Purebase Corp 8-K, filed Mar 31, 2021
Purebase Corp (PUBC)
About this 8-K
Purebase Corp filed this 8-K on March 31, 2021, reporting on events of March 25, 2021.
Items reported
- Item 5.02: Director or officer change, or executive pay
UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
Washington,D.C. 20549
FORM8-K
CURRENTREPORT
Pursuantto Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 25, 2021
PUREBASECORPORATION
(Exact name of registrant as specified in charter)
| Nevada | 000-55517 | 27-2060863 |
|---|---|---|
| (State<br> or other jurisdiction<br><br> <br>of<br> incorporation) | (Commission<br><br> <br>File<br> Number) | (IRS<br> Employer<br><br> <br>Identification<br> No.) |
8625State Hwy, 124
Ione,CA 95640
(Address of principal executive offices)
(855)743-6478
(Registrant’s telephone number, including area code)
| N/A |
|---|
| (Former<br> name or former address, if changed since last report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| [ ] | Written<br> communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
|---|---|
| [ ] | Soliciting<br> material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| [ ] | Pre-commencement<br> communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title<br> of each class | Trading<br> Symbol(s) | Name<br> of each exchange on which registered |
|---|---|---|
| None | N/A | N/A |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company [X]
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]
| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
|---|
On March 25, 2021, Michael Fay resigned as Chief Financial Officer of Purebase Corporation, a Nevada corporation (the “Company”). Mr. Fay’s resignation was for personal reasons. In connection with his resignation, Mr. Fay was deemed to have relinquished his role as the Company’s “Principal Financial and Accounting Officer” for Securities and Exchange Commission (“SEC”) reporting purposes.
Immediately upon Mr. Fay’s resignation, A. Scott Dockter, the Company’s Chief Executive Officer and President, and a member of the Company’s board of directors, was appointed as the Company’s Chief Financial Officer, on an interim basis. In connection with this appointment, Mr. Dockter was deemed to be the Corporation’s “Principal Financial and Accounting Officer,” in addition to his current role as the Corporation’s “Principal Executive Officer,” for SEC reporting purposes.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Date:<br>March 31, 2021 | PUREBASE CORPORATION | |
|---|---|---|
| By: | /s/ A. Scott Dockter | |
| A.<br> Scott Dockter<br><br> <br>Chief<br> Executive Officer |