FLQL · Franklin U.S. Large Cap Multifactor Index ETF ETF

$78.98 -0.12 (-0.15%) At close · Sep 4

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP →

Quarter:

Holders: 11

Total Value: $102,600,874

Total Shares: 2,382,189

Institutional Ownership Trend

15 quarters

Holder Concentration

Across 11 13F filers · Δ vs Jun 30, 2023

Top Holder

64.7%

+6.3 pts

Top 5

96.2%

+9.7 pts

Top 10

100.0%

+7.9 pts

HHI

4,574

Highly concentrated+876

Quarterly Activity

vs Jun 30, 2023

New

Increased

Decreased

Sold Out

Unchanged

Holder count: -38

Institutional value: -86.1%

Shares held: -85.5%

Top Buyers

vs Jun 30, 2023

Institution	Added	Now Holds
Mega BANK OF AMERICA CORP /DE/	+57,458	1,540,807
Mega SUSQUEHANNA INTERNATIONAL GROUP, LLP	+30,524	40,946
Mega MORGAN STANLEY	+11,476	425,458

Top Sellers

vs Jun 30, 2023

Institution	Sold	Now Holds
Mega ROYAL BANK OF CANADA	−22,855	16,846
Large Cetera Investment Advisers	−21,710	146,233
Mid Equitable Holdings, Inc.	−18,188	71,478
Mid Cetera Advisor Networks LLC	−142	107,582

Top New Positions

vs Jun 30, 2023

Institution	Acquired	Value (USD)	Open
Mid Cetera Advisors LLC	4,941	$212,808

Top Sold-Out Positions

vs Jun 30, 2023

Institution	Previously Held	Last Value (USD)
Mega FRANKLIN RESOURCES INC	9,617,790	$430,588,457
Large Raymond James Financial Services Advisors, Inc.	2,197,118	$98,364,972
Mega Bank of New York Mellon Corp	535,903	$23,992,376
Large Janney Montgomery Scott LLC	256,394	$11,478,759
Mega LPL Financial LLC	191,902	$8,591,452

Filter: New 1 Increased 3 Reduced 4 Sold out 39 Unchanged 3

Showing 11 of 11

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BANK OF AMERICA CORP /DE/ FLQL

$66,362,557

64.68%

1,540,807

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	794,244	$34,208,089	51.5%	Defined
MANAGED ACCOUNT ADVISORS LLC	746,563	$32,154,468	48.5%	Defined

MORGAN STANLEY FLQL

$18,324,476

17.86%

425,458

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY SMITH BARNEY LLC	425,458	$18,324,476	100.0%	Defined

Cetera Investment Advisers FLQL

$6,298,255

6.14%

146,233

Cetera Advisor Networks LLC FLQL

$4,633,556

4.52%

107,582

Equitable Holdings, Inc. FLQL

$3,078,557

3.00%

71,478

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EQUITABLE ADVISORS, LLC	71,478	$3,078,557	100.0%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP FLQL

$1,763,544

1.72%

40,946

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	40,946	$1,763,544	100.0%	Defined

GOLDMAN SACHS GROUP INC FLQL

$1,126,797

1.10%

26,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	26,162	$1,126,797	100.0%	Defined

ROYAL BANK OF CANADA FLQL

$725,556

0.71%

16,846

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC Capital Markets, LLC	15,807	$680,807	93.8%	Defined
RBC Dominion Securities Inc.	1,039	$44,749	6.2%	Defined

Cetera Advisors LLC FLQL

$212,808

0.21%

4,941

HARBOUR INVESTMENTS, INC. FLQL

$71,151

0.07%

1,652

Sunbelt Securities, Inc. FLQL

$3,617

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	5,229,798	$234,138,056	54.4%	Defined
FRANKLIN MUTUAL ADVISERS LLC	4,387,992	$196,450,401	45.6%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BNY Mellon Advisors, Inc.	535,823	$23,988,795	100.0%	Defined
Held directly	80	$3,581	0.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	136,659	$6,118,223	86.0%	Defined
WELLS FARGO CLEARING SERVICES, LLC	22,263	$996,714	14.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	117,079	$5,241,626	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
J.P. Morgan Securities LLC	104	$4,656	0.1%	Defined
55I, LLC	98,279	$4,399,950	99.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	19,546	$875,074	35.9%	Defined
WOODBURY FINANCIAL SERVICES, INC.	768	$34,383	1.4%	Defined
SECURITIES AMERICA ADVISORS INC	8,688	$388,961	16.0%	Defined
ARBOR POINT ADVISORS, LLC	200	$8,954	0.4%	Defined
TRIAD HYBRID SOLUTIONS, LLC	750	$33,577	1.4%	Defined
American Portfolios Advisors	24,502	$1,096,954	45.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mariner Independent Advisor Network, LLC	47,545	$2,128,589	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Vivaldi Capital Management LP	34,451	$1,542,371	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CUSO Financial Services L.P. /CA	14,821	$663,536	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	13,400	$599,918	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ROCKEFELLER FINANCIAL LLC	9,075	$406,287	100.0%	Defined

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
LINCOLN FINANCIAL ADVISORS CORPORATION	2,435	$109,014	27.1%	Sole
LINCOLN FINANCIAL SECURITIES CORPORATION	6,548	$293,153	72.9%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Janney Montgomery Scott LLC	7,242	$324,224	100.0%	Sole

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STRATEGIC ADVISERS LLC	1,806	$80,854	100.0%	Defined