APPLETON GROUP, LLC

CIK

1454759

Location

APPLETON, WI

Portfolio Value

Micro $28,634,339

Diversification

Highly concentrated

Filing Date

Global Rank

#6,827 / 7,036 ▼ 235 · as of Sep 2023

Top Industry

Oil & Gas Refining & Marketing 10.5%

Period ended 3 years ago

Filed Nov 8, 2023 · 3y

15 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Unknown

Portfolio style

Measured from the filed 13F common-share book for Sep 30, 2023, never from the firm's own description.

Style

Concentrated

The top 10 positions are 89.6% of the book (60%+)

Turnover

High turnover

126.4% over the last four quarters (100%+)

Horizon

Horizon unknown

The value-weighted holding period is at least 6.1 quarters, but 20.7% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 92.4%; sector active share 72.3% against the combined 13F book's sector weights.

Over time 15 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

27 tracked positions · as of Sep 30, 2023 · Δ vs Jun 30, 2023

Top Position

66.2%

−4.6 pts

Top 5

82.9%

−7.1 pts

Top 10

89.6%

−3.8 pts

HHI

4,487

Highly concentrated−776

Portfolio Trend

15 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2023

Sector	% Portfolio	Value	Positions
Unclassified	84.9%	$24,319,531	13
Technology	4.8%	$1,371,837	5
Communication Services	2.2%	$640,316	2
Healthcare	2.2%	$626,889	2
Energy	1.6%	$454,020	1
Industrials	1.4%	$388,596	1
Consumer Cyclical	1.2%	$356,142	1
Utilities	0.9%	$252,666	1
Financial Services	0.8%	$224,342	1

Last Quarter's Activity

Export CSV

Sep 30, 2023 vs Jun 30, 2023

Added To

Positions the filer increased

5 positions

Ticker	Company	Δ Shares	Shares	Value
SCHD	Schwab U.S. Dividend Equity ETF	+208,372	220,012	$15,568,071
IWD	iShares Russell 1000 Value ETF	+264	6,407	$972,710
CVS	CVS HEALTH Corp	+257	3,875	$270,552
—		+224	4,839	$655,926
SPY	Spdr S&P 500 ETF Trust	+93	2,262	$966,959
No positions match the current search.

Trimmed

Positions the filer reduced

8 positions

Ticker	Company	Δ Shares	Shares	Value
SCHG	Schwab U.S. Large-Cap Growth ETF	−262,181	11,584	$842,388
SCHA	Schwab U.S. Small-Cap ETF	−243,095	14,447	$598,394
IJH	iShares Core S&P Mid-Cap ETF	−33,283	4,234	$1,055,747
SCHZ	Schwab U.S. Aggregate Bond ETF	−1,556	43,740	$1,934,620
META	Meta Platforms, Inc.	−1,366	1,196	$359,051
NIC	Nicolet Bankshares Inc	−1,070	3,215	$224,342
ETN	Eaton Corp plc	−605	1,822	$388,596
GRMN	Garmin Ltd	−87	2,589	$272,362
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
SDS	ProShares UltraShort S&P500	12,774	$474,043
TWM	ProShares UltraShort Russell 2000	24,915	$388,923
—		2,263	$330,964
OLED	Universal Display Corp \Pa\	1,816	$285,093
WLY	John Wiley & Sons, Inc.	7,567	$281,265
SCSC	Scansource, Inc.	8,788	$266,364
SO	Southern Co	3,904	$252,666
PATH	UiPath, Inc.	14,738	$252,167
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	2,710	$244,956
No positions match the current search.

Sold Out

Positions the filer fully exited

19 positions

Ticker	Company	Shares	Value
SCHX	Schwab U.S. Large-Cap ETF	299,890	$15,705,269
AAPL	Apple Inc.	2,438	$472,898
NFLX	Netflix Inc	993	$437,406
F	Ford Motor Co	23,679	$358,263
ENPH	Enphase Energy, Inc.	2,090	$350,033
ON	On Semiconductor Corp	3,356	$317,410
ITW	Illinois Tool Works Inc	1,243	$310,948
—		8,133	$294,170
TWLO	Twilio Inc	4,267	$271,466
XLRE	State Street(R) Real Estate Select Sector SPDR(R) ETF	6,833	$257,535
PFE	Pfizer Inc	7,015	$257,310
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	1,460	$253,835
SOXX	iShares Semiconductor ETF	486	$246,528
XBI	State Street(R) SPDR(R) S&P(R) Biotech ETF	2,643	$219,897
XLY	State Street(R) Consumer Discretionary Select Sector SPDR(R) ETF	1,266	$214,979
PHO	Victory Portfolios II	3,719	$209,714
—		2,440	$202,202
PEP	Pepsico Inc	1,089	$201,704
—		2,226	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

27 tracked positions · $28,634,339 total · filing declares 27 positions · $28,634,342 · as of Sep 30, 2023

All sectors Communication Services Consumer Cyclical Energy Financial Services Healthcare Industrials Technology Utilities

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SCHD	Schwab U.S. Dividend Equity ETF	Added	220,012	+208,372	$15,568,071	+1741.7%	4	unpriced	54.37%
SCHZ	Schwab U.S. Aggregate Bond ETF	Reduced	43,740	-1,556	$1,934,620	−7.5%	15+	before history	6.76%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	4,234	-33,283	$1,055,747	−89.2%	2	unpriced	3.69%
IWD	iShares Russell 1000 Value ETF	Added	6,407	+264	$972,710	+0.3%	15+	before history	3.40%
SPY	Spdr S&P 500 ETF Trust	Added	2,262	+93	$966,959	+0.6%	15+	before history	3.38%
SCHG	Schwab U.S. Large-Cap Growth ETF	Reduced	11,584	-262,181	$842,388	−95.9%	15+	before history	2.94%
		Added	4,839	+224	$655,926	+0.9%	14	$99.23	2.29%
SCHA	Schwab U.S. Small-Cap ETF	Reduced	14,447	-243,095	$598,394	−94.7%	15+	before history	2.09%
SDS	ProShares UltraShort S&P500	NEW	12,774	NEW	$474,043	NEW	1	unpriced	1.66%
MPC	Marathon Petroleum Corp Energy	Held	3,000	0	$454,020	+29.8%	7	$76.02	1.59%
TWM	ProShares UltraShort Russell 2000	NEW	24,915	NEW	$388,923	NEW	1	unpriced	1.36%
ETN	Eaton Corp plc Industrials	Reduced	1,822	-605	$388,596	−20.4%	15+	before history	1.36%
META	Meta Platforms, Inc. Communication Services	Reduced	1,196	-1,366	$359,051	−51.2%	3	$170.30	1.25%
HQY	Healthequity, Inc. Healthcare	Held	4,878	0	$356,337	+15.7%	2	$57.99	1.24%
TJX	Tjx Companies Inc Consumer Cyclical	Held	4,007	0	$356,142	+4.8%	2	$78.88	1.24%
		NEW	2,263	NEW	$330,964	NEW	1	unpriced	1.16%
STX	Seagate Technology Holdings plc Technology	Held	4,486	0	$295,851	+6.6%	2	$61.06	1.03%
DSI	iShares ESG MSCI KLD 400 ETF	Held	3,511	0	$285,830	−3.3%	4	unpriced	1.00%
OLED	Universal Display Corp \Pa\ Technology	NEW	1,816	NEW	$285,093	NEW	1	$151.89	1.00%
WLY	John Wiley & Sons, Inc. Communication Services	NEW	7,567	NEW	$281,265	NEW	1	$35.47	0.98%
GRMN	Garmin Ltd Technology	Reduced	2,589	-87	$272,362	−2.4%	2	$102.17	0.95%
CVS	CVS HEALTH Corp Healthcare	Added	3,875	+257	$270,552	+8.2%	2	$71.13	0.94%
SCSC	Scansource, Inc. Technology	NEW	8,788	NEW	$266,364	NEW	1	$29.99	0.93%
SO	Southern Co Utilities	NEW	3,904	NEW	$252,666	NEW	1	$69.40	0.88%
PATH	UiPath, Inc. Technology	NEW	14,738	NEW	$252,167	NEW	1	$16.65	0.88%
XLE	State Street(R) Energy Select Sector SPDR(R) ETF	NEW	2,710	NEW	$244,956	NEW	1	unpriced	0.86%
NIC	Nicolet Bankshares Inc Financial Services	Reduced	3,215	-1,070	$224,342	−22.9%	15+	before history	0.78%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.