PAI · Western Asset Investment Grade Income Fund Inc. · Holdings

$11.71 -0.06 (-0.51%) At close · Sep 11

Market Cap

$111.37M

9.51M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 37

Total Value: $40,472,359

Total Shares: 3,339,302

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 37 13F filers · Δ vs Mar 31, 2026

Top Holder

34.8%

−0.9 pts

Top 5

71.0%

−8.4 pts

Top 10

86.5%

−3.9 pts

HHI

1,680

Moderately concentrated−281

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: +5

Institutional value: +3.4%

Shares held: +3.3%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Large STIFEL FINANCIAL CORP	+29,845	72,527
Mid WOLVERINE ASSET MANAGEMENT LLC	+9,487	55,399
Large JONES FINANCIAL COMPANIES LLLP	+8,416	217,705
Mega BANK OF AMERICA CORP /DE/	+8,361	19,787
Mid SIT INVESTMENT ASSOCIATES INC	+6,075	1,160,755

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mid 1607 Capital Partners, LLC	−161,635	558,367
Large GUGGENHEIM CAPITAL LLC	−50,521	165,565
Mid Hennion & Walsh Asset Management, Inc.	−38,504	227,828
Mid CLIFFORD SWAN INVESTMENT COUNSEL LLC	−11,200	16,151
Large OSAIC HOLDINGS, INC.	−2,849	5,506

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Mid Karpus Management, Inc.	206,018	$2,496,938
Large Cetera Investment Advisers	35,688	$432,538
Mega ENVESTNET ASSET MANAGEMENT INC	32,589	$394,978
Mid Waverly Advisors, LLC	22,195	$269,003
Mid UHLMANN PRICE SECURITIES, LLC	17,591	$213,204

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Shaker Financial Services, LLC	35,534	$429,961
Mid Focus Partners Advisor Solutions, LLC	11,021	$133,354
Large CWM, LLC	3,960	$47,916

Filter: New 8 Increased 11 Reduced 10 Sold out 3 Unchanged 8

Showing 37 of 37

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

SIT INVESTMENT ASSOCIATES INC

$14,068,350

34.76%

1,160,755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SIT FIXED INCOME ADVISORS II LLC /ADV	1,160,755	$14,068,350	100.0%	Sole

1607 Capital Partners, LLC

$6,767,408

16.72%

558,367

Hennion & Walsh Asset Management, Inc.

$2,761,298

6.82%

227,828

JONES FINANCIAL COMPANIES LLLP

$2,638,584

6.52%

217,705

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Edward D. Jones & Co., L.P.	217,705	$2,638,584	100.0%	Sole

Karpus Management, Inc.

$2,496,938

6.17%

206,018

GUGGENHEIM CAPITAL LLC

$2,006,647

4.96%

165,565

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GUGGENHEIM FUNDS DISTRIBUTORS, LLC	165,156	$2,001,690	99.8%	Defined
SECURITY INVESTORS LLC	409	$4,957	0.2%	Defined

Fiera Capital Corp

$1,593,743

3.94%

131,497

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiera Capital Inc.	131,497	$1,593,743	100.0%	Other

LPL Financial LLC

$1,108,895

2.74%

91,493

STIFEL FINANCIAL CORP

$879,027

2.17%

72,527

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	72,527	$879,027	100.0%	Defined

WOLVERINE ASSET MANAGEMENT LLC

$671,435

1.66%

55,399

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wolverine Holdings, LLC	55,399	$671,435	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$575,166

1.42%

47,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	7,496	$90,851	15.8%	Defined
Raymond James Financial Services Advisors, Inc.	39,960	$484,315	84.2%	Defined

Aviance Capital Partners, LLC

$484,355

1.20%

39,963

Cetera Investment Advisers

$432,538

1.07%

35,688

ENVESTNET ASSET MANAGEMENT INC

$394,978

0.98%

32,589

Baird Financial Group, Inc.

$375,720

0.93%

31,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Robert W. Baird & Co. Inc	31,000	$375,720	100.0%	Defined

Meadow Creek Wealth Advisors LLC

$316,695

0.78%

26,130

Waverly Advisors, LLC

$269,003

0.66%

22,195

MORGAN STANLEY

$246,351

0.61%

20,326

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	20,326	$246,351	100.0%	Defined

BANK OF AMERICA CORP /DE/

$239,818

0.59%

19,787

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	19,787	$239,818	100.0%	Defined

Martin Capital Partners, LLC

$230,803

0.57%

19,043

UHLMANN PRICE SECURITIES, LLC

$213,204

0.53%

17,591

Whitener Capital Management, Inc.

$197,460

0.49%

16,292

HRT FINANCIAL LP

$197,059

0.49%

16,259

CLIFFORD SWAN INVESTMENT COUNSEL LLC

$195,750

0.48%

16,151

Gilman Hill Asset Management, LLC

$181,801

0.45%

15,000

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$152,772

0.38%

12,605

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
G1 EXECUTION SERVICES, LLC	12,605	$152,772	100.0%	Other

WELLS FARGO & COMPANY/MN

$152,214

0.38%

12,559

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	258	$3,126	2.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	12,301	$149,088	97.9%	Defined

Allspring Global Investments Holdings, LLC

$148,409

0.37%

12,245

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Allspring Global Investments, LLC reporting on behalf of UBS ASSET MANAGEMENT AMERICAS INC	12,245	$148,409	100.0%	Defined

CITADEL ADVISORS LLC

$138,846

0.34%

11,456

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	11,456	$138,846	100.0%	Defined

UBS Group AG

$101,129

0.25%

8,344

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	8,344	$101,129	100.0%	Defined

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

$68,478

0.17%

5,650

OSAIC HOLDINGS, INC.

$66,732

0.16%

5,506

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	2,438	$29,548	44.3%	Defined
Osaic Advisory Services, LLC	3,068	$37,184	55.7%	Defined

Founders Capital Management

$38,057

0.09%

3,140

FIFTH THIRD BANCORP

$29,694

0.07%

2,450

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fifth Third Bank, National Association	2,450	$29,694	100.0%	Defined

CREATIVE FINANCIAL DESIGNS INC /ADV

$18,192

0.04%

1,501

Rockefeller Capital Management L.P.

$12,120

0.03%

1,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	1,000	$12,120	100.0%	Defined

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$2,690

0.01%

222

Key facts CIK 75398 CUSIP 95766T100 13F (30d) 3 filings 3 filers Visit website Investor relations