FCG ADVISORS, LLC
Filing Date
Global Rank
#2,895
/ 5,416
▲ 20
· as of Sep 2020
Top Industry
Drug Manufacturers - General
47.4%
Period ended 6 years ago
Filed Nov 13, 2020 · 5y
3 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.
Style
Concentrated
The top 10 positions are 70.2% of the book (60%+)
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Horizon unknown
The value-weighted holding period is at least 2.9 quarters, but 92.5% of the book was already held when coverage starts
Closest benchmark: the Russell 1000 as of 2020-09-30, active share 77.2%; sector active share 33.8% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
168 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020Top Position
20.7%
−1.4 pts
Top 5
58.6%
−2.0 pts
Top 10
70.2%
−1.6 pts
HHI
942
Diversified−95
Portfolio Trend
3 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2020| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 47.9% | $130,525,078 |
| Healthcare | 25.6% | $69,766,580 |
| Technology | 8.5% | $23,267,648 |
| Financial Services | 6.9% | $18,808,031 |
| Communication Services | 2.6% | $7,078,309 |
| Consumer Defensive | 1.9% | $5,251,919 |
| Consumer Cyclical | 1.7% | $4,767,176 |
| Basic Materials | 1.7% | $4,646,636 |
| Industrials | 1.4% | $3,913,160 |
| Energy | 0.9% | $2,581,868 |
| Utilities | 0.6% | $1,752,010 |
| Real Estate | 0.1% | $292,735 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| IDV | iShares International Select Dividend ETF | +84,589 | 95,593 | $0 | |
| AAPL | Apple Inc. | +68,428 | 91,533 | $10,600,436 | |
| RPM | Rpm International Inc | +22,830 | 37,744 | $3,126,712 | |
| JMST | JPMorgan Ultra-Short Municipal Income ETF | +17,785 | 159,611 | $8,138,564 | |
| JPST | JPMorgan Ultra-Short Income ETF | +10,186 | 69,818 | $3,546,405 | |
| XOM | ExxonMobil Holdings Corp | +9,133 | 40,957 | $1,406,053 | |
| BMY | Bristol Myers Squibb Co | +8,379 | 936,133 | $56,439,458 | |
| IVE | iShares S&P 500 Value ETF | +7,187 | 223,132 | $0 | |
| MO | Altria Group, Inc. | +6,618 | 13,018 | $503,015 | |
| SPY | Spdr S&P 500 ETF Trust | +6,193 | 34,134 | $11,431,135 | |
| PEP | Pepsico Inc | +6,027 | 8,582 | $1,189,465 | |
| PFE | Pfizer Inc | +5,391 | 38,484 | $1,412,361 | |
| IVW | iShares S&P 500 Growth ETF | +4,742 | 184,333 | $0 | |
| VEU | Vanguard International Equity Index Funds | +4,369 | 10,402 | $524,780 | |
| MSFT | Microsoft Corp | +4,140 | 28,484 | $5,991,039 | |
| INTC | Intel Corp | +4,097 | 12,506 | $647,560 | |
| MRK | Merck & Co., Inc. | +3,450 | 22,153 | $1,837,592 | |
| BX | Blackstone Inc. | +3,419 | 75,801 | $3,956,812 | |
| AMAT | Applied Materials Inc | +3,063 | 7,884 | $468,703 | |
| GIS | General Mills Inc | +2,788 | 7,121 | $439,223 | |
| TSLA | Tesla, Inc. | +2,407 | 3,153 | $1,352,668 | |
| JNJ | Johnson & Johnson | +2,086 | 42,730 | $6,361,642 | |
| KKR | KKR & Co. Inc. | +2,032 | 131,303 | $4,508,945 | |
| OEF | iShares S&P 100 ETF | +1,992 | 16,666 | $0 | |
| PG | PROCTER & GAMBLE Co | +1,882 | 5,730 | $796,412 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| — | −12,083 | 319,131 | $41,397,673 | ||
| BRK-B | Berkshire Hathaway Inc | −9,614 | 8,657 | $1,843,421 | |
| VEA | Vanguard FTSE Developed Markets ETF | −7,104 | 947,420 | $38,749,478 | |
| GLD | Spdr Gold Trust | −6,629 | 6,595 | $1,168,106 | |
| IWD | iShares Russell 1000 Value ETF | −5,261 | 23,528 | $0 | |
| LYG | Lloyds Banking Group plc | −5,229 | 20,187 | $26,243 | |
| F | Ford Motor Co | −3,749 | 10,300 | $68,598 | |
| FRME | First Merchants Corp | −2,918 | 62,251 | $1,441,733 | |
| IVV | iShares Core S&P 500 ETF | −2,736 | 12,827 | $0 | |
| EFA | iShares MSCI EAFE ETF | −2,399 | 51,258 | $0 | |
| WFC | Wells Fargo & Company | −2,270 | 10,079 | $236,957 | |
| SCZ | iShares MSCI EAFE Small-Cap ETF | −1,929 | 4,008 | $0 | |
| SPLV | Invesco S&P 500 Low Volatility ETF | −1,438 | 35,045 | $1,879,813 | |
| BAC | Bank Of America Corp | −1,430 | 18,139 | $436,968 | |
| CMCSA | Comcast Corp | −1,403 | 17,759 | $821,531 | |
| META | Meta Platforms, Inc. | −1,090 | 5,672 | $1,485,496 | |
| IWB | iShares Russell 1000 ETF | −1,054 | 13,529 | $0 | |
| VTI | VANGUARD TOTAL STOCK MARKET INDEX FUND | −962 | 11,036 | $1,879,541 | |
| IWF | iShares Russell 1000 Growth ETF | −911 | 11,321 | $0 | |
| VCSH | VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND | −887 | 11,635 | $963,959 | |
| POOL | Pool Corp | −857 | 1,003 | $335,543 | |
| SDY | State Street(R) SPDR(R) S&P(R) Dividend ETF | −673 | 11,101 | $1,025,732 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | −655 | 13,097 | $0 | |
| VOOV | VANGUARD S&P 500 VALUE INDEX FUND | −569 | 13,151 | $1,432,406 | |
| ORCL | Oracle Corp | −569 | 3,352 | $200,114 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| LRCX | Lam Research Corp | 3,050 | $1,011,837 | |
| DBEF | Xtrackers MSCI EAFE Hedged Equity ETF | 26,198 | $801,658 | |
| WEC | Wec Energy Group, Inc. | 8,073 | $782,273 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | 13,847 | $693,873 | |
| ASPN | Aspen Aerogels Inc | 58,586 | $641,516 | |
| AVGO | Broadcom Inc. | 1,559 | $567,974 | |
| EGAN | EGAIN Corp | 30,000 | $425,100 | |
| CEVA | Ceva Inc | 10,000 | $393,700 | |
| TXN | Texas Instruments Inc | 2,407 | $343,695 | |
| — | 4,715 | $319,000 | ||
| EMR | Emerson Electric Co | 4,836 | $317,096 | |
| GRMN | Garmin Ltd | 3,000 | $284,580 | |
| PNC | Pnc Financial Services Group, Inc. | 2,526 | $277,632 | |
| DOW | Dow Inc. | 5,724 | $269,314 | |
| DD | DuPont de Nemours, Inc. | 4,495 | $249,382 | |
| AME | Ametek Inc | 2,430 | $241,542 | |
| KRNY | Kearny Financial Corp. | 31,912 | $230,085 | |
| COP | Conocophillips | 6,943 | $228,008 | |
| UNP | Union Pacific Corp | 1,134 | $223,250 | |
| TTEK | Tetra Tech Inc | 2,325 | $222,037 | |
| VUG | VANGUARD GROWTH INDEX FUND | 885 | $201,434 | |
| TTWO | Take Two Interactive Software Inc | 1,219 | $201,403 | |
| RFG | Victory Portfolios II | 1,589 | $53,542 | |
| BGCP | BGC Group, Inc. | 11,460 | $28,000 | |
| OTLK | Outlook Therapeutics, Inc. | 15,452 | $11,125 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
15 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CWB | State Street(R) SPDR(R) Bloomberg Convertible Securities ETF | 16,553 | $1,001,456 | |
| ENB | Enbridge Inc | 9,155 | $278,495 | |
| VOE | VANGUARD MID-CAP VALUE INDEX FUND | 2,864 | $274,084 | |
| BRK-A | Berkshire Hathaway Inc | 1 | $267,300 | |
| VSS | VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND | 2,674 | $258,361 | |
| BIV | Vanguard Bond Index Funds | 2,684 | $250,121 | |
| VB | Vanguard Index Funds | 1,565 | $228,051 | |
| VO | VANGUARD MID-CAP INDEX FUND | 1,371 | $224,720 | |
| GD | General Dynamics Corp | 1,494 | $223,293 | |
| ATNM | Actinium Pharmaceuticals, Inc. | 37,700 | $13,270 | |
| — | 10,000 | $8,000 | ||
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | 2,031 | $0 | |
| ACWX | iShares MSCI ACWI ex U.S. ETF | 10,058 | $0 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | 3,954 | $0 | |
| ESGU | iShares ESG Aware MSCI USA ETF | 5,707 | $0 | |
| No positions match the current search. | ||||
168 tracked positions ·
$272,651,150 total
· filing declares
187 positions · $425,399,000
· as of Sep 30, 2020
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 168 positions by value
· page 1 of 4
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| BMY |
Bristol Myers Squibb Co
Healthcare
|
Added | 936,133 | $56,439,458 | 20.70% | |
|
|
Reduced | 319,131 | $41,397,673 | 15.18% | ||
| VEA |
Vanguard FTSE Developed Markets ETF
|
Reduced | 947,420 | $38,749,478 | 14.21% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Added | 34,134 | $11,431,135 | 4.19% | |
| AAPL |
Apple Inc.
Technology
|
Added | 91,533 | $10,600,436 | 3.89% | |
| JMST |
JPMorgan Ultra-Short Municipal Income ETF
|
Added | 159,611 | $8,138,564 | 2.98% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 42,730 | $6,361,642 | 2.33% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 28,484 | $5,991,039 | 2.20% | |
| KKR |
KKR & Co. Inc.
Financial Services
|
Added | 131,303 | $4,508,945 | 1.65% | |
| BX |
Blackstone Inc.
Financial Services
|
Added | 75,801 | $3,956,812 | 1.45% | |
| JPST |
JPMorgan Ultra-Short Income ETF
|
Added | 69,818 | $3,546,405 | 1.30% | |
| RPM |
Rpm International Inc
Basic Materials
|
Added | 37,744 | $3,126,712 | 1.15% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Added | 29,033 | $2,795,006 | 1.03% | |
| SPLV |
Invesco S&P 500 Low Volatility ETF
|
Reduced | 35,045 | $1,879,813 | 0.69% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 11,036 | $1,879,541 | 0.69% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Reduced | 8,657 | $1,843,421 | 0.68% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 22,153 | $1,837,592 | 0.67% | |
| DIA |
Spdr Dow Jones Industrial Average ETF Trust
|
Added | 6,233 | $1,729,657 | 0.63% | |
| KO |
Coca Cola Co
Consumer Defensive
|
Reduced | 33,363 | $1,647,131 | 0.60% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Added | 5,715 | $1,587,855 | 0.58% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 5,672 | $1,485,496 | 0.54% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 469 | $1,476,754 | 0.54% | |
| FRME |
First Merchants Corp
Financial Services
|
Reduced | 62,251 | $1,441,733 | 0.53% | |
| VOOV |
VANGUARD S&P 500 VALUE INDEX FUND
|
Reduced | 13,151 | $1,432,406 | 0.53% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 970 | $1,426,000 | 0.52% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 38,484 | $1,412,361 | 0.52% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Added | 40,957 | $1,406,053 | 0.52% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 3,153 | $1,352,668 | 0.50% | |
| VOOG |
VANGUARD S&P 500 GROWTH INDEX FUND
|
Added | 5,818 | $1,212,644 | 0.44% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Added | 8,582 | $1,189,465 | 0.44% | |
| GLD |
Spdr Gold Trust
|
Reduced | 6,595 | $1,168,106 | 0.43% | |
| T |
At&T Inc.
Communication Services
|
Added | 39,680 | $1,131,275 | 0.41% | |
| SDY |
State Street(R) SPDR(R) S&P(R) Dividend ETF
|
Reduced | 11,101 | $1,025,732 | 0.38% | |
| LRCX |
Lam Research Corp
Technology
|
NEW | 3,050 | $1,011,837 | 0.37% | |
| IDXX |
Idexx Laboratories Inc
Healthcare
|
Reduced | 2,538 | $997,713 | 0.37% | |
| VCSH |
VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND
|
Reduced | 11,635 | $963,959 | 0.35% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Reduced | 14,638 | $870,814 | 0.32% | |
| BND |
VANGUARD TOTAL BOND MARKET INDEX FUND
|
Added | 9,623 | $848,941 | 0.31% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Reduced | 8,005 | $836,602 | 0.31% | |
| MMM |
3M Co
Industrials
|
Added | 5,172 | $828,451 | 0.30% | |
| CMCSA |
Comcast Corp
Communication Services
|
Reduced | 17,759 | $821,531 | 0.30% | |
| DBEF |
Xtrackers MSCI EAFE Hedged Equity ETF
|
NEW | 26,198 | $801,658 | 0.29% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 5,730 | $796,412 | 0.29% | |
|
|
Reduced | 9,212 | $796,239 | 0.29% | ||
| WEC |
Wec Energy Group, Inc.
Utilities
|
NEW | 8,073 | $782,273 | 0.29% | |
| VGT |
VANGUARD INFORMATION TECHNOLOGY INDEX FUND
|
Added | 2,404 | $748,726 | 0.27% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 2,576 | $715,380 | 0.26% | |
| TOLZ |
ProShares DJ Brookfield Global Infrastructure ETF
|
Added | 18,251 | $698,830 | 0.26% | |
| SPYG |
State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF
|
NEW | 13,847 | $693,873 | 0.25% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Reduced | 8,278 | $687,487 | 0.25% |
Showing the top 50 of 168 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.