SLR Investment Corp 8-K, filed Oct 27, 2022
SLR Investment Corp. (SLRC)
About this 8-K
SLR Investment Corp filed this 8-K on October 27, 2022, reporting on events of October 26, 2022.
Items reported
- Item 5.07: Shareholder vote results
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SECURITIES AND EXCHANGE COMMISSION
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Item 5.07. Submission of Matters to a Vote of Security Holders
SLR Investment Corp. (the “Company”) held its Annual Meeting of Stockholders (the “Meeting”) on October 26, 2022 and submitted two matters to the vote of the stockholders. A summary of the matters voted upon by stockholders is set forth below.
1. Stockholders elected one director, who will serve for a three-year term to expire at the 2025 Annual Meeting of Stockholders. The following votes were taken on this proposal:
| Name | Votes For | Votes Withheld |
Broker Non-Votes |
|||||||||
| David S. Wachter |
25,410,186 | 8,967,039 | — | |||||||||
2. Stockholders did not approve a proposal to authorize the Company to sell shares of its common stock at a price or prices below the Company’s then current net asset value per share in one or more offerings, in each case, subject to the approval of its Board of Directors and compliance with the conditions set forth in the proxy statement (including, without limitation, that the number of shares issued does not exceed 25% of the Company’s then outstanding common stock immediately prior to each such offering). The following votes were taken on this proposal:
| For | Against | Abstain | Broker Non-Votes |
|||||||||||||
| With Affiliates |
21,919,102 | 11,739,475 | 718,648 | — | ||||||||||||
| % of Voted |
63.76 | % | 34.15 | % | 2.09 | % | — | |||||||||
| % of Outstanding |
40.02 | % | 21.43 | % | 1.31 | % | — | |||||||||
| Without Affiliates |
17,855,352 | 7,431,575 | 718,648 | — | ||||||||||||
| % of Voted |
68.66 | % | 28.58 | % | 2.76 | % | — | |||||||||
| % of Outstanding |
38.48 | % | 16.02 | % | 1.55 | % | — | |||||||||
For purposes of this proposal, the affirmative vote of (1) a majority of the outstanding voting securities entitled to vote at the Meeting; and (2) a majority of the outstanding voting securities entitled to vote at the Meeting that are not held by affiliated persons of the Company was required to approve this proposal. For purposes of this proposal, the Investment Company Act of 1940, as amended, defines “a majority of the outstanding voting securities” as: (1) 67% or more of the voting securities present at the Meeting if the holders of more than 50% of the outstanding voting securities of the Company are present or represented by proxy; or (2) more than 50% of the outstanding voting securities of the Company, whichever is the less.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SLR Investment Corp. | ||||||
| Date: October 27, 2022 | By: | /s/ Richard L. Peteka | ||||
| Richard L. Peteka Secretary | ||||||