholdings<br><br><br>(in hundreds) | Business Experience | |
|---|---|---|---|---|---|
| Representative Executive Officer<br><br><br>and Deputy President | Tomoyuki Teraguchi<br><br><br>(Aug. 4, 1962) | Apr. 1, 2021 | 1,359 | Apr. 1986 | Joined the Company |
| Apr. 2009 | Senior<br>Managing Director of Nomura Securities Co., Ltd. | ||||
| Apr. 2016 | Senior Managing Director of the Company<br><br><br><br> <br>Representative Executive Officer of Nomura Securities Co., Ltd. | ||||
| Apr. 2017 | Senior Managing Director of the Company<br><br><br><br> <br>Representative Executive Officer and Senior Corporate Managing Director of Nomura<br>Securities Co., Ltd. | ||||
| Apr. 2019 | Executive Managing Director and Chief Compliance Officer of the Company<br><br><br><br> <br>Representative Director and Executive Vice President of Nomura Securities<br>Co., Ltd. | ||||
| Apr. 2020 | Executive Managing Director, Chief of Staff and<br>Chief Compliance Officer of the Company (Current)<br> <br><br> <br>Representative Director and Deputy<br>President of Nomura Securities Co., Ltd. (Current) |
øThe Number of Shareholdings is stated as of September 30, 2020.
END