QABA · First Trust NASDAQ ABA Community Bank Index Fund

$70.28 +0.05 (+0.07%) At close · Aug 14

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Quarter:

Holders: 27

Total Value: $40,659,222

Total Shares: 604,239

Institutional Ownership Trend

26 quarters

Holder Concentration

Across 27 13F filers · Δ vs Mar 31, 2026

Top Holder

22.3%

+8.5 pts

Top 5

70.7%

+18.1 pts

Top 10

89.8%

+13.1 pts

HHI

1,199

Broadly held+465

Quarterly Activity

vs Mar 31, 2026

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -18

Institutional value: +2.4%

Shares held: -11.4%

Top Buyers

vs Mar 31, 2026

Institution	Added	Now Holds
Mega MORGAN STANLEY	+75,663	134,714
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+27,279	60,503
Mega ROYAL BANK OF CANADA	+1,760	68,681
Mega RAYMOND JAMES FINANCIAL INC	+875	12,059

Top Sellers

vs Mar 31, 2026

Institution	Sold	Now Holds
Mega CITADEL ADVISORS LLC	−12,760	10,006
Mega BANK OF AMERICA CORP /DE/	−9,874	84,280
Mega UBS Group AG	−5,530	36,359
Mega TWO SIGMA INVESTMENTS, LP	−3,257	11,243
Mega WELLS FARGO & COMPANY/MN	−1,677	79,038

Top New Positions

vs Mar 31, 2026

Institution	Acquired	Value (USD)
Large Sanctuary Advisors, LLC	15,850	$1,066,546
Small StoneX Group Inc.	3,938	$264,988
Mid CreativeOne Wealth, LLC	3,504	$235,784
Small ACTION POINT FINANCIAL PLANNING, LLC	735	$49,455
Mid Integrated Wealth Concepts LLC	512	$34,452

Top Sold-Out Positions

vs Mar 31, 2026

Institution	Previously Held	Last Value (USD)
Small Lumbard & Kellner, LLC	57,613	$3,355,381
Mega LPL Financial LLC	26,996	$1,572,247
Mid Virtu Financial LLC	20,700	$1,205,568
Large GAMCO INVESTORS, INC. ET AL	15,850	$923,104
Large Cambridge Investment Research Advisors, Inc.	12,247	$713,265

Filter: New 6 Increased 4 Reduced 9 Sold out 24 Unchanged 8

Showing 27 of 27

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

MORGAN STANLEY

$9,064,903

22.29%

134,714

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	134,474	$9,048,754	99.8%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	240	$16,149	0.2%	Defined

BANK OF AMERICA CORP /DE/

$5,671,200

13.95%

84,280

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	69,289	$4,662,456	82.2%	Defined
MANAGED ACCOUNT ADVISORS LLC	14,991	$1,008,744	17.8%	Defined

WELLS FARGO & COMPANY/MN

$5,318,466

13.08%

79,038

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	50,965	$3,429,434	64.5%	Defined
WELLS FARGO CLEARING SERVICES, LLC	28,073	$1,889,032	35.5%	Defined

ROYAL BANK OF CANADA

$4,621,544

11.37%

68,681

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	68,681	$4,621,544	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$4,071,246

10.01%

60,503

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	37,252	$2,506,687	61.6%	Other
G1 EXECUTION SERVICES, LLC	23,251	$1,564,559	38.4%	Other

GOLDMAN SACHS GROUP INC

$2,686,216

6.61%

39,920

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	39,920	$2,686,216	100.0%	Defined

UBS Group AG

$2,446,596

6.02%

36,359

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	35,864	$2,413,288	98.6%	Defined
UBS Securities LLC	495	$33,308	1.4%	Defined

Sanctuary Advisors, LLC

$1,066,546

2.62%

15,850

RAYMOND JAMES FINANCIAL INC

$811,449

2.00%

12,059

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	5,273	$354,820	43.7%	Defined
Raymond James Financial Services Advisors, Inc.	6,786	$456,629	56.3%	Defined

TWO SIGMA INVESTMENTS, LP

$756,541

1.86%

11,243

CITADEL ADVISORS LLC

$673,303

1.66%

10,006

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	10,006	$673,303	100.0%	Defined

Cutler Capital Management, LLC

$664,017

1.63%

9,868

Cetera Investment Advisers

$659,172

1.62%

9,796

Summit Financial, LLC

$505,886

1.24%

7,518

Greenwich Wealth Management LLC

$470,626

1.16%

6,994

OSAIC HOLDINGS, INC.

$270,572

0.67%

4,021

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	3,468	$233,361	86.2%	Defined
Osaic Advisory Services, LLC	553	$37,211	13.8%	Defined

StoneX Group Inc.

$264,988

0.65%

3,938

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STONEX FINANCIAL INC.	3,938	$264,988	100.0%	Defined

CreativeOne Wealth, LLC

$235,784

0.58%

3,504

HARBOUR INVESTMENTS, INC.

$156,381

0.38%

2,324

Gunpowder Capital Management, LLC dba Oliver Wealth Management

$89,159

0.22%

1,325

ACTION POINT FINANCIAL PLANNING, LLC

$49,455

0.12%

735

Integrated Wealth Concepts LLC

$34,452

0.08%

512

Rockefeller Capital Management L.P.

$29,944

0.07%

445

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	445	$29,944	100.0%	Defined

UMB Bank, n.a.

$26,916

0.07%

400

BLAIR WILLIAM & CO/IL

$10,093

0.02%

150

NewEdge Advisors, LLC

$3,700

0.01%

Beacon Capital Management, Inc.

$67

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Virtu Americas LLC	20,700	$1,205,568	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	4,680	$272,563	100.0%	Defined

Key facts CIK 1259542 CUSIP 33736Q104 13F (30d) 27 filings 27 filers Visit website