ReTo Eco-Solutions, Inc 6-K, filed Oct 4, 2023

ReTo Eco-Solutions, Inc. (RETO)

6-K 2023-10-04 For: 2023-10-03

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Added on April 09, 2026

About this 6-K

ReTo Eco-Solutions, Inc filed this 6-K on October 4, 2023.

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Exhibit		Description
5.1		Legal Opinion of Mourant Ozannes
10.1		Form of Securities Purchase Agreement by and between the Company and the purchasers listed on the signature pages thereto for the Public Offering
10.2		Form of Securities Purchase Agreement by and between the Company and the purchasers listed on the signature pages thereto for the Concurrent Private Placement
23.1		Consent of Mourant Ozannes (contained in Exhibit 5.1)
99.1		Press Release issued by the Company on October 2, 2023.

	RETO ECO-SOLUTIONS, INC.

Dated: October 3, 2023	By:	/s/ Hengfang Li
		Hengfang Li
		Chief Executive Officer

ReTo Eco-Solutions, Inc.

		Address for Notice:
		c/o Beijing REIT Technology Development Co., Ltd.
		X-702, Runfengdeshangyuan, 60 Anli Road, Chaoyang District, Beijing, People’s Republic of China 100101
By:		E-Mail: lhf@reit.cc and bjreit@reit.cc
	Name:
	Title:

With a copy to (which shall not constitute notice):

I. PURCHASE PRICE

	Gross Proceeds to be Received	$

II. DISBURSEMENTS

		$
		$
		$
		$
		$

Total Amount Disbursed:		$

Number of Shares

Subscribed For: ____________ shares	Print Name of Purchaser

Purchase Price: US$____________
	By:
	(Signature of Purchaser or Authorized Signatory)

	Address:

	Telephone:

	Fax:

	Email:

	Identification Number

			_________________________
			Name of Purchaser

ACCEPTED BY:

RETO ECO-SOLUTIONS, INC.

By:
	Name:	Li Hengfang
	Title:	Chief Executive Officer

Date:

Accepted for ___________ Shares

Address for notices:

c/o Beijing REIT Technology Development Co., Ltd.
Building X-702, Tower A, 60 Anli Road, Chaoyang District, Beijing
People’s Republic of China 100101
Email:

1.	______ ________	You are a citizen of a country other than the United States.
	True False

2.	_________________	If the answer to the preceding question is true, specify the country of which you are a citizen.

1.	______ ________ True False	You are an entity organized under the laws of a jurisdiction other than those of the United States or any state, territory or possession of the United States (a “Foreign Entity”).

2.	______ ________ True False	You are a corporation of which, in the aggregate, more than one-fourth of the capital stock is owned of record or voted by Foreign Citizens, Foreign Entities, Foreign Corporations (as defined below) or Foreign partnerships (as defined below) (a “Foreign Corporation”).

3.	______ ________ True False	You are a general or limited partnership of which any general or limited partner is a Foreign Citizen, Foreign Entity, Foreign Government, Foreign Corporation or Foreign Partnership (as defined below) (a “Foreign Partnership”).

4.	______ ________ True False	You are a representative of, or entity controlled by, any of the entities listed in items 1 through 3 above.

1.	______ ________ True False	You are a partnership or corporation organized or incorporated under the laws of the United States.

2.	______ ________ True False	You are an estate of which any executor or administrator is a U.S. Person. If the preceding sentence is true, but the executor or administrator who is a U.S. Person is a professional fiduciary and (i) there is another executor or administrator who is a non-U.S. Person who has shared or sole investment discretion with respect to the assets of the estate; and (ii) the estate is governed by foreign law, you may answer “False.”

3.	______ ________ True False	You are a trust of which any trustee is a U.S. Person. If the preceding sentence is true, but the trustee who is a U.S. Person is a professional fiduciary and (i) there is another trustee who is a non-U.S. Person who has shared or sole investment discretion with respect to the trust assets; and (ii) no beneficiary of the trust is a U.S. Person, you may answer “False.”

4.	______ ________ True False	You are an agency or branch of a foreign entity located in the United States.

5.	______ ________ True False	You are a non-discretionary or similar account (other than an estate or trust) held by a dealer or fiduciary for the benefit or account of a U.S. Person.

6.	______ ________ True False	You are a discretionary account or similar account (other than an estate or trust) held by a dealer or other fiduciary organized or incorporated, or (if an individual) resident in the United States. If the preceding sentence is true, but such account is held by a dealer or other professional fiduciary organized or incorporated, or resident in the United States for the benefit or account of a non-U.S. Person, you may answer “False.”

7.	______ ________ True False	You are a partnership or corporation that was organized under the laws of any foreign jurisdiction by a U.S. Person principally for the purpose of investing in securities not registered under the Securities Act not organized or incorporated. If the preceding sentence is true, but you were organized or incorporated and are owned by accredited investors (as defined in rule 501(a) of Regulation D) who are not natural persons, estates or trusts, you may answer “False.”

8.	______ ________ True False	You are an employee benefit plan established and administered in accordance with the law and customary practices and documentation of a country other than the United States.

9.	______ ________ True False	You are an agency or branch of a U.S. Person located outside the United States that is (i) operated for valid business reasons; (ii) engaged in the business of insurance or banking; and (iii) subject to substantive insurance or banking regulation, respectively, where located.

10.	______ ________ True False	You are the International Monetary Fund, the International Bank for Reconstruction and Development, the Inter-American Development Bank, the Asian Development Bank, the African Development Bank, the United Nations, or one of their agencies, affiliates or pension plans.

	FOR ENTITIES:


	Name of Entity


	(Signature)


	Name of Signing Party


	Title of Signing Party