RPT · Rithm Property Trust Inc.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-04-27 | Rithm Capital Corp. |
10% Owner |
Other↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Reflects shares issued by the Issuer to RCM GA Manager LLC (the "Adviser"), an affiliate of the reporting person, as payment of the quarterly management fee, which can be paid in cash or shares of the Issuer's common stock at the election of the Adviser, as compensation for the services the Adviser provides to the Issuer and its subsidiaries, pursuant to, and subject to the terms and conditions of, the management agreement among the Issuer, Great Ajax Operating Partnership LP and the Adviser. These shares are owned directly by RCM GA Manager LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Common Stock, par value $0.01 per share
(I)
|
110,794 |
| 2026-02-12 | Rithm Capital Corp. |
10% Owner |
Other↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Reflects shares issued by the Issuer to RCM GA Manager LLC (the "Adviser"), an affiliate of the reporting person, as payment of the quarterly management fee, which can be paid in cash or shares of the Issuer's common stock at the election of the Adviser, as compensation for the services the Adviser provides to the Issuer and its subsidiaries, pursuant to, and subject to the terms and conditions of, the management agreement among the Issuer, Great Ajax Operating Partnership LP and the Adviser. These shares are owned directly by RCM GA Manager LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Common Stock, par value $0.01 per share
(I)
|
105,687 |
| 2025-08-29 | Friedman Paul M |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Payment of director fees for the second quarter ended June 30, 2025. Price per share is the average closing price per share for the first five days preceding the dividend record date of May 15, 2025. |
Common Stock, par value $0.01 per share
(I)
|
7,708 |
| 2025-03-04 | Rithm Capital Corp. |
10% Owner |
Buy↑
|
Series C Preferred Stock
|
400,000 |
| 2024-12-04 | Rithm Capital Corp. |
10% Owner |
Other↓
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Reflects the transfer of a total of 18,550 shares of Issuer common stock to certain employees of the reporting person as compensation. Reflects the closing price of the Issuer's common stock as of 12/3/2024 used for the transfer described in footnote 1. |
Common Stock, par value $0.01 per share
|
18,550 |
| 2024-10-18 | Rithm Capital Corp. |
10% Owner |
Other↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Reflects shares issued by the Issuer to RCM GA Manager LLC (the "Adviser"), an affiliate of the reporting person, as payment of the quarterly management fee, which can be paid in cash or shares of the Issuer's common stock at the election of the Adviser, as compensation for the services the Adviser provides to the Issuer and its subsidiaries, pursuant to, and subject to the terms and conditions of, the management agreement among the Issuer, Great Ajax Operating Partnership LP and the Adviser. These shares are owned directly by RCM GA Manager LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Common Stock, par value $0.01 per share
(I)
|
441,783 |
| 2024-07-08 | Hoffman Daniel Jay |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
2,000 of these shares are subject to a one-year vesting period. This form is being filed subsequent to the standard Form 4 timeline. |
Common Stock, par value $0.01 per share
|
2,000 |
| 2024-06-11 | Nierenberg Michael |
Director, Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |
| 2024-06-11 | Hoffman Daniel Jay |
Director |
Other↑
|
No Securities Owned
|
0 |
| 2024-03-13 | Friedman Paul M |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Payment of special committee chairman director fees, which was approved by the compensation committee of the board of directors. This form is being filed subsequent to the standard Form 4 timeline. |
Common Stock, par value $0.01 per share
(I)
|
3,080 |
| 2023-05-08 | Haggerty Mary |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for first quarter ended March 31, 2023. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 17, 2023. |
Common Stock, par value $0.01 per share
|
2,604 |
| 2023-05-08 | Friedman Paul M |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Payment of director fees for first quarter ended March 31, 2023. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 17, 2023. |
Common Stock, par value $0.01 per share
(I)
|
2,604 |
| 2023-05-08 | Handley Jonathan Bradford JR |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for first quarter ended March 31, 2023. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 17, 2023. |
Common Stock, par value $0.01 per share
|
2,604 |
| 2023-05-08 | Condas John C |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for first quarter ended March 31, 2023. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 17, 2023. |
Common Stock, par value $0.01 per share
|
2,604 |
| 2023-05-08 | Ogren John Kirk JR |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for first quarter ended March 31, 2023. Price per share is the average closing price per share for the first five days preceding the dividend record date of March 17, 2023. |
Common Stock, par value $0.01 per share
|
2,604 |
| 2023-03-09 | Friedman Paul M |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. |
Common Stock, par value $0.01 per share
(I)
|
5,000 |
| 2023-03-09 | Condas John C |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. |
Common Stock, par value $0.01 per share
|
5,000 |
| 2023-03-09 | Ogren John Kirk JR |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. |
Common Stock, par value $0.01 per share
|
2,116 |
| 2023-03-09 | Haggerty Mary |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. |
Common Stock, par value $0.01 per share
|
5,000 |
| 2023-03-09 | Condas John C |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. |
Common Stock, par value $0.01 per share
|
2,116 |
| 2023-03-09 | Handley Jonathan Bradford JR |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. |
Common Stock, par value $0.01 per share
|
2,116 |
| 2023-03-09 | Handley Jonathan Bradford JR |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. |
Common Stock, par value $0.01 per share
|
5,000 |
| 2023-03-09 | Friedman Paul M |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. |
Common Stock, par value $0.01 per share
(I)
|
2,116 |
| 2023-03-09 | Haggerty Mary |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for fourth quarter ended December 31, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of November 15, 2022. |
Common Stock, par value $0.01 per share
|
2,116 |
| 2023-03-09 | Ogren John Kirk JR |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Granted pursuant to the 2014 Director Equity Plan, which will vest in two equal installments annually, starting March 9, 2024. |
Common Stock, par value $0.01 per share
|
5,000 |
| 2022-12-14 | MENDELSOHN LAWRENCE |
Director, CHIEF EXECUTIVE OFFICER |
Other↓
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
As was previously publicly disclosed, on December 9, 2021, Gregory Funding LLC ("Gregory") issued a promissory note to Great Ajax Corp. ("Great Ajax") under which Gregory was given the opportunity to borrow up to $3.5 million on a revolving line of credit from Great Ajax with interest accruing at 7.2% annually. On December 14, 2022, Gregory and Great Ajax agreed to exchange 361,912 shares of Great Ajax held by Gregory for a reduction in the amount of outstanding debt owed under the promissory note based upon the volume-weighted average price of the shares as reported during the ten trading day period preceding the date of the exchange. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission that the reporting person is the beneficial owner of all of the reported shares for purposes of Section 16 or for any other purpose. |
Common Stock, par value $0.01 per share
(I)
|
361,912 |
| 2022-12-13 | Doyle Mary B |
Chief Financial Officer |
Sell↓
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Includes 4,605.763 shares acquired under the Issuer's Dividend Reinvestment Plan. |
Common Stock, par value $0.01 per share
|
3,612 |
| 2022-11-07 | Haggerty Mary |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for third quarter ended September 30, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 15, 2022. |
Common Stock, par value $0.01 per share
|
1,688 |
| 2022-11-07 | Friedman Paul M |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Payment of director fees for third quarter ended September 30, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 15, 2022. |
Common Stock, par value $0.01 per share
(I)
|
1,688 |
| 2022-11-07 | Ogren John Kirk JR |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for third quarter ended September 30, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 15, 2022. |
Common Stock, par value $0.01 per share
|
1,688 |
| 2022-11-07 | Condas John C |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for third quarter ended September 30, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 15, 2022. |
Common Stock, par value $0.01 per share
|
1,688 |
| 2022-11-07 | Handley Jonathan Bradford JR |
Director |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Payment of director fees for third quarter ended September 30, 2022. Price per share is the average closing price per share for the first five days preceding the dividend record date of August 15, 2022. |
Common Stock, par value $0.01 per share
|
1,688 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — Series B Warrants (right to buy) (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
Series B Warrants (right to buy)
(I)
|
184,029 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — Series A Warrants (right to buy) (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
Series A Warrants (right to buy)
(I)
|
54,125 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — 7.25% Series A Fixed-to-Floating Rate Preferred Stock (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
7.25% Series A Fixed-to-Floating Rate Preferred Stock
(I)
|
245,393 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — Series B Warrants (right to buy) (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
Series B Warrants (right to buy)
(I)
|
1,300,000 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — 5.00% Series B Fixed-to-Floating Rate Preferred Stock (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
5.00% Series B Fixed-to-Floating Rate Preferred Stock
(I)
|
245,455 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — Series A Warrants (right to buy) (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
Series A Warrants (right to buy)
(I)
|
39,988 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — Series A Warrants (right to buy) (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
Series A Warrants (right to buy)
(I)
|
64,892 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — 7.25% Series A Fixed-to-Floating Rate Preferred Stock (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
7.25% Series A Fixed-to-Floating Rate Preferred Stock
(I)
|
43,300 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — Series A Warrants (right to buy) (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
Series A Warrants (right to buy)
(I)
|
108,252 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — 7.25% Series A Fixed-to-Floating Rate Preferred Stock (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
7.25% Series A Fixed-to-Floating Rate Preferred Stock
(I)
|
31,990 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — Series B Warrants (right to buy) (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
Series B Warrants (right to buy)
(I)
|
306,819 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — 5.00% Series B Fixed-to-Floating Rate Preferred Stock (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
5.00% Series B Fixed-to-Floating Rate Preferred Stock
(I)
|
147,223 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — Series A Warrants (right to buy) (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
Series A Warrants (right to buy)
(I)
|
167,701 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — Series B Warrants (right to buy) (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
Series B Warrants (right to buy)
(I)
|
58,194 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — 5.00% Series B Fixed-to-Floating Rate Preferred Stock (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
5.00% Series B Fixed-to-Floating Rate Preferred Stock
(I)
|
46,555 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — 7.25% Series A Fixed-to-Floating Rate Preferred Stock (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
7.25% Series A Fixed-to-Floating Rate Preferred Stock
(I)
|
113,483 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — 7.25% Series A Fixed-to-Floating Rate Preferred Stock (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
7.25% Series A Fixed-to-Floating Rate Preferred Stock
(I)
|
86,601 |
| 2022-08-31 | Magnetar Financial LLC |
10% Owner |
Sell↓
Filing footnotes — Series A Warrants (right to buy) (Indirect)
Magnetar Financial LLC ("MFL") serves as investment manager of each of Magnetar Constellation Fund V Ltd, Magnetar Constellation Master Fund, Ltd, Magnetar SC Fund Ltd and Magnetar Xing He Master Fund Ltd, which are Cayman Islands exempted companies, and Magnetar Longhorn Fund LP and Magnetar Structured Credit Fund, LP, which are Delaware limited partnerships. MFL is the manager of each of Magnetar Constellation Fund V LLC, Purpose Alternative Credit Fund - F LLC and Purpose Alternative Credit Fund - T LLC, which are Delaware limited liability companies (collectively, the "Magnetar Funds"). Magnetar Capital Partners LP ("MCP"), a Delaware limited partnership, is the sole member and parent holding company of MFL. Supernova Management LLC ("Supernova"), a Delaware limited liability company, is the general partner of MCP. The manager of Supernova is Alec N. Litowitz, a citizen of the United States of America. Each of the Magnetar Funds, MFL, MCP, Supernova and Alec N. Litowitz disclaims beneficial ownership of the securities identified herein except to the extent of their pecuniary interest in the preferred stock, warrants and shares of common stock issuable upon exercise of such warrants. |
Series A Warrants (right to buy)
(I)
|
76,961 |