FCA · First Trust China AlphaDEX Fund ETF
$27.75
+0.20 (+0.72%)
At close · Sep 4
Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.
Holders: 21
Total Value: $17,743,417
Total Shares: 650,896
Institutional Ownership Trend
26 quarters
Holder Concentration
Across 21 13F filers · Δ vs Mar 31, 2026Top Holder
48.4%
−22.3 pts
Top 5
82.3%
−6.4 pts
Top 10
96.8%
+0.5 pts
HHI
2,732
Highly concentrated−2,390
Quarterly Activity
vs Mar 31, 2026
New
9
Increased
4
Decreased
7
Sold Out
13
Unchanged
1
Holder count:
-4
Institutional value:
-80.4%
Shares held:
-77.4%
Top Buyers
vs Mar 31, 2026| Institution | Added | Now Holds | Open |
|---|---|---|---|
| Mid OLD MISSION CAPITAL LLC | +278,535 | 315,188 | |
| Mega CITADEL ADVISORS LLC | +82,468 | 89,362 | |
| Mega ROYAL BANK OF CANADA | +500 | 600 | |
| Mega MORGAN STANLEY | +3 | 4 |
Top Sellers
vs Mar 31, 2026| Institution | Sold | Now Holds | Open |
|---|---|---|---|
| Mega JANE STREET GROUP, LLC | −36,301 | 62,486 | |
| Mega LPL Financial LLC | −31,878 | 29,143 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | −22,849 | 34,701 | |
| Small Transamerica Financial Advisors, LLC | −21,403 | 297 | |
| Large OSAIC HOLDINGS, INC. | −7,965 | 75 |
Top New Positions
vs Mar 31, 2026| Institution | Acquired | Value (USD) | Open |
|---|---|---|---|
| Mega MILLENNIUM MANAGEMENT LLC | 33,973 | $926,103 | |
| Mega GOLDMAN SACHS GROUP INC | 24,456 | $666,670 | |
| Small FLOW TRADERS U.S. LLC | 12,579 | $342,903 | |
| Mega JPMORGAN CHASE & CO | 10,500 | $286,230 | |
| Large HRT FINANCIAL LP | 9,156 | $249,592 |
Top Sold-Out Positions
vs Mar 31, 2026| Institution | Previously Held | Last Value (USD) | Open |
|---|---|---|---|
| Mega FIRST TRUST ADVISORS LP | 2,038,422 | $63,884,145 | |
| Large &PARTNERS | 246,980 | $7,740,353 | |
| Mid Advisory Services Network, LLC | 110,818 | $3,473,036 | |
| Mega BANK OF MONTREAL /CAN/ | 50,309 | $1,576,684 | |
| Large Cambridge Investment Research Advisors, Inc. | 39,642 | $1,242,380 |
| Holder | Value (USD) | % of 13F | Shares | Type | Filed | Open |
|---|---|---|---|---|---|---|
| Mid OLD MISSION CAPITAL LLC | $8,592,024 | 48.42% | 315,188 | Shares | 2026-08-14 | |
| Mega CITADEL ADVISORS LLC | $2,436,008 | 13.73% | 89,362 | Shares | 2026-09-02 | |
| Mega JANE STREET GROUP, LLC | $1,703,368 | 9.60% | 62,486 | Shares | 2026-08-14 | |
| Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP | $945,949 | 5.33% | 34,701 | Shares | 2026-08-14 | |
| Mega MILLENNIUM MANAGEMENT LLC | $926,103 | 5.22% | 33,973 | Shares | 2026-08-14 | |
| Mega LPL Financial LLC | $794,438 | 4.48% | 29,143 | Shares | 2026-08-07 | |
| Mega GOLDMAN SACHS GROUP INC | $666,670 | 3.76% | 24,456 | Shares | 2026-08-14 | |
| Small Genesee Capital Advisors, LLC | $485,964 | 2.74% | 17,827 | Shares | 2026-08-06 | |
| Small FLOW TRADERS U.S. LLC | $342,903 | 1.93% | 12,579 | Shares | 2026-08-14 | |
| Mega JPMORGAN CHASE & CO | $286,230 | 1.61% | 10,500 | Shares | 2026-08-12 | |
| Large HRT FINANCIAL LP | $249,592 | 1.41% | 9,156 | Shares | 2026-08-14 | |
| Mid Integrated Wealth Concepts LLC | $193,982 | 1.09% | 7,116 | Shares | 2026-08-12 | |
| Small COMPASS FINANCIAL MANAGEMENT LLC | $39,636 | 0.22% | 1,454 | Shares | 2026-08-12 | |
| Mega UBS Group AG | $30,503 | 0.17% | 1,119 | Shares | 2026-08-13 | |
| Mega ROYAL BANK OF CANADA Bank | $16,356 | 0.09% | 600 | Shares | 2026-08-14 | |
| Small SITTNER & NELSON, LLC | $14,720 | 0.08% | 540 | Shares | 2026-08-07 | |
| Small Transamerica Financial Advisors, LLC | $8,096 | 0.05% | 297 | Shares | 2026-08-17 | |
| Mid ROTHSCHILD INVESTMENT LLC | $6,951 | 0.04% | 255 | Shares | 2026-08-06 | |
| Large OSAIC HOLDINGS, INC. | $2,044 | 0.01% | 75 | Shares | 2026-08-14 | |
| Mid Global Retirement Partners, LLC Pension | $1,771 | 0.01% | 65 | Shares | 2026-08-06 | |
| Mega MORGAN STANLEY | $109 | 0.00% | 4 | Shares | 2026-08-13 |