NIC · Nicolet Bankshares Inc · Holdings

$164.61 +2.03 (+1.25%)

S&P 600 member Russell 2000 member Rebalance outlook locked

Market Cap

$3.41B

20.96M

Volume · Oct 20 247.65K Avg daily vol (3M) 165.86K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of NIC: 13F, 13D and 13G, insiders and funds →

Institutional holdings are being reconciled with SEC filings. Holder totals and changes may be incomplete until reconciliation finishes.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 258

Total Value: $2,184,606,698

Total Shares: 13,210,428

Showing 1–100 of 259 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 256 13F filers

Top Holder

22.9%

of institutional value

Top 5

48.1%

of institutional value

Top 10

62.3%

of institutional value

HHI

772

Broadly held

Who Holds NIC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 253 filers, like-for-like change +17.4%; actively managed books -5.5%; index-like books +49.0%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	40.0%	126	-0.8%	26	22
Exempt adviser	0.0%	2	-77.1%	0	0
Adviser	5.6%	7	-1.2%	0	1
Bank	13.8%	17	+37.2%	0	1
Insurer	1.2%	2	+36.9%	0	0
Broker-dealer	0.0%	1	+13.7%	0	0
Benefit plan	0.6%	5	+2.8%	1	0
Non-US	0.8%	7	+150.5%	2	0
Holding company	27.4%	5	+68.4%	0	2
Unknown	10.5%	81	-3.1%	18	7

Style	Share	Filers	Change	New	Exited
Index-like	53.3%	36	+49.0%	7	1
Systematic-like	1.1%	17	-42.6%	4	4
Concentrated	0.8%	33	-9.8%	12	5
Diversified active	44.8%	167	-3.8%	24	23
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	67.3%	160	+37.2%	29	19
Medium turnover	18.4%	50	-14.1%	6	6
High turnover	3.3%	23	-36.8%	5	8
Unknown	11.0%	20	+15.9%	7	0
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	11.4%	25	+11.7%	6	6
Medium horizon	24.4%	34	+74.3%	8	7
Long horizon	60.7%	184	+6.6%	30	18
Unknown	3.6%	10	-12.0%	3	2
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	4.5%	50	-9.3%	16	9
$1B to $10B	4.9%	70	-9.2%	15	12
$10B to $100B	9.2%	70	-6.0%	14	8
$100B or more	81.4%	63	+25.2%	2	4
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	3.9%	65	-11.1%	18	7
Pooled investment vehicles	3.8%	13	-17.3%	2	6
Registered funds and BDCs	27.8%	23	+2.0%	4	3
Pension and profit sharing plans	0.0%	1	+1.8%	0	0
Insurance companies	0.1%	3	+15.3%	0	0
Governments and sovereign funds	0.4%	1	+33.2%	0	2
Banks and thrifts	0.1%	1	+21.1%	0	0
Other investment advisers	0.0%	3	+2296.5%	1	0
Other	0.2%	2	+230.0%	1	0
Diversified	3.5%	14	+1.8%	0	3
Charitable organizations	0.0%	0	-100.0%	0	1
Unknown	60.0%	127	+33.8%	21	11

Private funds	Share	Filers	Change	New	Exited
Hedge funds	8.0%	27	-24.2%	3	9
Private equity funds	0.7%	10	+31.3%	2	0
Venture capital funds	0.0%	1	0.0%	0	0
Real estate funds	0.1%	4	+3.6%	0	0
Liquidity funds	0.0%	1	new	1	0
Securitized asset funds	0.2%	1	-1.2%	0	0
Other private funds	9.7%	15	-2.6%	0	0
Mixed private funds	4.4%	2	+4.1%	0	0
No private funds	16.8%	67	+14.0%	20	12
Private funds, type not stated	0.0%	0	-100.0%	0	1
Unknown	60.0%	125	+34.3%	21	11

Location	Share	Filers	Change	New	Exited
United States	95.4%	221	+17.9%	43	30
Outside the US	4.6%	32	+7.6%	4	3

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-03-31 13F and 2 holders with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

253 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

0.395% of filers hold it in their top 10

Mar 31, 2026: 2

Holders above 5%

median weight 0.004%

Mar 31, 2026: 1

Crowding

14.6%

of shares outstanding, 43rd percentile

Mar 31, 2026: 16.8%

Private-fund advisers

14.4%

of shares outstanding

Institutional ownership

61.9%

67.5% of the estimated free float

Top 10 holders

62.5%

of 13F shares, Herfindahl 0.078

Active holders

-5.5%

like-for-like share change of active filers

5% stakes on record

0 13D, 3 13G (3 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 13.5 quarters

Under 1 year 23.3% 1 to 3 years 33.6% 3 years or more 43.2% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$127.80

estimated per share

Mar 31, 2026: $126.21

Quarter-end price

$165.39

implied by 13F values

Estimated gain or loss

+29.4%

price against the estimated cost

Estimated at a loss

0.000%

of costed 13F value

Estimated cost covers 32.3% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies NIC's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	EQBK Equity Bancshares Inc	4	0.189
2	PFBC Preferred Bank	3	0.183
3	SFST Southern First Bancshares Inc	4	0.177
4	ASB Associated Banc-Corp	5	0.148
5	RNST Renasant Corp	5	0.146
6	SSB SouthState Bank Corp	7	0.144
7	EGBN Eagle Bancorp Inc	3	0.141
8	BY Byline Bancorp, Inc.	3	0.141
9	BFC Bank First Corp	3	0.137
10	HBNC Horizon Bancorp Inc /In/	3	0.133

Shareholder Targets

13F filers that own its peers but not NIC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: EQBK, PFBC, SFST, ASB, RNST, SSB, EGBN, BY, BFC, HBNC, BCAL, MGEE, BWB, NBHC, SYBT, SBCF, OSBC, NEOG, ARCB, WEC. 1,682 filers in all.

#	Filer	In peers	Of book	Largest peers
1	WELLINGTON MANAGEMENT GROUP LLP Holding company, Diversified active	$1,224,040,218 13 held	0.210%	WEC, RNST, SSB
2	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$899,576,874 10 held	0.590%	SSB, EQBK, PFBC
3	Qube Research & Technologies Ltd Exempt adviser, Systematic-like	$478,928,705 14 held	0.540%	WEC, SSB, ARCB
4	NOMURA ASSET MANAGEMENT INTERNATIONAL INC. Adviser, Diversified active	$353,759,007 6 held	0.540%	ASB, SBCF, RNST
5	EARNEST PARTNERS LLC Registered adviser, Diversified active	$317,766,748 2 held	1.15%	WEC, SSB
6	NEUBERGER BERMAN GROUP LLC Holding company, Diversified active	$316,643,370 10 held	0.210%	NEOG, SYBT, WEC
7	Clearbridge Investments, LLC Registered adviser, Diversified active	$248,851,816 1 held	0.210%	WEC
8	CITADEL ADVISORS LLC Registered adviser, Systematic-like	$234,603,768 19 held	0.150%	WEC, ASB, RNST
9	North Reef Capital Management LP Registered adviser, Concentrated	$226,842,625 3 held	8.70%	SBCF, EGBN, NBHC
10	MAIRS & POWER INC Registered adviser, Diversified active	$218,428,858 3 held	2.00%	WEC, ASB, MGEE

Fund Ownership of NIC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 23.15% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.93%	+1.58 pp	823,226	69
Index ETFs	19.22%	+8.27 pp	4,028,852	54
Active ETFs	1.59%	-0.29 pp	332,266	20
Active funds	9.17%	+1.84 pp	1,921,147	91
Unclassified	0.51%	+0.51 pp	107,804	11
All registered funds	34.42%	+11.90 pp	7,213,295	245

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 129 Exempt adviser 2 Adviser 7 Bank 18 Insurer 2 Broker-dealer 1 Benefit plan 5 Non-US 7 Holding company 5 Unknown 82

Showing 100 of 259

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$500,676,208

22.92%

3,027,246

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	43,014	$7,114,085	1.4%	Sole
BlackRock Investment Management (Australia) Ltd	30	$4,961	0.0%	Sole
BlackRock Asset Management Canada Ltd	81	$13,396	0.0%	Sole
BlackRock Investment Management, LLC	61,122	$10,108,967	2.0%	Sole
BLACKROCK ADVISORS LLC	100,142	$16,562,485	3.3%	Sole
BlackRock Fund Advisors	2,092,644	$346,102,391	69.1%	Sole
BlackRock Institutional Trust Company, N.A.	637,274	$105,398,746	21.1%	Sole
BlackRock Japan Co. Ltd	791	$130,823	0.0%	Sole
BlackRock Fund Managers Ltd.	3,475	$574,730	0.1%	Sole
BlackRock Investment Management (UK) Ltd.	15,474	$2,559,244	0.5%	Sole
BlackRock (Netherlands) B.V.	239	$39,528	0.0%	Sole
BlackRock Asset Management Ireland Ltd	16,904	$2,795,752	0.6%	Sole
BlackRock Asset Management Schweiz AG	3,404	$562,987	0.1%	Sole
Aperio Group, LLC	52,638	$8,705,798	1.7%	Sole
SpiderRock Advisors, LLC	14	$2,315	0.0%	Sole

STATE STREET CORP

$194,260,478

8.89%

1,174,560

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,174,560	$194,260,478	100.0%	Defined

DIMENSIONAL FUND ADVISORS LP

$136,265,149

6.24%

823,902

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	2,221	$367,331	0.3%	Defined
DFA Australia Ltd.	7,089	$1,172,449	0.9%	Defined
Dimensional Fund Advisors Pte. Ltd.	119	$19,681	0.0%	Defined
Dimensional Ireland Ltd	35,245	$5,829,170	4.3%	Defined
Held directly	779,228	$128,876,518	94.6%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$135,297,454

6.19%

818,051

GEODE CAPITAL MANAGEMENT, LLC

$83,479,113

3.82%

504,741

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	73,369	$12,134,498	14.5%	Defined
Held directly	431,372	$71,344,615	85.5%	Defined

WESTWOOD HOLDINGS GROUP INC

$74,534,492

3.41%

450,659

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WESTWOOD MANAGEMENT CORP /TX joint	450,659	$74,534,492	100.0%	Defined

GOLDMAN SACHS GROUP INC

$64,966,514

2.97%

392,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	110,822	$18,328,850	28.2%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	281,986	$46,637,664	71.8%	Defined

AMERICAN CENTURY COMPANIES INC

$59,749,287

2.74%

361,263

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	361,263	$59,749,287	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$59,225,001

2.71%

358,093

Boston Partners

$51,489,048

2.36%

311,319

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Boston Partners Trust Co	39,337	$6,505,946	12.6%	Defined
Held directly	271,982	$44,983,102	87.4%	Other

ALLIANCEBERNSTEIN L.P.

$50,808,965

2.33%

307,207

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	307,207	$50,808,965	100.0%	Defined

FJ Capital Management LLC

$45,853,219

2.10%

277,243

NORTHERN TRUST CORP

$39,786,546

1.82%

240,562

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	216,534	$35,812,557	90.0%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	14,383	$2,378,803	6.0%	Defined
MASON STREET ADVISORS, LLC joint	6,545	$1,082,477	2.7%	Other
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	3,100	$512,709	1.3%	Other

Invesco Ltd.

$35,668,995

1.63%

215,666

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	133,039	$22,003,318	61.7%	Defined
Invesco Trust Co joint	7,948	$1,314,519	3.7%	Defined
Invesco Asset Management Limited joint	48,358	$7,997,928	22.4%	Defined
Invesco Capital Management LLC	26,321	$4,353,230	12.2%	Defined

SILVERCREST ASSET MANAGEMENT GROUP LLC

$32,805,602

1.50%

198,353

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$30,896,175

1.41%

186,808

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	186,808	$30,896,175	100.0%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$29,181,576

1.34%

176,441

JENNISON ASSOCIATES LLC

$28,600,065

1.31%

172,925

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	129,344	$21,392,204	74.8%	Defined
Prudential Trust Company	43,581	$7,207,861	25.2%	Other

MORGAN STANLEY

$26,414,099

1.21%

159,708

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	10	$1,653	0.0%	Defined
MORGAN STANLEY & CO. LLC	9,451	$1,563,100	5.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	104,582	$17,296,816	65.5%	Defined
MORGAN STANLEY AIP GP LP	65	$10,750	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	736	$121,726	0.5%	Defined
Morgan Stanley Investment Management LTD	2,055	$339,875	1.3%	Defined
MORGAN STANLEY SMITH BARNEY LLC	5,194	$859,035	3.3%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	37,615	$6,221,144	23.6%	Defined

FIRST TRUST ADVISORS LP

$23,835,345

1.09%

144,116

Bank of New York Mellon Corp

$23,059,828

1.06%

139,427

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation joint	86,982	$14,385,952	62.4%	Defined
BNY Mellon Investment Adviser, Inc.	15,686	$2,594,307	11.3%	Defined
The Bank of New York Mellon	36,400	$6,020,196	26.1%	Defined
BNY Mellon, NA joint	68	$11,246	0.0%	Defined
BNY Mellon Advisors, Inc. joint	289	$47,797	0.2%	Other
Held directly	2	$330	0.0%	Defined

VANGUARD FIDUCIARY TRUST CO

$21,898,462

1.00%

132,405

PRINCIPAL FINANCIAL GROUP INC

$20,571,042

0.94%

124,379

Champlain Investment Partners, LLC

$17,164,670

0.79%

103,783

OBERWEIS ASSET MANAGEMENT INC/

$13,760,448

0.63%

83,200

Jupiter Topco LLC

$12,028,482

0.55%

72,728

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JANUS HENDERSON INVESTORS UK Ltd	8,987	$1,486,359	12.4%	Defined
JANUS HENDERSON INVESTORS US LLC	63,741	$10,542,123	87.6%	Defined

Public Sector Pension Investment Board

$11,106,434

0.51%

67,153

MALTESE CAPITAL MANAGEMENT LLC

$9,923,398

0.45%

60,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Malta Hedge Fund II, L.P.	25,550	$4,225,714	42.6%	Defined
Malta Opportunity Fund LP	25,386	$4,198,590	42.3%	Defined
Held directly	9,064	$1,499,094	15.1%	Sole

Stieven Capital Advisors, L.P.

$9,256,382

0.42%

55,967

HEARTLAND ADVISORS INC

$9,221,815

0.42%

55,758

Nuveen, LLC

$8,686,448

0.40%

52,521

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	3,872	$640,390	7.4%	Defined
TEACHERS ADVISORS, LLC joint	48,649	$8,046,058	92.6%	Defined

RHUMBLINE ADVISERS

$7,880,668

0.36%

47,649

JPMORGAN CHASE & CO

$7,761,253

0.36%

46,927

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	10,169	$1,681,850	21.7%	Defined
J.P. Morgan Investment Management Inc.	36,363	$6,014,076	77.5%	Defined
J.P. Morgan Securities LLC	160	$26,462	0.3%	Defined
J.P. Morgan Securities plc	48	$7,938	0.1%	Defined
55I, LLC	187	$30,927	0.4%	Other

Merit Financial Group, LLC

$7,749,678

0.35%

46,857

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Orion Custom Indexing	147	$24,312	0.3%	Other
AQR Capital Management	139	$22,989	0.3%	Other
Aperio	8	$1,323	0.0%	Other
Held directly	46,563	$7,701,054	99.4%	Sole

Legal & General Group Plc

$7,637,048

0.35%

46,176

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	29,995	$4,960,873	65.0%	Defined
Legal & General Investment Management Ltd joint	16,181	$2,676,175	35.0%	Defined

Curi Capital, LLC

$7,083,984

0.32%

42,832

MENDON CAPITAL ADVISORS CORP

$6,615,600

0.30%

40,000

Swiss National Bank

$6,565,983

0.30%

39,700

Creative Planning

$6,564,493

0.30%

39,691

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	1,363	$225,426	3.4%	Defined
Held directly	38,328	$6,339,067	96.6%	Sole

STATE OF WISCONSIN INVESTMENT BOARD

$6,410,681

0.29%

38,761

N.E.W. Advisory Services LLC

$6,378,430

0.29%

38,566

SEI INVESTMENTS CO

$6,264,642

0.29%

37,878

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI INVESTMENTS MANAGEMENT CORP	265	$43,828	0.7%	Sole
SEI TRUST CO	37,613	$6,220,814	99.3%	Sole

NORTH STAR ASSET MANAGEMENT INC

$6,231,067

0.29%

37,675

UBS Group AG

$6,034,418

0.28%

36,486

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	11	$1,819	0.0%	Defined
UBS AG	35,030	$5,793,611	96.0%	Defined
UBS Switzerland AG	1,445	$238,988	4.0%	Defined

PRUDENTIAL FINANCIAL INC

$6,003,987

0.27%

36,302

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PGIM Quantitative Solutions LLC	30,802	$5,094,342	84.8%	Defined
Prudential Trust Co	5,500	$909,645	15.2%	Defined

FRANKLIN RESOURCES INC

$5,917,486

0.27%

35,779

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FIDUCIARY TRUST CO INTERNATIONAL	14	$2,315	0.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	238	$39,362	0.7%	Defined
FRANKLIN ADVISORY SERVICES LLC	882	$145,873	2.5%	Defined
PUTNAM INVESTMENT MANAGEMENT LLC	34,645	$5,729,936	96.8%	Defined

ADVISORY RESEARCH INC

$5,860,428

0.27%

35,434

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
North Square Investments, LLC	4,642	$767,740	13.1%	Other
Held directly	30,792	$5,092,688	86.9%	Sole

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$5,544,147

0.25%

34,009

HSBC HOLDINGS PLC

$5,429,753

0.25%

32,830

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	32,830	$5,429,753	100.0%	Defined

PEREGRINE CAPITAL MANAGEMENT LLC

$5,055,145

0.23%

30,565

DARK FOREST CAPITAL MANAGEMENT LP

$5,008,009

0.23%

30,280

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$4,988,489

0.23%

30,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	1,456	$240,807	4.8%	Defined
UBS Asset Management Switzerland AG	25,558	$4,227,037	84.7%	Sole
UBS Asset Management (UK) Ltd.	1,717	$283,973	5.7%	Defined
Held directly	1,431	$236,672	4.7%	Defined

AMERIPRISE FINANCIAL INC

$4,952,933

0.23%

29,947

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Columbia Management Investment Advisers, LLC	28,425	$4,701,210	94.9%	Defined
Ameriprise Financial Services, LLC	1,522	$251,723	5.1%	Defined

BARCLAYS PLC

$4,863,788

0.22%

29,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	27,068	$4,476,776	92.0%	Defined
BARCLAYS CAPITAL INC.	1,488	$246,100	5.1%	Defined
BARCLAYS CAPITAL SECURITIES LTD	852	$140,912	2.9%	Defined

BANK OF AMERICA CORP /DE/

$4,808,713

0.22%

29,075

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	25,420	$4,204,213	87.4%	Defined
BOFA SECURITIES, INC.	3,655	$604,500	12.6%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$4,580,641

0.21%

27,696

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	27,696	$4,580,641	100.0%	Defined

CITIGROUP INC

$4,115,233

0.19%

24,882

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	24,882	$4,115,233	100.0%	Defined

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$4,092,244

0.19%

24,743

BANK OF MONTREAL /CAN/

$4,030,719

0.18%

24,371

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BMO Asset Management Inc.	1,326	$219,307	5.4%	Defined
BMO Bank N.A.	22,829	$3,775,688	93.7%	Defined
BMO Family Office, LLC	85	$14,058	0.3%	Defined
BMO NESBITT BURNS INC.	131	$21,666	0.5%	Defined

BESSEMER GROUP INC

$4,015,338

0.18%

24,278

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BESSEMER TRUST Co NATIONAL ASSOCIATION	24,278	$4,015,338	100.0%	Defined

VOLORIDGE INVESTMENT MANAGEMENT, LLC

$3,781,311

0.17%

22,863

WELLS FARGO & COMPANY/MN

$3,743,270

0.17%

22,633

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	17,220	$2,848,015	76.1%	Defined
WELLS FARGO CLEARING SERVICES, LLC	5,397	$892,609	23.8%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	16	$2,646	0.1%	Defined

ROYAL BANK OF CANADA

$3,687,534

0.17%

22,296

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	608	$100,557	2.7%	Defined
RBC Capital Markets, LLC	21,305	$3,523,633	95.6%	Defined
Held directly	383	$63,344	1.7%	Sole

DEUTSCHE BANK AG\

$3,481,293

0.16%

21,049

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	118	$19,516	0.6%	Defined
DWS Investments UK Ltd	20,544	$3,397,772	97.6%	Defined
DWS International GmbH	387	$64,005	1.8%	Defined

ANCHOR CAPITAL ADVISORS LLC

$3,453,508

0.16%

20,881

Odyssean, LLC

$3,309,784

0.15%

20,012

STIFEL FINANCIAL CORP

$3,169,202

0.15%

19,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STIFEL NICOLAUS & CO INC \MO\	18,965	$3,136,621	99.0%	Defined
Stifel Independent Advisors, LLC	197	$32,581	1.0%	Defined

PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO

$3,093,454

0.14%

18,704

Legacy Private Trust Co.

$3,051,245

0.14%

18,717

Quantinno Capital Management LP

$3,032,921

0.14%

18,338

SUSQUEHANNA INTERNATIONAL GROUP, LLP

$2,894,325

0.13%

17,500

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SUSQUEHANNA SECURITIES, LLC	17,500	$2,894,325	100.0%	Other

Squarepoint Ops LLC

$2,805,014

0.13%

16,960

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Squarepoint Capital LLP	16,960	$2,805,014	100.0%	Defined

OSAIC HOLDINGS, INC.

$2,779,542

0.13%

16,806

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
OSAIC WEALTH, INC.	16,510	$2,730,588	98.2%	Defined
OSAIC INSTITUTIONS, INC.	53	$8,765	0.3%	Defined
Osaic Advisory Services, LLC	243	$40,189	1.4%	Defined

AQR CAPITAL MANAGEMENT LLC

$2,772,264

0.13%

16,762

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	2	$330	0.0%	Other
Compound Planning, Inc.	3	$496	0.0%	Other
Arax Advisory Partners	913	$151,001	5.4%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	115	$19,019	0.7%	Other
Stokes Family Office, LLC	50	$8,269	0.3%	Other
Held directly	15,679	$2,593,149	93.5%	Defined

CANADA LIFE ASSURANCE Co

$2,619,446

0.12%

15,838

JANE STREET GROUP, LLC

$2,613,162

0.12%

15,800

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	15,800	$2,613,162	100.0%	Defined

Rafferty Asset Management, LLC

$2,493,915

0.11%

15,079

Sugar Maple Asset Management, LLC

$2,441,061

0.11%

14,974

FIRST NATIONAL BANK OF OMAHA

$2,427,262

0.11%

14,676

VANGUARD ASSET MANAGEMENT, Ltd

$2,375,165

0.11%

14,361

First National Advisers, LLC

$2,185,628

0.10%

13,215

Thrivent Financial for Lutherans

$2,123,442

0.10%

12,839

Caldwell Trust Co

$2,080,275

0.10%

12,578

Atom Investors LP

$2,058,774

0.09%

12,448

FMR LLC

$2,021,892

0.09%

12,225

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	2,365	$391,147	19.3%	Defined
STRATEGIC ADVISERS LLC	6,124	$1,012,848	50.1%	Defined
Fidelity Diversifying Solutions LLC	3,736	$617,897	30.6%	Defined

Jump Financial, LLC

$2,018,253

0.09%

12,203

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jump Trading Holdings, LLC joint	75	$12,404	0.6%	Defined
Leap GP LLC joint	12,128	$2,005,849	99.4%	Defined

MetLife Investment Management, LLC

$1,923,651

0.09%

11,631

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	11,631	$1,923,651	100.0%	Defined

MERCER GLOBAL ADVISORS INC /ADV

$1,918,027

0.09%

11,597

TWO SIGMA INVESTMENTS, LP

$1,838,309

0.08%

11,115

Associated Banc-Corp

$1,705,501

0.08%

10,312

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Associated Trust Company, National Association	10,312	$1,705,501	100.0%	Defined

Dana Investment Advisors, Inc.

$1,653,900

0.08%

10,000

NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO

$1,649,765

0.08%

9,975

D. E. Shaw & Co., Inc.

$1,598,328

0.07%

9,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	7,798	$1,289,711	80.7%	Defined
D. E. Shaw Investment Management, L.L.C. joint	1,866	$308,617	19.3%	Defined

Russell Investments Group, Ltd.

$1,594,524

0.07%

9,641

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	8,994	$1,487,517	93.3%	Defined
Russell Investments Capital, LLC	647	$107,007	6.7%	Defined

Cresset Asset Management, LLC

$1,543,088

0.07%

9,330

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$1,522,249

0.07%

9,204

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	9,204	$1,522,249	100.0%	Defined

XTX Topco Ltd

$1,516,130

0.07%

9,167

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	9,167	$1,516,130	100.0%	Defined

PNC FINANCIAL SERVICES GROUP, INC.

$1,502,401

0.07%

9,084

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
PNC Bank, National Association	9,076	$1,501,078	99.9%	Defined
PNC Delaware Trust Company	8	$1,323	0.1%	Defined

STEPH & CO

$1,441,096

0.07%

8,840

Louisiana State Employees Retirement System

$1,422,354

0.07%

8,600

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Key facts CIK 1174850 CUSIP 65406E102 13F (30d) 26 filings 26 filers Visit website Investor relations