TAO Synergies Inc 8-K, filed Apr 14, 2023
TAO Synergies Inc. (TAOX)
About this 8-K
TAO Synergies Inc filed this 8-K on April 14, 2023.
Items reported
- Item 5.07: Shareholder vote results
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| Item 5.07. | Submission of Matters to a Vote of Security Holders. |
On April 14, 2023, Synaptogenix, Inc. (the “Company”) held a special meeting of its stockholders (the “Special Meeting”). At the Special Meeting, the holders of 2,923,975 shares of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), or approximately 40.23% of the outstanding shares of Common Stock, were represented at the meeting or by proxy and, therefore, a quorum was present. At the Special Meeting, the stockholders considered one proposal, which is described briefly below and in more detail in the Definitive Proxy Statement on Schedule 14A for the Special Meeting filed by the Company with the U.S. Securities and Exchange Commission on March 27, 2023. The final voting results for the proposal are set forth below.
Proposal – Authorization of Issuance of Common Stock
The Company’s stockholders voted to authorize, for purposes of complying with Nasdaq Listing Rule 5635(d), of the issuance of shares of Common Stock underlying shares of convertible preferred stock and warrants issued by the Company pursuant to the terms of that certain Securities Purchase Agreement, dated November 17, 2022, by and among the Company and the investors named therein, in an amount equal to or in excess of 20% of Common Stock outstanding before the issuance of such convertible preferred stock and warrants (including the amortization payments made to the holders of convertible preferred stock in the form of issuance of common stock and upon the operation of anti-dilution provisions contained in such convertible preferred stock and warrants), by the following votes:
| Shares Voted For | Shares Voted Against | Abstentions | ||
| 2,077,004 | 791,292 | 55,679 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SYNAPTOGENIX, INC. |
| Date: April 14, 2023 | By: | /s/ Robert Weinstein |
| Name: | Robert Weinstein | |
| Title: | Chief Financial Officer |