REFR · Research Frontiers Inc
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2025-12-31 | Kaganowicz Alexander |
Director |
Award↑
|
Stock Option (right to buy)
|
45,000 |
| 2025-12-31 | HARARY JOSEPH M |
Director, President and CEO |
Award↑
|
Stock Option (right to buy)
|
65,000 |
| 2025-12-31 | Daigle Darryl |
Director |
Award↑
|
Stock Option (right to buy)
|
45,000 |
| 2024-12-31 | Peso Eyal |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Grant of 27,950 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. |
Stock Option (right to buy)
|
45,000 |
| 2024-12-31 | LAPOINTE MICHAEL R |
VP-Marketing |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Grant of 3,725 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. |
Stock Option (right to buy)
|
6,000 |
| 2024-12-31 | Daigle Darryl |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Grant of 27,950 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. |
Stock Option (right to buy)
|
45,000 |
| 2024-12-31 | HARARY JOSEPH M |
Director, President and CEO |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Grant of 37,265 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. |
Stock Option (right to buy)
|
60,000 |
| 2024-12-31 | Kaganowicz Alexander |
Director |
Award↑
Filing footnotes — Stock Option (right to buy) (Direct)
Grant of 27,950 options contingent on shareholder approval at the 2025 Annual Meeting of Stockholders of additional shares issuable under Research Frontiers' 2019 Equity Incentive Plan. If such shareholder approval is not received, these contingent options will automatically terminate. |
Stock Option (right to buy)
|
45,000 |
| 2024-06-14 | Kaganowicz Alexander |
Director |
Buy↑
|
Common Stock
|
2,000 |
| 2024-06-07 | Daigle Darryl |
Director |
Buy↑
|
Common Stock
(I)
|
4,300 |
| 2024-02-07 | Daigle Darryl |
Director |
Buy↑
|
Common Stock
(I)
|
1,000 |
| 2023-12-31 | HARARY JOSEPH M |
Director, President and CEO |
Award↑
|
Stock Option (right to buy)
|
60,000 |
| 2023-12-31 | Peso Eyal |
Director |
Award↑
|
Stock Option (right to buy)
|
45,000 |
| 2023-12-31 | Daigle Darryl |
Director |
Award↑
|
Stock Option (right to buy)
|
45,000 |
| 2023-12-31 | LAPOINTE MICHAEL R |
VP-Marketing |
Award↑
|
Stock Option (right to buy)
|
6,000 |
| 2023-12-31 | Kaganowicz Alexander |
Director |
Award↑
|
Stock Option (right to buy)
|
45,000 |
| 2023-12-11 | Daigle Darryl |
Director |
Buy↑
|
Common Stock
|
7,750 |
| 2023-10-02 | Daigle Darryl |
Director |
Buy↑
|
Common Stock
(I)
|
500 |
| 2023-09-13 | Daigle Darryl |
Director |
Buy↑
|
Common Stock
|
1,600 |
| 2023-09-13 | Daigle Darryl |
Director |
Buy↑
|
Common Stock
(I)
|
5,350 |
| 2023-06-16 | Daigle Darryl |
Director |
Buy↑
|
Common Stock
|
4,700 |
| 2023-06-15 | Daigle Darryl |
Director |
Buy↑
|
Common Stock
(I)
|
4,400 |
| 2023-02-09 | Daigle Darryl |
Director |
Buy↑
|
Common Stock
|
3,500 |
| 2023-01-25 | Daigle Darryl |
Director |
Buy↑
|
Common Stock
(I)
|
3,500 |
| 2022-12-31 | Kaganowicz Alexander |
Director |
Award↑
|
Stock Option (right to buy)
|
45,000 |
| 2022-12-31 | Daigle Darryl |
Director |
Award↑
|
Stock Option (right to buy)
|
45,000 |
| 2022-12-31 | HARARY JOSEPH M |
Director, President and CEO |
Award↑
|
Stock Option (right to buy)
|
60,000 |
| 2022-12-31 | LAPOINTE MICHAEL R |
VP-Marketing |
Award↑
|
Stock Option (right to buy)
|
6,000 |
| 2021-12-31 | HARARY JOSEPH M |
Director, President and CEO |
Award↑
|
Stock Option (right to buy)
|
55,000 |
| 2021-12-31 | LAPOINTE MICHAEL R |
VP-Marketing |
Award↑
|
Stock Option (right to buy)
|
5,000 |
| 2021-12-31 | Settle William Graham |
Director |
Award↑
|
Stock Option (right to buy)
|
40,000 |
| 2021-12-31 | Kaganowicz Alexander |
Director |
Award↑
|
Stock Option (right to buy)
|
40,000 |
| 2021-12-31 | Daigle Darryl |
Director |
Award↑
|
Stock Option (right to buy)
|
40,000 |
| 2020-12-31 | HARARY JOSEPH M |
Director, President and CEO |
Award↑
|
Stock Option (right to buy)
|
55,000 |
| 2020-12-31 | Settle William Graham |
Director |
Award↑
|
Stock Option (right to buy)
|
40,000 |
| 2020-12-31 | Kaganowicz Alexander |
Director |
Award↑
|
Stock Option (right to buy)
|
40,000 |
| 2020-12-31 | LAPOINTE MICHAEL R |
VP-Marketing |
Award↑
|
Stock Option (right to buy)
|
5,000 |
| 2020-12-31 | Daigle Darryl |
Director |
Award↑
|
Stock Option (right to buy)
|
40,000 |
| 2020-08-25 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. |
Common Stock
(I)
|
95,000 |
| 2020-08-25 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. |
Common Stock
(I)
|
38,000 |
| 2020-08-25 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. |
Common Stock
|
57,000 |
| 2020-08-07 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. |
Common Stock
|
30,000 |
| 2020-08-07 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. |
Common Stock
(I)
|
20,000 |
| 2020-08-07 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. |
Common Stock
(I)
|
50,000 |
| 2020-07-28 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. |
Common Stock
(I)
|
50,000 |
| 2020-07-28 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. |
Common Stock
(I)
|
20,000 |
| 2020-07-28 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. |
Common Stock
|
30,000 |
| 2020-07-20 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas and Michelle Douglas. Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust. |
Common Stock
(I)
|
52,020 |
| 2020-07-20 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Indirect)
Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. These shares are held directly by the Douglas Family Trust and indirectly by Kevin Douglas. James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust. |
Common Stock
(I)
|
20,808 |
| 2020-07-20 | DOUGLAS KEVIN |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock (Direct)
These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas. Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act") or Rule 13d-5 promulgated under the Exchange Act, with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were members of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person. |
Common Stock
|
31,212 |