Investment Advisers

24,394 SEC-registered and exempt reporting investment advisers from Form ADV

Adviser	Location	Regulatory AUM	Employees
CATAWBA RIVER CAPITAL CRD 134217	LAKE WYLIE, SC, United States	$325,111,772	4
TREIBERG WEALTH MANAGEMENT, INC. CRD 284140	TUCSON, AZ, United States	$325,106,572	6
CONVERSE TEAM FINANCIAL SERVICES, LLC CRD 335322		$325,000,000	7
UNIVERSAL FINANCIAL SERVICES INC. CRD 131558	GUAYNABO, PR, United States	$324,554,949	3
WHIPPLEWOOD ADVISORS, LLC CRD 282860	LITTLETON, CO, United States	$324,509,539	6
PUTTERMAN, DEAN ELIOT CRD 111779	HOUSTON, TX, United States	$324,484,824	2
DHH ADVISORS, LLC CRD 169687	PRINCETON, NJ, United States	$324,280,466	3
LIGHT ARC CAPITAL MANAGEMENT LLC CRD 339985	GREENWICH, CT, United States	$324,051,110	6
VISTA INVESTMENT MANAGEMENT, LLC CRD 116068	PITTSBURGH, PA, United States	$323,938,503	4
KENNICOTT CAPITAL MANAGEMENT LLC CRD 128947		$323,918,154	2
GALAXY INVESTMENT MANAGEMENT, LLC CRD 281589	UNIONDALE, NY, United States	$323,813,033	7
TORQUE ASSET MANAGEMENT LLC CRD 335621		$323,752,989	3
SMITH W B & CO INC CRD 105917		$323,553,465	1
CRESALTA INVESTMENT MANAGEMENT, INC. CRD 339872	GREENWOOD VILLAGE, CO, United States	$323,400,000	5
JOHNSON WEALTH MANAGEMENT, LLC CRD 123105	GRAND FORKS, ND, United States	$323,371,310	2
1248 PARTNERS, LLC CRD 325304	KANSAS CITY, MO, United States	$323,363,990	4
CHOICE WEALTH ADVISORS LLC CRD 297745	WATERVILLE, ME, United States	$323,340,166	4
BROWN FINANCIAL ADVISORS, LLC CRD 147056	MILFORD, OH, United States	$323,336,194	3
AULL & MONROE INVESTMENT MANAGEMENT CORP CRD 104830	MOBILE, AL, United States	$323,170,676	5
PACIFIC SUN FINANCIAL CORP CRD 284286	LOS ANGELES, CA, United States	$323,000,000	4
LAUER CAPITAL MANAGEMENT LTD CRD 109660	SIOUX FALLS, SD, United States	$322,739,854	3
NEXT LEVEL WEALTH PLANNING, LLC CRD 327644	MERIDIAN, ID, United States	$322,732,167	5
ORIENTAL BANK CRD 312982	SAN JUAN, PR, United States	$322,613,665	9
FORTUNE FINANCIAL ADVISORS, LLC CRD 145799	OVERLAND PARK, KS, United States	$322,599,546	6
CARSWELL INVESTMENTS, LLC CRD 158205	EAST SYRACUSE, NY, United States	$322,482,128	2
VISTAMARK INVESTMENTS LLC CRD 335309	HINSDALE, IL, United States	$322,418,864	4
RBS WEALTH MANAGEMENT, LLC CRD 336536	ALTO, MI, United States	$322,324,114	6
FORTE ASSET MANAGEMENT, LLC CRD 132969		$322,317,852	2
OSCEOLA CAPITAL MANAGEMENT, LLC CRD 301565	TAMPA, FL, United States	$322,280,610	9
KAPSTONE FINANCIAL ADVISORS LLC CRD 318885	LEBANON, OH, United States	$322,277,646	5
GORDONMD GLOBAL INVESTMENTS LP CRD 316751	BEVERLY HILLS, CA, United States	$322,272,133	7
ENVISION FINANCIAL TRANSPARENCY, LLC CRD 297713		$322,258,950	16
REIK & CO., LLC CRD 142414		$322,145,449	5
M4A3 LLC CRD 336172	BOULDER, CO, United States	$322,035,401	6
NICHOLSON WEALTH MANAGEMENT GROUP, LLC CRD 327001	CHARLESTON, SC, United States	$321,991,464	4
SHUM FINANCIAL GROUP, INC. CRD 285426	ALAMEDA, CA, United States	$321,953,763	4
STEWARDSHIP ADVISORY GROUP, LLC CRD 165710	CLERMONT, FL, United States	$321,909,000	17
NELSON SECURITIES,INC. CRD 14377	SPOKANE, WA, United States	$321,863,711	15
TRUENORTH FINANCIAL SERVICES, LLC CRD 118273	SEATTLE, WA, United States	$321,734,679	7
EMERSON EQUITY LLC CRD 130032	SAN MATEO, CA, United States	$321,704,653	343
B.B. GRAHAM & COMPANY, INC. CRD 41533	ORANGE, CA, United States	$321,650,372	32
HF ADVISORY GROUP, LLC CRD 309051	ANNAPOLIS, MD, United States	$321,503,925	6
IG4 CAPITAL ADVISORS US LLC CRD 316972	NEW YORK, NY, United States	$321,477,892	4
PRICE CAPITAL MANAGEMENT, INC. CRD 157871		$321,344,349	4
ASSET PRESERVATION GROUP INC CRD 108150	GRAPEVINE, TX, United States	$321,172,762	4
ADVISORS FINANCIAL, INC. CRD 144837	MCLEAN, VA, United States	$321,172,446	7
STRATEGIC FINANCIAL PARTNERS, LTD CRD 148858		$321,117,654	7
MINERVA ADVISORS LLC CRD 161408	BALA CYNWYD, PA, United States	$321,035,438	4
TOOMEY INVESTMENT MANAGEMENT, INC CRD 127346	WALLINGFORD, CT, United States	$321,024,425	3
FOUNDER FAMILY FINANCIAL, LLC CRD 171978	AUSTIN, TX, United States	$321,016,870	3