PubMatic, Inc 8-K, filed May 27, 2021
PubMatic, Inc. (PUBM)
8-K
2021-05-27
For: 2021-05-26
View Original
Added on
April 12, 2026
About this 8-K
PubMatic, Inc filed this 8-K on May 27, 2021, reporting on events of May 26, 2021.
Items reported
- Item 8.01: Other events
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM 8-K
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CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event Reported): May 26, 2021
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Item 8.01 Other Events
Notice of Lock-Up Release Date
In connection with the initial public offering of Class A common stock (the “IPO”) of PubMatic, Inc. (the “Company”), the selling shareholders and each of the Company’s directors, executive officers, and holders of substantially all of the Company’s outstanding equity securities entered into lock-up agreements with the underwriters for the IPO that restrict their ability to sell or transfer any shares of the Company’s common stock through the close of trading on June 7, 2021, subject to early release on May 31, 2021 if the underwriting agreement for the IPO (the “Underwriting Agreement”) was executed on or prior to December 31, 2020. The Underwriting Agreement was executed on December 8, 2020 and as a result, the shares of common stock which are subject to the lock-up agreements will become eligible for sale in the public market at the open of trading on June 1, 2021, subject to any trading limitations on shares held by affiliates of the Company and any of the Company’s insider trading or other policies.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| PubMatic, Inc. | ||||||||
| Date: May 26, 2021 | By: | /s/ Thomas C. Chow | ||||||
| Thomas C. Chow | ||||||||
| General Counsel and Secretary | ||||||||