R F Industries Ltd 8-K, filed Sep 10, 2021
R F Industries Ltd (RFIL)
8-K
2021-09-10
For: 2021-09-08
View Original
Added on
April 06, 2026
About this 8-K
R F Industries Ltd filed this 8-K on September 10, 2021, reporting on events of September 8, 2021.
Items reported
- Item 5.07: Shareholder vote results
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): September 8, 2021
|
|
||
|
(Exact name of registrant as specified in its charter)
|
|
(State or Other Jurisdiction
of Incorporation) |
(Commission File Number)
|
(I.R.S. Employer
Identification No.) |
|
(Address of Principal Executive Offices)
(
(Registrant’s Telephone Number)
|
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
|
|
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
|
|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
|
|
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
|
|
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
|
Securities registered pursuant to Section 12(b) of the Act:
|
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
|
|
|
|
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
|
Item 5.07
|
Submission of Matters to a Vote of Security Holders.
|
Annual Meeting of Stockholders
On September 8, 2021, RF Industries, Ltd. (the “Company”) held its Annual Meeting at its offices at 7610 Miramar Road, Suite 6000, San Diego, California, 92126. At the Annual Meeting, the Company’s stockholders voted on four proposals, each of which is described in more detail in the Company’s definitive Proxy Statement filed with the Securities and Exchange Commission on July 27, 2021 (the “Proxy Statement”). At the Annual Meeting, 7,742,039 shares, or approximately 77.29% of all outstanding shares of common stock, were present either in person or by proxy. The following is a brief description of each matter voted upon and the certified results, including the number of votes cast for and against each matter and, if applicable, the number of abstentions and broker non-votes with respect to each matter.
|
●
|
Proposal 1: to elect Mark Holdsworth to the Company’s Board of Directors as a Class II director, for a three-year term expiring at the 2024 Annual Meeting;
|
|
●
|
Proposal 2: a proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement;
|
|
●
|
Proposal 3: a proposal to ratify CohnReznick LLP as the Company’s independent registered public accounting firm for the fiscal year ending October 31, 2021.
|
Voting Results
Proposal 1: Mark Holdsworth was elected as director on the following vote:
|
●
|
Mark Holdsworth was elected with 4,951,917 “FOR” votes and 97,348 “WITHHELD” votes;
|
In addition, there were 2,692,774 broker non-votes in connection with this proposal.
Proposal 2: This proposal was approved with 4,530,862 “FOR” votes, 373,353 “AGAINST” votes and 145,050 “ABSTAIN” votes. There were 2,692,774 broker non-votes in connection with this proposal.
Proposal 3: This proposal was approved with 7,696,503 “FOR” votes, 19,082 “AGAINST” votes and 26,454 “ABSTAIN” votes. There were no broker non-votes in connection with this proposal.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
September 8, 2021
|
By:
|
/s/ Robert Dawson
|
|
|
Robert Dawson
|
|||
|
President and Chief Executive Officer
|