PHAT · Phathom Pharmaceuticals, Inc. · Holdings

$6.20 +0.21 (+3.42%) Q2 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$484.60M

80.90M

Volume · Oct 28 471.49K Avg daily vol (3M) 1.49M

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of PHAT: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 164

Total Value: $797,920,531

Total Shares: 74,783,285

Showing 1–100 of 172 holdings by value · page 1 of 2

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 163 13F filers

Top Holder

17.0%

of institutional value

Top 5

43.7%

of institutional value

Top 10

60.3%

of institutional value

HHI

592

Broadly held

Who Holds PHAT

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 161 filers, like-for-like change +4.6%; actively managed books +0.7%; index-like books +24.9%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	56.0%	72	+0.3%	11	24
Exempt adviser	13.5%	6	-2.2%	1	0
Adviser	11.2%	6	+16.8%	0	0
Bank	4.3%	13	+6.5%	1	0
Insurer	0.0%	1	+0.6%	0	0
Broker-dealer	0.0%	1	-59.3%	0	1
Benefit plan	0.2%	2	+35.4%	0	0
Non-US	0.1%	5	+14.6%	0	0
Holding company	9.3%	8	+37.9%	2	0
Unknown	5.3%	47	+1.9%	5	7

Style	Share	Filers	Change	New	Exited
Index-like	19.8%	26	+24.9%	2	0
Systematic-like	8.6%	16	-3.0%	4	6
Concentrated	29.4%	26	+1.8%	3	7
Diversified active	29.7%	91	+0.7%	11	19
Unknown	12.4%	2	0.0%	0	0
Not measured	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	70.7%	86	+8.4%	6	11
Medium turnover	10.1%	37	-5.8%	6	4
High turnover	11.5%	27	-10.0%	6	15
Unknown	7.7%	11	+12.1%	2	2
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.1%	23	-4.0%	6	12
Medium horizon	16.7%	27	+6.5%	2	3
Long horizon	66.1%	102	+5.9%	11	11
Unknown	7.1%	9	+1.9%	1	6
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	15.2%	23	-0.3%	4	10
$1B to $10B	28.1%	38	-3.6%	5	11
$10B to $100B	17.0%	46	+8.5%	7	10
$100B or more	39.7%	54	+11.8%	4	1
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.9%	21	+35.4%	4	10
Pooled investment vehicles	41.4%	27	-2.4%	6	10
Registered funds and BDCs	7.8%	9	+3.2%	1	2
Pension and profit sharing plans	0.0%	1	-15.2%	0	0
Insurance companies	0.1%	3	+3.5%	0	0
Governments and sovereign funds	0.3%	2	-39.7%	0	1
Other investment advisers	0.0%	1	-8.7%	0	0
Diversified	2.3%	7	+1.7%	0	1
Unknown	44.1%	90	+10.9%	9	8

Private funds	Share	Filers	Change	New	Exited
Hedge funds	19.2%	31	-1.2%	7	10
Private equity funds	5.5%	5	-0.4%	1	1
Venture capital funds	16.6%	4	-0.3%	0	1
Securitized asset funds	0.1%	1	0.0%	0	0
Other private funds	2.0%	6	-3.7%	0	1
Mixed private funds	17.4%	3	-0.2%	0	0
Private funds, type not stated	0.3%	1	-10.1%	0	1
No private funds	8.3%	26	+3.8%	3	8
Real estate funds	0.0%	1	+20.0%	1	2
Unknown	30.5%	83	+17.6%	8	8

Location	Share	Filers	Change	New	Exited
United States	84.0%	126	+4.7%	13	30
Outside the US	16.0%	35	+4.3%	7	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

161 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

3.73% of filers hold it in their top 10

Mar 31, 2026: 7

Holders above 5%

median weight 0.001%

Mar 31, 2026: 4

Crowding

56.3%

of shares outstanding, 98th percentile

Mar 31, 2026: 57.2%

Private-fund advisers

55.3%

of shares outstanding

Institutional ownership

90.4%

101.5% of the estimated free float above 100%: filers can report lent or client shares more than once

Top 10 holders

61.2%

of 13F shares, Herfindahl 0.061

Active holders

+0.7%

like-for-like share change of active filers

5% stakes on record

1 13D, 3 13G (2 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 14.5 quarters

Under 1 year 19.8% 1 to 3 years 20.3% 3 years or more 59.9% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $859,179 (1 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$11.76

estimated per share

Mar 31, 2026: $11.77

Quarter-end price

$10.85

implied by 13F values

Estimated gain or loss

-7.7%

price against the estimated cost

Estimated at a loss

60.0%

of costed 13F value

Estimated cost covers 43.1% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies PHAT's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	IMUX Immunic, Inc.	5	0.323
2	CRBP Corbus Pharmaceuticals Holdings, Inc.	5	0.280
3	LONA LeonaBio, Inc.	4	0.270
4	CNTB Connect Biopharma Holdings Ltd	4	0.270
5	RLMD Relmada Therapeutics, Inc.	6	0.268
6	UPB Upstream Bio, Inc.	4	0.248
7	FDMT 4D Molecular Therapeutics, Inc.	5	0.244
8	SPRB Spruce Biosciences, Inc.	4	0.239
9	ACHV Achieve Life Sciences, Inc.	4	0.217
10	VYGR Voyager Therapeutics, Inc.	3	0.212

Shareholder Targets

13F filers that own its peers but not PHAT, quarter ended Jun 30, 2026

Found through its holder-overlap peers: IMUX, CRBP, LONA, CNTB, RLMD, UPB, FDMT, SPRB, ACHV, VYGR, BDSX, DCTH, IVA, CRVS, ABEO, MGTX, ZVRA, SABS, ZYME, OBIO. 465 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Rubric Capital Management LP Registered adviser, Diversified active	$309,683,204 3 held	2.84%	ZYME, MGTX, ABEO
2	ORBIMED ADVISORS LLC Registered adviser, Diversified active	$198,668,445 5 held	3.93%	CRVS, UPB, RLMD
3	ADAGE CAPITAL PARTNERS GP, L.L.C. Registered adviser, Diversified active	$170,514,356 9 held	0.240%	MGTX, RLMD, FDMT
4	Sanofi Unknown, Concentrated	$164,791,426 1 held	30.9%	MGTX
5	BVF INC/IL Unknown, Concentrated	$148,038,929 4 held	3.79%	ZYME, FDMT, IMUX
6	RA CAPITAL MANAGEMENT, L.P. Registered adviser, Concentrated	$91,050,910 3 held	0.790%	FDMT, SABS, CRVS
7	JOHNSON & JOHNSON Unknown, Concentrated	$89,720,774 1 held	11.2%	MGTX
8	Vivo Capital, LLC Registered adviser, Diversified active	$88,352,774 3 held	8.36%	CRVS, SABS, ACHV
9	Nantahala Capital Management, LLC Registered adviser, Diversified active	$71,526,307 4 held	4.33%	ABEO, ZVRA, IVA
10	Venrock Adviser, LLC Registered adviser, Concentrated	$65,326,828 2 held	1.98%	RLMD, ACHV

Fund Ownership of PHAT by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 10.20% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	2.26%	+0.60 pp	1,830,188	58
Index ETFs	7.94%	+0.34 pp	6,420,476	31
Active ETFs	0.41%	-0.05 pp	329,491	5
Active funds	11.64%	+5.20 pp	9,417,528	63
Unclassified	0.00%	0.00 pp	413	2
All registered funds	22.25%	+6.08 pp	17,998,096	159

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 74 Exempt adviser 5 Adviser 6 Bank 13 Insurer 1 Broker-dealer 1 Benefit plan 2 Non-US 5 Holding company 8 Unknown 49

Showing 100 of 172

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Frazier Life Sciences Management, L.P.

$135,261,405

16.95%

12,466,489

Medicxi Ventures Management (Jersey) Ltd

$80,990,606

10.15%

7,464,572

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
De Rubertis Francesco	7,464,572	$80,990,606	100.0%	Sole

BlackRock, Inc.

$49,097,645

6.15%

4,525,129

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	77,009	$835,547	1.7%	Sole
BlackRock Asset Management Canada Ltd	326	$3,537	0.0%	Sole
BlackRock Investment Management, LLC	148,271	$1,608,740	3.3%	Sole
BLACKROCK ADVISORS LLC	108,413	$1,176,281	2.4%	Sole
BlackRock Fund Advisors	2,593,818	$28,142,925	57.3%	Sole
BlackRock Institutional Trust Company, N.A.	1,384,837	$15,025,481	30.6%	Sole
BlackRock Fund Managers Ltd.	7,704	$83,588	0.2%	Sole
BlackRock (Netherlands) B.V.	9,144	$99,212	0.2%	Sole
BlackRock Asset Management Ireland Ltd	119,617	$1,297,844	2.6%	Sole
BlackRock (Luxembourg) S.A.	25,859	$280,570	0.6%	Sole
BlackRock Asset Management Schweiz AG	7,983	$86,615	0.2%	Sole
Aperio Group, LLC	42,148	$457,305	0.9%	Sole

Invesco Ltd.

$43,722,579

5.48%

4,029,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	4,006,235	$43,467,648	99.4%	Defined
Invesco Trust Co joint	19,453	$211,065	0.5%	Defined
Invesco Capital Management LLC	4,043	$43,866	0.1%	Defined

Carlyle Group Inc.

$37,940,366

4.75%

3,496,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Abingworth LLP	3,496,808	$37,940,366	100.0%	Defined

MILLENNIUM MANAGEMENT LLC

$36,627,798

4.59%

3,375,834

VANGUARD CAPITAL MANAGEMENT LLC

$28,827,842

3.61%

2,656,944

GW&K Investment Management, LLC

$23,510,192

2.95%

2,166,838

WASATCH ADVISORS LP

$21,479,753

2.69%

2,942,432

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	2,942,432	$21,479,753	100.0%	Sole

FRANKLIN RESOURCES INC

$21,383,483

2.68%

1,970,828

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST INTERNATIONAL LLC	22	$238	0.0%	Defined
FRANKLIN ADVISERS INC	1,970,806	$21,383,245	100.0%	Defined

NEA Management Company, LLC

$21,267,833

2.67%

1,960,169

683 Capital Management, LLC

$20,072,500

2.52%

1,850,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
683 Capital Partners, LP	1,850,000	$20,072,500	100.0%	Defined

GOLDMAN SACHS GROUP INC

$19,291,647

2.42%

1,778,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	1,433,392	$15,552,303	80.6%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	344,640	$3,739,344	19.4%	Defined

STATE STREET CORP

$17,211,604

2.16%

1,586,323

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,586,323	$17,211,604	100.0%	Defined

Catalys Pacific, LLC

$16,208,315

2.03%

1,493,854

NOMURA ASSET MANAGEMENT INTERNATIONAL INC.

$15,870,707

1.99%

1,462,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA HOLDINGS INC joint	1,462,738	$15,870,707	100.0%	Defined

GEODE CAPITAL MANAGEMENT, LLC

$14,275,203

1.79%

1,315,687

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	184,936	$2,006,555	14.1%	Defined
Held directly	1,130,751	$12,268,648	85.9%	Defined

Ensign Peak Advisors, Inc

$11,413,256

1.43%

1,051,913

Propel Bio Management, LLC

$11,396,384

1.43%

1,050,358

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Simplify Asset Management Inc.	1,050,358	$11,396,384	100.0%	Defined

Point72 Asset Management, L.P.

$11,090,794

1.39%

1,022,193

VANGUARD PORTFOLIO MANAGEMENT LLC

$8,643,446

1.08%

796,631

SummitTX Capital, L.P.

$8,566,617

1.07%

789,550

HSBC HOLDINGS PLC

$7,700,190

0.97%

709,695

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC GLOBAL ASSET MANAGEMENT (FRANCE)	700,000	$7,595,000	98.6%	Defined
HSBC BANK PLC	9,695	$105,190	1.4%	Defined

MARSHALL WACE, LLP

$7,227,076

0.91%

666,090

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	666,090	$7,227,076	100.0%	Other

EcoR1 Capital, LLC

$6,781,250

0.85%

625,000

PERCEPTIVE ADVISORS LLC

$5,772,200

0.72%

532,000

TWO SIGMA INVESTMENTS, LP

$5,631,974

0.71%

519,076

CITADEL ADVISORS LLC

$5,216,680

0.65%

480,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	480,800	$5,216,680	100.0%	Defined

NORTHERN TRUST CORP

$4,972,565

0.62%

458,301

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	416,391	$4,517,842	90.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	34,184	$370,896	7.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	7,726	$83,827	1.7%	Other

StepStone Group LP

$4,579,622

0.57%

422,085

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$4,547,169

0.57%

419,094

Woodline Partners LP

$4,004,214

0.50%

369,052

VANGUARD FIDUCIARY TRUST CO

$3,847,117

0.48%

354,573

AMERIPRISE FINANCIAL INC

$3,189,671

0.40%

293,979

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	293,950	$3,189,357	100.0%	Defined
Ameriprise Financial Services, LLC	29	$314	0.0%	Defined

JPMORGAN CHASE & CO

$2,986,471

0.37%

275,251

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	29,002	$314,671	10.5%	Defined
J.P. Morgan Investment Management Inc.	240,667	$2,611,236	87.4%	Defined
J.P. Morgan Securities plc	5,582	$60,564	2.0%	Defined

Hennion & Walsh Asset Management, Inc.

$2,864,461

0.36%

392,392

RENAISSANCE TECHNOLOGIES LLC

$2,456,440

0.31%

226,400

JANE STREET GROUP, LLC

$2,307,859

0.29%

212,706

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	101,084	$1,096,761	47.5%	Defined
Jane Street Global Trading, LLC	111,622	$1,211,098	52.5%	Defined

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,281,755

0.29%

210,300

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	210,300	$2,281,755	100.0%	Other

UBS Group AG

$2,219,615

0.28%

204,573

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	58,535	$635,104	28.6%	Defined
UBS AG	143,675	$1,558,873	70.2%	Defined
UBS Switzerland AG	2,363	$25,638	1.2%	Defined

NewEdge Advisors, LLC

$2,212,987

0.28%

203,962

Avidity Partners Management LP

$2,170,000

0.27%

200,000

MORGAN STANLEY

$2,169,009

0.27%

199,909

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	65	$705	0.0%	Defined
MORGAN STANLEY & CO. LLC	128,202	$1,390,991	64.1%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	55,101	$597,845	27.6%	Defined
MORGAN STANLEY SMITH BARNEY LLC	3,862	$41,902	1.9%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	12,679	$137,566	6.3%	Defined

Jump Financial, LLC

$2,081,746

0.26%

191,866

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Leap GP LLC joint	191,866	$2,081,746	100.0%	Defined

Opaleye Management Inc.

$2,013,640

0.25%

185,589

CITADEL ADVISORS LLC

$2,006,175

0.25%

184,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	184,901	$2,006,175	100.0%	Defined

Trexquant Investment LP

$1,886,641

0.24%

173,884

Simplify Asset Management Inc.

$1,819,649

0.23%

249,267

Jones Hill Capital LP

$1,752,123

0.22%

161,486

Bank of New York Mellon Corp

$1,652,593

0.21%

152,313

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	49,773	$540,037	32.7%	Defined
The Bank of New York Mellon	92,921	$1,008,192	61.0%	Defined
BNY Mellon, NA joint	1,820	$19,746	1.2%	Defined
BNY Mellon Advisors, Inc. joint	7,797	$84,597	5.1%	Other
Held directly	2	$21	0.0%	Defined

WELLS FARGO & COMPANY/MN

$1,649,221

0.21%

152,002

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	42,471	$460,810	27.9%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	1,000	$10,850	0.7%	Defined
WELLS FARGO CLEARING SERVICES, LLC	108,531	$1,177,561	71.4%	Defined

BANK OF AMERICA CORP /DE/

$1,638,511

0.21%

151,015

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	108,653	$1,178,885	71.9%	Defined
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.	23,974	$260,117	15.9%	Defined
BOFA SECURITIES, INC.	18,388	$199,509	12.2%	Defined

XTX Topco Ltd

$1,473,777

0.18%

135,832

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	135,832	$1,473,777	100.0%	Defined

AQR CAPITAL MANAGEMENT LLC

$1,463,674

0.18%

134,901

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Arax Advisory Partners	36	$390	0.0%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	456	$4,947	0.3%	Other
Stokes Family Office, LLC	426	$4,622	0.3%	Other
Held directly	133,983	$1,453,715	99.3%	Defined

WELLINGTON MANAGEMENT GROUP LLP

$1,435,280

0.18%

132,284

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	42,384	$459,866	32.0%	Defined
Wellington Trust Company, NA joint	84,108	$912,571	63.6%	Defined
Wellington Management Australia Pty Ltd	5,792	$62,843	4.4%	Defined

DIADEMA PARTNERS LP

$1,409,957

0.18%

129,950

Nuveen, LLC

$1,379,327

0.17%

127,127

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	6,941	$75,309	5.5%	Defined
TEACHERS ADVISORS, LLC joint	120,186	$1,304,018	94.5%	Defined

SIG BROKERAGE, LP

$1,345,400

0.17%

124,000

Engineers Gate Manager LP

$1,283,088

0.16%

118,257

Virtus Investment Advisers, LLC

$1,216,708

0.15%

112,139

Russell Investments Group, Ltd.

$1,114,879

0.14%

102,754

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	60,603	$657,542	59.0%	Defined
Russell Investments Capital, LLC	16,004	$173,643	15.6%	Defined
Russell Investments France SAS	10,164	$110,279	9.9%	Defined
Russell Investments Trust Company	15,983	$173,415	15.6%	Defined

SCHRODER INVESTMENT MANAGEMENT GROUP

$1,103,933

0.14%

101,745

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Schroder Investment Management Limited	101,745	$1,103,933	100.0%	Sole

Stratos Wealth Partners, LTD.

$1,085,000

0.14%

100,000

Swiss National Bank

$1,071,980

0.13%

98,800

D. E. Shaw & Co., Inc.

$1,037,910

0.13%

95,660

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	41,724	$452,705	43.6%	Defined
D. E. Shaw Investment Management, L.L.C. joint	53,936	$585,205	56.4%	Defined

GILDER GAGNON HOWE & CO LLC

$956,253

0.12%

88,134

Stonepine Capital Management, LLC

$922,358

0.12%

85,010

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$838,878

0.11%

77,316

JANE STREET GROUP, LLC

$837,620

0.10%

77,200

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	77,200	$837,620	100.0%	Defined

Campbell & CO Investment Adviser LLC

$746,035

0.09%

68,759

PRICE T ROWE ASSOCIATES INC /MD/

$713,083

0.09%

65,722

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	65,722	$713,083	100.0%	Defined

STATE OF WISCONSIN INVESTMENT BOARD

$675,770

0.08%

62,283

RHUMBLINE ADVISERS

$654,754

0.08%

60,346

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$605,299

0.08%

55,788

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Asset Management Switzerland AG	55,788	$605,299	100.0%	Defined

Birchview Capital, LP

$596,750

0.07%

55,000

CITIGROUP INC

$574,452

0.07%

52,945

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	52,945	$574,452	100.0%	Defined

STIFEL FINANCIAL CORP

$573,226

0.07%

52,832

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	52,787	$572,738	99.9%	Defined
Held directly	45	$488	0.1%	Defined

Creative Planning

$572,337

0.07%

52,750

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	412	$4,470	0.8%	Defined
Held directly	52,338	$567,867	99.2%	Sole

KBC Group NV

$563,114

0.07%

77,139

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
KBC Bank NV joint	77,139	$563,114	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$561,888

0.07%

51,787

DEUTSCHE BANK AG\

$544,723

0.07%

50,205

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	170	$1,844	0.3%	Defined
DWS Investments UK Ltd	50,035	$542,879	99.7%	Defined

Pale Fire Capital SE

$539,386

0.07%

49,713

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Barta Jan joint	49,713	$539,386	100.0%	Defined

ALLIANCEBERNSTEIN L.P.

$534,796

0.07%

49,290

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	49,290	$534,796	100.0%	Defined

NOMURA HOLDINGS INC

$532,735

0.07%

49,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	49,100	$532,735	100.0%	Defined

Man Group plc

$528,167

0.07%

48,679

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	48,679	$528,167	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$521,059

0.07%

48,024

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	7,422	$80,528	15.5%	Defined
Raymond James Financial Services Advisors, Inc.	40,602	$440,531	84.5%	Defined

Persistent Asset Partners Ltd

$517,143

0.06%

47,663

ADAR1 Capital Management, LLC

$465,465

0.06%

42,900

Quantbot Technologies LP

$463,891

0.06%

42,755

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	42,755	$463,891	100.0%	Sole

Penn Mutual Asset Management

$458,454

0.06%

62,802

BARCLAYS PLC

$453,280

0.06%

41,777

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	40,153	$435,660	96.1%	Defined
BARCLAYS CAPITAL INC.	1,624	$17,620	3.9%	Defined

NOMURA HOLDINGS INC

$434,000

0.05%

40,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NOMURA SECURITIES INTERNATIONAL INC	40,000	$434,000	100.0%	Defined

Fiduciary Trust Co

$387,681

0.05%

35,731

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fiduciary Trust Co of New England	35,731	$387,681	100.0%	Defined

ALLSTATE CORP

$356,693

0.04%

32,875

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
ALLSTATE INVESTMENTS LLC	32,875	$356,693	100.0%	Sole

Legal & General Group Plc

$355,206

0.04%

32,738

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	4,774	$51,797	14.6%	Defined
Legal & General Investment Management Ltd joint	27,964	$303,409	85.4%	Defined

Squarepoint Ops LLC

$342,805

0.04%

31,595

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	31,595	$342,805	100.0%	Defined

CITADEL ADVISORS LLC

$337,435

0.04%

31,100

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	31,100	$337,435	100.0%	Defined

GSA CAPITAL PARTNERS LLP

$326,997

0.04%

30,138

VANGUARD ASSET MANAGEMENT, Ltd

$309,290

0.04%

28,506

MetLife Investment Management, LLC

$304,960

0.04%

28,107

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	28,107	$304,960	100.0%	Defined

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Key facts CIK 1783183 CUSIP 71722W107 13F (30d) 19 filings 19 filers Visit website Investor relations