FOUNDERS FINANCIAL SECURITIES LLC

Registered adviser

CIK

1342396

Location

TOWSON, MD

Portfolio Value

Mid $1,935,988,319

Diversification

Diversified

Reports for

Horizon Investments, LLC Orion Portfolio Solutions, LLC Betterment LLC

Files via

Horizon Investments, LLC Orion Portfolio Solutions, LLC Betterment LLC

Filing Date

Global Rank

#1,628 / 8,819 ▼ 4 · as of Jun 2026

Top Industry

Semiconductors 18.0%

Period ended 29 days ago

Filed Oct 28, 2026 · 1d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 137945

Roster of Oct 1, 2026

Regulatory AUM

$4,135,118,658

Main clients

Individuals and high net worth (89% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$4,135,118,658	Individuals and high net worth (89%)
Mar 2025 to Mar 2026	$3,317,831,000	Individuals and high net worth (88%)
Apr 2024 to Feb 2025	$2,908,968,688	Individuals and high net worth (88%)
May 2023 to Mar 2024	$2,272,682,543	Individuals and high net worth (92%)
Apr 2023	$2,272,682,543	Individuals and high net worth (92%)
Apr 2022 to Mar 2023	$2,616,593,214	Individuals and high net worth (88%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Diversified active

Top 10 weight 58.0%, 18.3 effective positions, active share 71.5% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

27.3% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 17.5 quarters (12+), a floor since 30.2% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 71.5%; sector active share 66.3% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

578 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

13.1%

−2.5 pts

Top 5

41.5%

−2.7 pts

Top 10

55.8%

−2.1 pts

HHI

468

Diversified−77

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	78.5%	$1,519,643,117	340
Technology	8.2%	$158,476,114	44
Financial Services	2.9%	$55,326,289	48
Healthcare	1.9%	$36,107,716	25
Communication Services	1.8%	$33,897,474	15
Industrials	1.7%	$33,752,555	35
Consumer Cyclical	1.5%	$29,337,738	21
Energy	1.3%	$25,396,188	16
Consumer Defensive	1.3%	$24,824,706	16
Basic Materials	0.4%	$8,634,447	7
Real Estate	0.4%	$7,275,337	6
Utilities	0.2%	$3,316,638	5

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	+308,290	528,149	$18,976,393
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+199,545	323,566	$22,410,181
XLF	State Street Corp	+196,608	398,569	$0
BZFDW	BuzzFeed, Inc.	+99,999	515,272	$3,864
CGDV	Capital Group Dividend Value ETF	+65,969	391,326	$19,116,275
JCPB	JPMorgan Core Plus Bond ETF	+62,473	652,039	$29,198,306
PAVE	Global X U.S. Infrastructure Development ETF	+53,625	58,148	$3,052,770
FBND	Fidelity Total Bond ETF	+45,187	778,543	$33,710,911
CGIC	Capital Group International Core Equity ETF	+44,835	106,026	$3,814,815
CGGR	Capital Group Growth ETF	+44,208	402,602	$19,095,412
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+42,834	278,734	$54,562,180
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+41,675	1,567,448	$95,818,096
CGUS	Capital Group Core Equity ETF	+39,843	255,576	$11,373,132
CGGO	Capital Group Global Growth Equity ETF	+36,112	211,347	$8,407,383
CGBL	Capital Group Core Balanced ETF	+36,024	315,090	$11,579,557
XLU	State Street(R) Utilities Select Sector SPDR(R) ETF	+34,661	39,680	$1,564,979
DFAE	Dimensional Emerging Core Equity Market ETF	+32,844	1,408,775	$55,378,945
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+30,952	52,438	$4,706,834
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+29,895	79,401	$13,372,716
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	+29,333	59,114	$2,418,353
EMB	iShares J.P. Morgan USD Emerging Markets Bond ETF	+28,085	85,223	$7,741,657
VTV	VANGUARD VALUE INDEX FUND	+25,458	56,895	$12,293,871
AGG	iShares Core U.S. Aggregate Bond ETF	+22,742	324,788	$30,705,457
CGNG	Capital Group New Geography Equity ETF	+22,148	109,601	$3,994,956
SHLD	Global X Defense Tech ETF	+21,608	28,001	$1,682,300
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	−195,716	869,141	$106,973,874
TFLO	iShares Treasury Floating Rate Bond ETF	−178,286	78,900	$3,997,863
IEMG	iShares Trust	−132,969	56,193	$0
—		−124,605	42,811	$0
VUG	VANGUARD GROWTH INDEX FUND	−73,550	190,203	$17,139,192
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	−66,965	59,011	$6,422,757
IDEV	iShares Core MSCI International Developed Markets ETF	−62,367	221,707	$19,838,342
IEFA	iShares Core MSCI EAFE ETF	−40,256	108,576	$10,518,842
PYLD		−28,854	684,325	$17,375,011
QGRO	American Century U.S. Quality Growth ETF	−28,654	2,518	$295,185
BKLN	Invesco Ltd.	−26,248	68,400	$0
IGV	iShares Expanded Tech-Software Sector ETF	−23,413	2,215	$235,853
IGIB	iShares 5-10 Year Investment Grade Corporate Bond ETF	−22,859	5,867	$295,403
IJR	iShares Core S&P Small-Cap ETF	−22,054	278,340	$37,865,373
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	−21,760	136,650	$8,403,975
XLC	State Street(R) Communication Services Select Sector SPDR(R) ETF	−18,816	49,654	$5,510,104
JEPI	JPMorgan Equity Premium Income ETF	−18,185	21,936	$1,233,241
EWJ	iShares MSCI Japan ETF	−18,161	5,748	$560,200
JQUA	JPMorgan U.S. Quality Factor ETF	−17,937	38,928	$2,872,886
PSDM	PGIM Short Duration Multi-Sector Bond ETF	−14,583	82,143	$4,107,150
TCAF	T. Rowe Price Capital Appreciation Equity ETF	−11,883	43,438	$1,836,124
BNDX	Vanguard Total International Bond ETF	−9,741	26,940	$1,262,677
QCOM	Qualcomm Inc	−9,720	3,819	$702,848
VOO	VANGUARD 500 INDEX FUND	−9,544	9,938	$6,965,146
PSFF	Pacer Swan SOS Fund of Funds ETF	−8,681	29,556	$1,037,711
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
SPGM	State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF	163,897	$14,177,090
CLOX	Eldridge AAA CLO ETF	386,925	$9,909,149
CLOZ	Eldridge BBB-B CLO ETF	372,020	$9,784,126
XOM	ExxonMobil Holdings Corp	54,690	$8,900,797
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	124,887	$6,270,576
IDYN		149,740	$4,550,299
SPHY	State Street(R) SPDR(R) Portfolio High Yield Bond ETF	183,910	$4,154,526
XEMD	BondBloxx JP Morgan USD Emerging Markets 1-10 Year Bond ETF	87,561	$3,762,933
CRAK	VanEck Oil Refiners ETF	55,784	$3,533,358
BDVL		111,344	$2,908,305
EMXC	iShares MSCI Emerging Markets ex China ETF	26,009	$2,576,971
BALT		62,817	$2,195,454
KMI	Kinder Morgan, Inc.	68,775	$2,073,566
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	18,747	$1,885,010
MGA	Magna International Inc	27,798	$1,769,898
UMC	United Microelectronics Corp	70,212	$1,719,491
TPR	Tapestry, Inc.	11,009	$1,266,475
WDC	Western Digital Corp	2,211	$1,004,811
IOO	iShares Global 100 ETF	6,872	$989,636
FTNT	Fortinet, Inc.	5,519	$986,576
NTNX	Nutanix, Inc.	13,752	$968,278
HALO	Halozyme Therapeutics, Inc.	8,667	$956,836
XAR	State Street(R) SPDR(R) S&P(R) Aerospace & Defense ETF	3,542	$819,087
VFMF	Vanguard Wellington Fund	4,376	$781,159
INTU	Intuit Inc.	2,727	$751,861
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
EWY	iShares Trust	26,651	$5,380,836
WMB	Williams Companies, Inc.	67,737	$5,035,568
AVDV	Avantis International Small Cap Value ETF	38,268	$3,943,517
TOPT	iShares Top 20 U.S. Stocks ETF	109,205	$3,595,028
EEM	iShares MSCI Emerging Markets ETF	51,841	$3,546,442
GSG	iShares S&P GSCI Commodity-Indexed Trust	114,649	$3,278,961
XTL	State Street(R) SPDR(R) S&P(R) Telecom ETF	13,537	$3,079,532
KRE	State Street(R) SPDR(R) S&P(R) Regional Banking ETF	39,526	$2,958,521
XME	State Street(R) SPDR(R) S&P(R) Metals & Mining ETF	26,437	$2,826,908
IDV	iShares International Select Dividend ETF	61,691	$2,555,858
KBWB	Invesco Ltd.	25,464	$2,367,642
AAXJ	iShares Trust	19,203	$2,291,493
ILF	iShares Latin America 40 ETF	54,227	$1,830,161
WM	Waste Management Inc	7,458	$1,662,239
MQQQ	Tradr 2X Long Innovation 100 Monthly ETF	5,746	$1,411,085
PCG	PG&E Corp	65,323	$1,098,732
MTUM	iShares MSCI USA Momentum Factor ETF	2,484	$851,589
IGLB	iShares 10+ Year Investment Grade Corporate Bond ETF	14,935	$747,347
HON	Honeywell International Inc	3,217	$720,286
TOTL	State Street(R) DoubleLine(R) Total Return Tactical ETF	15,260	$602,312
WBIY	WBI Power Factor High Dividend ETF	15,647	$546,815
KR	Kroger Co	9,655	$536,142
ALNY	Alnylam Pharmaceuticals, Inc.	1,698	$511,148
BSX	Boston Scientific Corp	10,043	$428,635
TLT	iShares 20+ Year Treasury Bond ETF	4,952	$427,951
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

578 tracked positions · $1,935,988,319 total · filing declares 579 positions · $2,028,592,272 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 578 positions by value · page 1 of 12

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPYG	State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF	Reduced	869,141	-195,716	$106,973,874	−15.6%	5.53%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	1,567,448	+41,675	$95,818,096	+3.3%	4.95%
VIG	Vanguard Specialized Funds	Added	237,684	+5,424	$55,454,054	+0.9%	2.86%
DFAE	Dimensional Emerging Core Equity Market ETF	Added	1,408,775	+32,844	$55,378,945	+0.1%	2.86%
VO	VANGUARD MID-CAP INDEX FUND	Added	703,373	+19,771	$55,158,510	+0.1%	2.85%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	278,734	+42,834	$54,562,180	+21.4%	2.82%
VEA	Vanguard FTSE Developed Markets ETF	Added	701,323	+14,284	$49,520,417	+1.2%	2.56%
NVDA	Nvidia Corp Technology	Added	204,162	+10,048	$46,626,517	+20.0%	2.41%
IJR	iShares Core S&P Small-Cap ETF	Reduced	278,340	-22,054	$37,865,373	−15.0%	1.96%
FBND	Fidelity Total Bond ETF	Added	778,543	+45,187	$33,710,911	+1.1%	1.74%
AAPL	Apple Inc. Technology	Added	96,663	+7,436	$32,190,712	+24.7%	1.66%
AGG	iShares Core U.S. Aggregate Bond ETF	Added	324,788	+22,742	$30,705,457	+2.7%	1.59%
JCPB	JPMorgan Core Plus Bond ETF	Added	652,039	+62,473	$29,198,306	+5.5%	1.51%
IUSG	iShares Core S&P U.S. Growth ETF	Added	126,869	+4,156	$24,580,868	+6.5%	1.27%
QQQ	Invesco Qqq Trust, Series 1	Reduced	31,027	-4,251	$22,952,843	−11.6%	1.19%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	323,566	+199,545	$22,410,181	+165.7%	1.16%
IDEV	iShares Core MSCI International Developed Markets ETF	Reduced	221,707	-62,367	$19,838,342	−21.5%	1.02%
CGDV	Capital Group Dividend Value ETF	Added	391,326	+65,969	$19,116,275	+19.2%	0.99%
CGGR	Capital Group Growth ETF	Added	402,602	+44,208	$19,095,412	+12.9%	0.99%
SCHG	Schwab U.S. Large-Cap Growth ETF	Added	528,149	+308,290	$18,976,393	+155.1%	0.98%
PYLD		Reduced	684,325	-28,854	$17,375,011	−8.1%	0.90%
VUG	VANGUARD GROWTH INDEX FUND	Reduced	190,203	-73,550	$17,139,192	−24.6%	0.89%
IVVM		Reduced	433,819	-3,465	$16,385,343	+1.4%	0.85%
XLI	State Street(R) Industrial Select Sector SPDR(R) ETF	Reduced	96,552	-864	$16,122,252	−10.7%	0.83%
MSFT	Microsoft Corp Technology	Reduced	29,052	-886	$14,900,770	+33.4%	0.77%
USMV	iShares MSCI USA Min Vol Factor ETF	Reduced	152,509	-1	$14,860,476	+1.0%	0.77%
SPGM	State Street(R) SPDR(R) Portfolio MSCI Global Stock Market ETF	NEW	163,897	NEW	$14,177,090	NEW	0.73%
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	Added	79,401	+29,895	$13,372,716	+70.3%	0.69%
IVV	iShares Core S&P 500 ETF	Reduced	17,170	-77	$13,149,644	+1.8%	0.68%
VTV	VANGUARD VALUE INDEX FUND	Added	56,895	+25,458	$12,293,871	+79.4%	0.64%
CGBL	Capital Group Core Balanced ETF	Added	315,090	+36,024	$11,579,557	+9.3%	0.60%
CGUS	Capital Group Core Equity ETF	Added	255,576	+39,843	$11,373,132	+18.5%	0.59%
GOOGL	Alphabet Inc. Communication Services	Added	31,499	+640	$10,838,175	−1.7%	0.56%
IEFA	iShares Core MSCI EAFE ETF	Reduced	108,576	-40,256	$10,518,842	−26.8%	0.54%
JMUB	JPMorgan Municipal ETF	Added	214,524	+12,592	$10,207,051	−0.2%	0.53%
MUB	iShares National Muni Bond ETF	Added	100,902	+10,784	$10,201,192	+5.2%	0.53%
HOLA	JPMorgan International Hedged Equity Laddered Overlay ETF	Reduced	183,825	-1,070	$10,160,007	−0.8%	0.52%
CLOX	Eldridge AAA CLO ETF	NEW	386,925	NEW	$9,909,149	NEW	0.51%
CLOZ	Eldridge BBB-B CLO ETF	NEW	372,020	NEW	$9,784,126	NEW	0.51%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	25,678	-691	$9,609,734	−1.5%	0.50%
JPIE	JPMorgan Income ETF	Added	212,471	+7,004	$9,537,823	+0.8%	0.49%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	37,161	-1,409	$9,258,663	+0.7%	0.48%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	89,996	+7,033	$9,060,797	+8.5%	0.47%
XOM	ExxonMobil Holdings Corp Energy	NEW	54,690	NEW	$8,900,797	NEW	0.46%
META	Meta Platforms, Inc. Communication Services	Added	12,161	+887	$8,818,913	+38.9%	0.46%
CGGO	Capital Group Global Growth Equity ETF	Added	211,347	+36,112	$8,407,383	+13.3%	0.43%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	Reduced	136,650	-21,760	$8,403,975	−0.1%	0.43%
QUAL	iShares MSCI USA Quality Factor ETF	Added	36,358	+16,856	$8,080,201	+88.8%	0.42%
USFR	WisdomTree Floating Rate Treasury Fund	Reduced	158,011	-6,677	$7,962,174	−4.0%	0.41%
ITA	iShares U.S. Aerospace & Defense ETF	Added	37,626	+2,956	$7,795,354	−7.3%	0.40%

Showing the top 50 of 578 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.