Nomura Holdings Inc 6-K, filed Mar 2, 2021
Nomura Holdings Inc (NMR)
About this 6-K
Nomura Holdings Inc filed this 6-K on March 2, 2021.
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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities ExchangeAct of 1934
Commission File Number: 1-15270
For the month of March 2021
NOMURA HOLDINGS, INC.
(Translation of registrant’s name intoEnglish)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Information furnished on this form:
EXHIBIT
Exhibit Number
| 1. | Nomura Announces Management Change |
|---|---|
| 2. | Nomura Announces Top Management Change |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||
|---|---|---|
| Date: March 2, 2021 | By: | /s/ Yoshifumi Kishida |
| Yoshifumi Kishida | ||
| Senior Managing Director |
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Nomura Announces Management Change
Tokyo, March 2, 2021—Nomura Holdings, Inc. today announced the following management change effective April 1, 2021.
| Name | Current Responsibilities | New Responsibilities |
|---|---|---|
| Tomoyuki Teraguchi | Executive Managing Director, Chief of Staff and Chief Compliance Officer (CCO) | Representative Executive Officer and Deputy President, Chief of Staff and Chief Compliance Officer (CCO) |
The biography of Tomoyuki Teraguchi is as follows.
| Date | Business Experience |
|---|---|
| Apr. 1986 | Joined the company |
| Apr. 2009 | Senior Managing Director of Nomura Securities Co., Ltd. |
| Apr. 2016 | Senior Managing Director of the Company<br><br><br>Representative Executive Officer of Nomura Securities Co., Ltd. |
| Apr. 2017 | Senior Managing Director of the Company<br><br><br>Representative Executive Officer and Senior Corporate Managing Director of Nomura Securities Co., Ltd. |
| Apr. 2019 | Executive Managing Director and Chief Compliance Officer of the Company<br><br><br>Representative Director and Executive Vice President of Nomura Securities Co., Ltd. |
| Apr. 2020 | Executive Managing Director of the Company (Current)<br><br><br>Chief of Staff and Chief Compliance Officer (Current)<br><br><br>Representative Director, Deputy President of Nomura Securities Co., Ltd., (Current) |
| ends | |
| --- |
For further information please contact:
| Name | Company | Telephone |
|---|---|---|
| Kenji Yamashita | Nomura Holdings, Inc.<br> <br>Group Corporate<br>Communications Dept. | 81-3-3278-0591 |
Nomura
Nomura is a global financial services group with an integrated network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Asset Management, Wholesale (Global Markets and Investment Banking), and Merchant Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.
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Nomura Announces Top Management Change
Tokyo, March 2, 2021—Nomura Holdings, Inc. today announced the following management change, effective at the conclusion of the Board of Directors’ meeting to be held in June 2021 after the Ordinary General Meeting of Shareholders of Nomura Holdings and Nomura Securities.
| Name | Current Responsibilities | New Responsibilities |
|---|---|---|
| Kentaro Okuda | President and Group CEO of Nomura Holdings | President and Group CEO of Nomura Holdings and President of Nomura Securities |
| Toshio Morita | Representative Executive Officer of Nomura Holdings and President of Nomura Securities | |
| ends | ||
| --- |
For further information please contact:
| Name | Company | Telephone |
|---|---|---|
| Kenji Yamashita | Nomura Holdings, Inc.<br> <br>Group Corporate<br>Communications Dept. | 81-3-3278-0591 |
Nomura
Nomura is a global financial services group with an integrated network spanning over 30 countries. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its four business divisions: Retail, Asset Management, Wholesale (Global Markets and Investment Banking), and Merchant Banking. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.