RWAY · Runway Growth Finance Corp.
Trades by corporate insiders — officers, directors and holders of more than 10% of the shares — disclosed to the SEC on Forms 3, 4 and 5. Form 4 must be filed within two business days of the trade.
Insider Sentiment Score
Peer-relative 0–100 rank of how aggressively insiders accumulated over the trailing 90 days. See the full ranking.
| Date | Insider | Role | Type | Security | Shares |
|---|---|---|---|---|---|
| 2026-08-06 | Rovner Michael |
Co-Chief Executive Officer |
Other↑
|
No Securities Owned
|
0 |
| 2026-05-20 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
"On May 22, 2026, the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026, which inadvertently reported the transaction code in Column 3 as "A". This amended Form 4 amends such filing to report the transaction code in Column 3 as "P". |
Common Stock, par value $0.01 per share
|
3,000 |
| 2026-05-20 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
On May 22, 2026, the reporting person filed a Form 4 with respect to a transaction dated May 20, 2026, which inadvertently reported the transaction code in Column 3 as "A". This amended Form 4 amends such filing to report the transaction code in Column 3 as "P" for such transaction. |
Common Stock, par value $0.01 per share
|
7,000 |
| 2026-05-14 | Raterman Thomas B. |
See Remarks |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
The previous Form 4 for Mr. Raterman filed on April 1, 2025 inadvertently misstated his direct and indirect holdings. This Form 4 corrects such disclosure. |
Common Stock, par value $0.01 per share
|
100 |
| 2026-05-14 | Raterman Thomas B. |
See Remarks |
Award↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
The previous Form 4 for Mr. Raterman filed on April 1, 2025 inadvertently misstated his direct and indirect holdings. This Form 4 corrects such disclosure. |
Common Stock, par value $0.01 per share
|
2,900 |
| 2026-05-14 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
On May 18, 2026, the reporting person filed a Form 4 with respect to two transactions dated May 14, 2026, which inadvertently reported the transaction codes in Column 3 as "A". This amended Form 4 amends such filing to report the transaction codes in Column 3 as "P" for such transactions. |
Common Stock, par value $0.01 per share
|
2,900 |
| 2026-05-14 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
On May 18, 2026, the reporting person filed a Form 4 with respect to two transactions dated May 14, 2026, which inadvertently reported the transaction codes in Column 3 as "A". This amended Form 4 amends such filing to report the transaction codes in Column 3 as "P" for such transactions. |
Common Stock, par value $0.01 per share
|
100 |
| 2026-04-09 | Carlson Capital, L.P. |
10% Owner |
Sell↓
Filing footnotes — Common Stock, par value $0.01 per share (the "Common Stock") (Direct)
The transactions referenced herein provide for various per share prices ranging from $6.59 to $6.64. The Reporting Persons undertake to provide to Staff of the Securities and Exchange Commission or any security holder of the Issuer, upon full information regarding the number of shares sold at each separate price. The shares of Common Stock to which this relates are held directly by Double Black Diamond Offshore Ltd., a Cayman Islands exempted company (the "Fund"). Carlson Capital, L.P., a Delaware limited partnership ("Carlson Capital") serves as the investment manager to, and has the power to direct the affairs of, the Fund. Asgard Investment Corp. II, a Delaware corporation ("Asgard II") serves as the general partner of, and has the power to direct the affairs of, Carlson Capital. Mr. Clint D. Carlson, a U.S. citizen, serves as the president of, and has the power to direct the affairs of, Asgard II, Carlson Capital, and any of its affiliated entities and related parties ("Mr. Clint D. Carlson"). Each of the reporting persons disclaims beneficial ownership of the securities to which this Form 4 relates for the purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the reporting person's pecuniary interest in the securities. |
Common Stock, par value $0.01 per share (the "Common Stock")
|
560,105 |
| 2025-11-17 | OCM Growth Holdings LLC |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
This Form 4 is being filed by (i) OCM Growth Holdings LLC, a Delaware limited liability company ("OCMGH") and the direct holder of the reported securities, (ii) Oaktree Capital Holdings, LLC, limited liability company ("OCH"), in its capacity as the indirect manager of OCMGH and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the indirect owner of class B units of OCH. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone and John B. Frank (the "OCGH GP Members"). Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. |
Common Stock, par value $0.01 per share
|
1,250,000 |
| 2025-08-08 | OCM Growth Holdings LLC |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
This Form 4 is being filed by (i) OCM Growth Holdings LLC, a Delaware limited liability company ("OCMGH") and the direct holder of the reported securities, (ii) Oaktree Capital Holdings, LLC, limited liability company ("OCH"), in its capacity as the indirect manager of OCMGH and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the indirect owner of class B units of OCH. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone and John B. Frank (the "OCGH GP Members"). Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. |
Common Stock, par value $0.01 per share
|
500,000 |
| 2025-07-01 | OCM Growth Holdings LLC |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
This Form 4 is being filed by (i) OCM Growth Holdings LLC, a Delaware limited liability company ("OCMGH") and the direct holder of the reported securities, (ii) Oaktree Capital Holdings, LLC, limited liability company ("OCH"), in its capacity as the indirect manager of OCMGH and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the indirect owner of class B units of OCH. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone and John B. Frank (the "OCGH GP Members"). Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. |
Common Stock, par value $0.01 per share
|
1,000,000 |
| 2025-04-01 | OCM Growth Holdings LLC |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
This Form 4 is being filed by (i) OCM Growth Holdings LLC, a Delaware limited liability company ("OCMGH") and the direct holder of the reported securities, (ii) Oaktree Capital Holdings, LLC, limited liability company ("OCH"), in its capacity as the indirect manager of OCMGH and (iii) Oaktree Capital Group Holdings GP, LLC ("OCGH GP"), in its capacity as the indirect owner of class B units of OCH. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone and John B. Frank (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. |
Common Stock, par value $0.01 per share
|
1,000,000 |
| 2025-03-28 | SPRENG R DAVID |
Director, President and CEO |
Other↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
In-kind transfer of the securities held by Runway Growth Holdings LLC to Mr. Spreng. Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction. |
Common Stock, par value $0.01 per share
|
30,636 |
| 2025-03-28 | SPRENG R DAVID |
Director, President and CEO |
Other↓
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Distribution of securities owned by Runway Growth Holdings LLC to its employees. Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction. The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. These securities are held by Runway Growth Holdings LLC, which is an affiliate of Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
61,985 |
| 2025-03-28 | Raterman Thomas B. |
See Remarks |
Other↓
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
Distribution of securities owned by Runway Growth Holdings LLC to its employees. Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction. The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. These securities are held by Runway Growth Holdings LLC, which is an affiliate of Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
61,985 |
| 2025-03-28 | Raterman Thomas B. |
See Remarks |
Other↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
In-kind transfer of the securities held by Runway Growth Holdings LLC to Mr. Raterman. Price listed is based on the last reported closing sales price of RWAY common stock on the Nasdaq as of March 28, 2025, due to the nature of the transaction there has been no price established for the transaction. The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. |
Common Stock, par value $0.01 per share
|
18,437 |
| 2024-12-19 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
|
Common Stock, par value $0.01 per share
|
1,000 |
| 2024-11-20 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
8,803 |
| 2024-11-20 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
8,803 |
| 2024-11-19 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
13,187 |
| 2024-11-19 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
13,187 |
| 2024-11-18 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
7,556 |
| 2024-11-18 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
7,556 |
| 2024-08-14 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
|
Common Stock, par value $0.01 per share
|
5,000 |
| 2024-08-13 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. |
Common Stock, par value $0.01 per share
|
5,000 |
| 2024-03-21 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. |
Common Stock, par value $0.01 per share
|
5,000 |
| 2024-03-14 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
20,460 |
| 2024-03-14 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
20,460 |
| 2023-11-27 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
8,022 |
| 2023-11-27 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
8,022 |
| 2023-11-22 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
9,662 |
| 2023-11-22 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
9,662 |
| 2023-11-21 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
7,689 |
| 2023-11-21 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
7,689 |
| 2023-11-20 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
7,500 |
| 2023-11-20 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
7,500 |
| 2023-11-17 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
6,600 |
| 2023-11-17 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
6,600 |
| 2023-11-13 | OCM Growth Holdings LLC |
Director, 10% Owner |
Sell↓
Filing footnotes — Common Stock, par value $0.01 per share (Direct)
Includes shares acquired pursuant to the issuer's dividend reinvestment plan. On November 13, 2023, OCMGH (as defined in Note 3 below), and Fund Xb Delaware (as defined in Note 3 below), sold 3,745,708 and 4,292 shares of the Issuer, respectively, pursuant to an underwriting agreement by and among OCMGH, Fund Xb Delaware, the Issuer, and the underwriters party thereto. OCM Growth Holdings, LLC, a Delaware limited liability company ("LLC")("OCMGH"), directly owns 17,284,860 shares of common stock (the "Common Stock") of Runway Growth Finance Corp. ("Issuer").Oaktree Opportunities Fund Xb Holdings (Delaware), L.P., a Delaware limited partnership ("Fund Xb Delaware"), directly owns 19,808 shares of Common Stock of the Issuer. This Form 4 is being filed by (i) OCMGH; (ii) Fund Xb Delaware; (continued from footnote 3) (iii) Oaktree Capital Group, LLC, a Delaware LLC ("OCG"), in its capacity as the manager of OCMGH and Fund Xb Delaware; (iv) Oaktree Capital Group Holdings GP, LLC ("OCGHGP"), in its capacity as the indirect owner of class B units of OCG; (v) Brookfield Corporation, a Canadian corporation ("BN"), in its capacity as the indirect owner of the class A units of OCG and (vi) BAM Partners Trust, a trust formed under the laws of Ontario, in its capacity as the sole owner of Class B Limited Voting Shares of BN. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. OCGH GP is managed by an executive committee consisting of Howard S. Marks, Bruce A. Karsh, Sheldon M. Stone, John B. Frank, and Jay S. Wintrob (the "OCGH GP Members"). In such capacity, the OCGH GP Members may be deemed to have indirect beneficial ownership of the Common Stock. Each OCGH GP Member expressly disclaims beneficial ownership of the Common Stock, except to the extent of his respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such person is the beneficial owner of any equity securities covered by this Form 4. The Reporting Persons may be deemed directors by deputization by virtue of their right to designate representatives to be nominated by the Issuer to serve on the Issuer's board of directors. This amendment and restatement of the Form 4 filed November 15, 2023 (the "Original Filing") is being filed solely to correct the omission of BN and BAM Partners Trust as reporting persons. Their indirect ownership was accurately described in footnotes 4 and 5 of the Original Filing. |
Common Stock, par value $0.01 per share
|
3,750,000 |
| 2023-06-06 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
|
Common Stock, par value $0.01 per share
|
125 |
| 2023-05-12 | Raterman Thomas B. |
See Remarks |
Buy↑
|
Common Stock, par value $0.01 per share
|
2,500 |
| 2023-03-17 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
|
Common Stock, par value $0.01 per share
|
5,000 |
| 2023-03-16 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
9,596 |
| 2023-03-16 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
9,596 |
| 2023-03-16 | Raterman Thomas B. |
See Remarks |
Buy↑
|
Common Stock, par value $0.01 per share
|
3,000 |
| 2022-12-16 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
4,284 |
| 2022-12-16 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
4,284 |
| 2022-12-15 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
6,700 |
| 2022-12-15 | Raterman Thomas B. |
See Remarks |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
6,700 |
| 2022-12-14 | SPRENG R DAVID |
Director, President and CEO |
Buy↑
Filing footnotes — Common Stock, par value $0.01 per share (Indirect)
These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Spreng by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Executive Officer thereof. Mr. Spreng disclaims any beneficial ownership of these securities. |
Common Stock, par value $0.01 per share
(I)
|
7,705 |