SideChannel, Inc 8-K, filed Jun 27, 2023
SideChannel, Inc. (SDCH)
About this 8-K
SideChannel, Inc filed this 8-K on June 27, 2023, reporting on events of June 26, 2023.
Items reported
- Item 8.01: Other events
- Item 9.01: Financial statements and exhibits
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Item 8.01 Other Events
SideChannel, Inc. (the “Company”) has appointed Computershare Trust Company, N.A. (“Computershare”) as its transfer agent and stockholder support provider, effective June 26, 2023. All of the Company’s directly held shares of common stock were transferred from Pacific Stock Transfer to Computershare’s platform. A form of the Company’s letter that will be sent to its stockholders is attached hereto as Exhibit 99.1 and incorporated herein by reference.
The information in this Item 8.01, including Exhibit 99.1, is being furnished pursuant to Item 8.01 of Form 8-K and shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwise subject to liabilities of that section, nor shall it be deemed incorporated by reference into any filing under the Securities Act or the Exchange Act, unless specifically identified therein as being incorporated therein by reference.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
| Exhibit No. | Description | |
| 99.1 | Form of Stockholder Letter Regarding Transfer Agent Change on June 26, 2023 | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Dated: June 27, 2023
| SIDECHANNEL, INC. | ||
| By: | /s/ Ryan Polk | |
| Ryan Polk | ||
| Chief Financial Officer | ||
Exhibit 99.1
Dear Stockholder:
We are pleased to announce that Computershare Trust Company, N.A. (“Computershare”) has been appointed as the stock transfer agent and registrar for SideChannel, Inc. (SDCH), effective June 26, 2023. Please review the information that follows with regard to providing or updating your information with Computershare as this change takes effect.
Accessing Your Shares
If you already have an existing Computershare account under the same name and Tax ID as shown on the enclosed statement, your SideChannel, Inc. shares will be automatically added to your account on Investor Center, Computershare’s online and mobile portal to your stock portfolio.
On the other hand, if you do not have a Computershare account, simply register your account today at the website, located at www-us.computershare.com/investor. You will need to use your ‘Account Number’, which can be found on the enclosed statement.
Managing your stock ownership is easy and efficient with Computershare’s Investor Center, where you can view account details, update account information, enroll in direct deposit, perform transactions, and opt-in to receive electronic communications and SMS text messaging. For security purposes, stockholders that are businesses, fiduciary entities, or trusts will be limited to view-only access.
Need Help?
How to Videos: www-us.computershare.com/Investor/#Help/FAQ
FAQs: www-us.computershare.com/Investor/#Help/HowToVideos
Tax Certification
If your account is not tax certified, enclosed you will find a W-9 or W-8 BEN tax form. Please complete the form and return it to Computershare in the envelope provided. Please note that if you are a foreign stockholder, you will be required to recertify your tax identification number (TIN) using the W-8 BEN tax form. A quick and easy way to certify your TIN is to visit www-us.computershare.com/investor.
| (508) 925-0114 | 146 Main St, Suite 405, Worcester, MA 01608 | www.sidechannel.com |
Outstanding Checks
We encourage you to cash any outstanding checks that you have in your possession by July 26, 2023. After this date you will not be able to cash any checks previously issued by the previous agent and will need to contact Computershare for replacement after July 26, 2023.
Contacting Computershare
Please direct your inquiries and transaction requests to Computershare using the options below:
| Website: | www.computershare.com/us |
| Telephone inquiries: | 1-888-888-8888, option 1 (U.S.) |
| 1-888-888-8888, option 1 (non-U.S.) | |
| E-mail inquiries: | web.queries@computershare.com |
| Broker inquiries: | 1-866-690-8162, option 1 (U.S.) |
| 1-781-575-4019, option 1 (non-U.S.) |
| Written requests: | By Mail: | By Overnight Delivery: | |
| Computershare | Computershare | ||
| P.O. Box 43006 | 150 Royall St., Suite 101 | ||
| Providence RI 02940-3006 | Canton MA 02021 |
| Sincerely, | |
| Ryan Polk | |
| Chief Financial Officer, SideChannel, Inc. |
| (508) 925-0114 | 146 Main St, Suite 405, Worcester, MA 01608 | www.sidechannel.com |