HBNC · Horizon Bancorp Inc · Holdings

$20.85 +0.06 (+0.29%) At close · Oct 27 Q1 2026 earnings call transcript

Russell 2000 member Rebalance outlook locked

Market Cap

$1.07B

51.34M

Volume · Oct 27 542.44K Avg daily vol (3M) 570.2K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of HBNC: 13F, 13D and 13G, insiders and funds →

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 206

Total Value: $816,983,876

Total Shares: 40,918,925

Showing 1–100 of 206 holdings by value · page 1 of 3

Institutional Ownership Trend

27 quarters

Superinvestors Holding HBNC

All superinvestors →

Mario Gabelli $259,740

Holder Concentration

Across 206 13F filers

Top Holder

17.6%

of institutional value

Top 5

37.3%

of institutional value

Top 10

54.8%

of institutional value

HHI

519

Broadly held

Who Holds HBNC

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 205 filers, like-for-like change +1.6%; actively managed books -2.3%; index-like books +8.6%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	55.6%	111	+7.9%	17	11
Exempt adviser	1.4%	3	+40.9%	2	1
Adviser	0.9%	5	-83.8%	0	1
Bank	10.3%	17	+1.9%	0	0
Insurer	0.1%	1	-21.8%	0	0
Broker-dealer	0.1%	1	-13.3%	0	0
Benefit plan	0.3%	3	+39.4%	0	0
Non-US	2.9%	7	+0.2%	0	0
Holding company	22.2%	8	+9.6%	0	0
Unknown	6.2%	49	-3.3%	5	3

Style	Share	Filers	Change	New	Exited
Index-like	38.4%	28	+8.6%	0	0
Systematic-like	5.3%	15	+33.1%	6	1
Concentrated	7.1%	34	-45.3%	2	4
Diversified active	49.2%	128	+6.7%	16	11
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	61.8%	125	+2.5%	7	5
Medium turnover	19.7%	47	-6.7%	6	5
High turnover	9.6%	24	+15.9%	9	5
Unknown	9.0%	9	+2.0%	2	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	10.0%	17	+5.5%	6	1
Medium horizon	20.7%	35	-13.2%	7	2
Long horizon	60.5%	141	+5.8%	9	13
Unknown	8.9%	12	+11.2%	2	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	14.9%	29	-5.6%	6	5
$1B to $10B	5.4%	57	-50.5%	7	3
$10B to $100B	9.1%	57	+11.4%	8	5
$100B or more	70.6%	62	+11.1%	3	3
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	1.9%	49	+17.3%	9	4
Pooled investment vehicles	20.5%	23	+1.1%	5	4
Registered funds and BDCs	22.6%	15	-1.2%	0	0
Pension and profit sharing plans	0.1%	3	+63.5%	1	0
Insurance companies	0.1%	3	+46.2%	1	0
Charitable organizations	0.0%	1	+4.4%	0	0
Governments and sovereign funds	0.5%	3	+22.6%	1	0
Other investment advisers	0.0%	2	+1.9%	0	0
Other	0.1%	1	0.0%	0	0
Diversified	9.8%	11	+61.2%	0	3
Unknown	44.4%	94	-5.3%	7	5

Private funds	Share	Filers	Change	New	Exited
Hedge funds	21.5%	34	+5.3%	8	6
Private equity funds	1.2%	10	+4.4%	1	0
Venture capital funds	0.0%	1	+14.0%	0	0
Real estate funds	0.0%	2	+159.0%	0	1
Securitized asset funds	0.2%	1	-1.1%	0	0
Other private funds	10.0%	12	-7.9%	2	3
Mixed private funds	8.6%	3	+83.3%	0	0
Private funds, type not stated	1.2%	2	-2.3%	1	0
No private funds	14.3%	49	+2.2%	7	2
Unknown	43.0%	91	-6.3%	5	4

Location	Share	Filers	Change	New	Exited
United States	93.6%	179	+1.1%	19	14
Outside the US	6.4%	26	+10.6%	5	2

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F. Compared across CIK changes: JANUS HENDERSON GROUP PLC continues as Jupiter Topco LLC.

Conviction and Crowding

205 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

1.95% of filers hold it in their top 10

Mar 31, 2026: 4

Holders above 5%

median weight 0.001%

Mar 31, 2026: 1

Crowding

34.4%

of shares outstanding, 87th percentile

Mar 31, 2026: 31.4%

Private-fund advisers

34.0%

of shares outstanding

Institutional ownership

79.8%

81.5% of the estimated free float

Top 10 holders

54.8%

of 13F shares, Herfindahl 0.052

Active holders

-2.3%

like-for-like share change of active filers

5% stakes on record

0 13D, 4 13G (4 institutional, 0 passive, 0 exempt)

How long holders have held it value-weighted 14.0 quarters

Under 1 year 13.8% 1 to 3 years 42.1% 3 years or more 44.1% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$16.38

estimated per share

Mar 31, 2026: $16.10

Quarter-end price

$19.98

implied by 13F values

Estimated gain or loss

+22.0%

price against the estimated cost

Estimated at a loss

0.598%

of costed 13F value

Estimated cost covers 33.8% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shared Holders

Companies HBNC's active holders also own, quarter ended Jun 30, 2026

#	Company	Shared holders	Similarity
1	BCAL California BanCorp \ CA	5	0.286
2	IBCP Independent Bank Corp	3	0.275
3	FMBH First Mid Bancshares, Inc.	4	0.250
4	CCNE Cnb Financial Corp	4	0.235
5	FISI Financial Institutions Inc	3	0.219
6	USCB Uscb Financial Holdings, Inc.	3	0.210
7	OSBC Old Second Bancorp Inc	4	0.202
8	CBNK Capital Bancorp Inc	3	0.194
9	FSBC Five Star Bancorp	3	0.188
10	SFST Southern First Bancshares Inc	3	0.176

Shareholder Targets

13F filers that own its peers but not HBNC, quarter ended Jun 30, 2026

Found through its holder-overlap peers: BCAL, IBCP, FMBH, CCNE, FISI, USCB, OSBC, CBNK, FSBC, SFST, BKU, QCRH, CBK, CNOB, FFBC, SRCE, FNB, COLB, IBOC, EFSC. 923 filers in all.

#	Filer	In peers	Of book	Largest peers
1	T. Rowe Price Investment Management, Inc. Adviser, Diversified active	$853,025,773 7 held	0.560%	COLB, FSBC, IBOC
2	NOMURA ASSET MANAGEMENT INTERNATIONAL INC. Adviser, Diversified active	$500,482,571 5 held	0.760%	FFBC, COLB, FNB
3	FULLER & THALER ASSET MANAGEMENT, INC. Registered adviser, Diversified active	$406,758,460 3 held	1.11%	FNB, FFBC, QCRH
4	NORGES BANK Non-US, Index-like	$211,997,281 3 held	0.020%	COLB, FNB, IBOC
5	Fisher Asset Management, LLC Adviser, Diversified active	$192,766,166 9 held	0.060%	COLB, FNB, BKU
6	MASSACHUSETTS FINANCIAL SERVICES CO /MA/ Registered adviser, Diversified active	$190,967,998 1 held	0.070%	COLB
7	ENDEAVOUR CAPITAL ADVISORS INC Registered adviser, Concentrated	$166,593,234 7 held	34.9%	SFST, QCRH, BCAL
8	AMERIPRISE FINANCIAL INC Adviser, Diversified active	$163,051,967 16 held	0.030%	BKU, COLB, SFST
9	PRINCIPAL FINANCIAL GROUP INC Insurer, Diversified active	$156,812,460 11 held	0.080%	FNB, COLB, BKU
10	Davis Asset Management, L.P. Unknown, Concentrated	$147,595,435 3 held	3.74%	FSBC, OSBC, CCNE

Fund Ownership of HBNC by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 15.35% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	3.44%	+0.32 pp	1,764,954	57
Index ETFs	11.91%	+0.72 pp	6,117,563	36
Active ETFs	1.14%	-0.67 pp	586,365	14
Active funds	11.01%	+1.93 pp	5,652,180	84
Unclassified	0.58%	+0.57 pp	296,075	8
All registered funds	28.08%	+2.87 pp	14,417,137	199

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 112 Exempt adviser 3 Adviser 5 Bank 17 Insurer 1 Broker-dealer 1 Benefit plan 3 Non-US 7 Holding company 8 Unknown 49

Showing 100 of 206

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

BlackRock, Inc.

$143,890,319

17.61%

7,201,718

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	418,523	$8,362,089	5.8%	Sole
BlackRock Asset Management Canada Ltd	33,213	$663,595	0.5%	Sole
BlackRock Investment Management, LLC	227,955	$4,554,540	3.2%	Sole
BLACKROCK ADVISORS LLC	1,050,208	$20,983,155	14.6%	Sole
BlackRock Fund Advisors	2,416,848	$48,288,623	33.6%	Sole
BlackRock Institutional Trust Company, N.A.	2,501,461	$49,979,190	34.7%	Sole
BlackRock Japan Co. Ltd	13,345	$266,633	0.2%	Sole
BlackRock Fund Managers Ltd.	11,777	$235,304	0.2%	Sole
BlackRock Investment Management (UK) Ltd.	121,520	$2,427,969	1.7%	Sole
BlackRock Asset Management Ireland Ltd	100,775	$2,013,484	1.4%	Sole
BlackRock (Luxembourg) S.A.	16,034	$320,359	0.2%	Sole
BlackRock Asset Management Schweiz AG	7,923	$158,301	0.1%	Sole
Aperio Group, LLC	282,136	$5,637,077	3.9%	Sole

ALLIANCEBERNSTEIN L.P.

$44,671,723

5.47%

2,235,822

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Equitable Holdings, Inc.	2,235,822	$44,671,723	100.0%	Defined

VANGUARD CAPITAL MANAGEMENT LLC

$44,026,229

5.39%

2,203,515

PL Capital Advisors, LLC

$36,220,243

4.43%

1,812,825

STATE STREET CORP

$36,129,274

4.42%

1,808,272

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
STATE STREET GLOBAL ADVISORS EUROPE LIMITED joint	1,808,272	$36,129,274	100.0%	Defined

JENNISON ASSOCIATES LLC

$32,853,533

4.02%

1,644,321

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Prudential Financial Inc	1,249,328	$24,961,573	76.0%	Defined
Prudential Trust Company	394,993	$7,891,960	24.0%	Other

DIMENSIONAL FUND ADVISORS LP

$31,402,704

3.84%

1,571,707

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Dimensional Fund Advisors Ltd.	4,516	$90,229	0.3%	Defined
DFA Australia Ltd.	17,353	$346,712	1.1%	Defined
Dimensional Fund Advisors Pte. Ltd.	700	$13,986	0.0%	Defined
Dimensional Ireland Ltd	43,199	$863,116	2.7%	Defined
Held directly	1,505,939	$30,088,661	95.8%	Sole

ADAGE CAPITAL PARTNERS GP, L.L.C.

$27,340,651

3.35%

1,368,401

GEODE CAPITAL MANAGEMENT, LLC

$26,787,864

3.28%

1,340,734

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	192,057	$3,837,298	14.3%	Defined
Held directly	1,148,677	$22,950,566	85.7%	Defined

FJ Capital Management LLC

$24,906,069

3.05%

1,246,550

MANUFACTURERS LIFE INSURANCE COMPANY, THE

$21,797,041

2.67%

1,090,943

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MANULIFE FINANCIAL CORP joint	1,090,943	$21,797,041	100.0%	Defined

VANGUARD PORTFOLIO MANAGEMENT LLC

$20,364,914

2.49%

1,019,265

TWO SIGMA INVESTMENTS, LP

$19,382,917

2.37%

970,116

GOLDMAN SACHS GROUP INC

$16,116,227

1.97%

806,618

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GOLDMAN SACHS & CO. LLC	342,282	$6,838,794	42.4%	Defined
GOLDMAN SACHS ASSET MANAGEMENT, L.P.	464,336	$9,277,433	57.6%	Defined

MALTESE CAPITAL MANAGEMENT LLC

$14,185,798

1.74%

710,000

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Malta Hedge Fund II, L.P.	296,454	$5,923,150	41.8%	Defined
Malta Opportunity Fund LP	301,104	$6,016,057	42.4%	Defined
Held directly	112,442	$2,246,591	15.8%	Sole

JPMORGAN CHASE & CO

$13,141,103

1.61%

657,713

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	55,265	$1,104,194	8.4%	Defined
J.P. Morgan Investment Management Inc.	513,548	$10,260,689	78.1%	Defined
J.P. Morgan Securities LLC	12	$239	0.0%	Defined
J.P. Morgan Securities plc	516	$10,309	0.1%	Defined
JPMorgan Asset Management (UK) Ltd	88,372	$1,765,672	13.4%	Defined

PRICE T ROWE ASSOCIATES INC /MD/

$12,486,141

1.53%

624,932

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
T. Rowe Price International Ltd	103,091	$2,059,758	16.5%	Defined
Held directly	521,841	$10,426,383	83.5%	Sole

Stieven Capital Advisors, L.P.

$11,771,796

1.44%

589,179

WELLINGTON MANAGEMENT GROUP LLP

$10,331,298

1.26%

517,082

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Wellington Management Company LLP	271,382	$5,422,212	52.5%	Defined
Wellington Trust Company, NA joint	219,300	$4,381,614	42.4%	Defined
Wellington Management Australia Pty Ltd	26,400	$527,472	5.1%	Defined

NORTHERN TRUST CORP

$9,853,654

1.21%

493,176

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	453,134	$9,053,616	91.9%	Defined
NORTHERN TRUST GLOBAL INVESTMENTS LTD	31,975	$638,860	6.5%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	8,067	$161,178	1.6%	Other

KENNEDY CAPITAL MANAGEMENT LLC

$9,619,770

1.18%

481,470

MORGAN STANLEY

$9,274,649

1.14%

464,197

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	1,711	$34,185	0.4%	Defined
MORGAN STANLEY & CO. LLC	20,893	$417,442	4.5%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	223,259	$4,460,714	48.1%	Defined
MORGAN STANLEY AIP GP LP	128	$2,557	0.0%	Defined
MORGAN STANLEY INVESTMENT MANAGEMENT INC	359	$7,172	0.1%	Defined
Morgan Stanley Investment Management LTD	4,163	$83,176	0.9%	Defined
MORGAN STANLEY SMITH BARNEY LLC	6,463	$129,129	1.4%	Defined
Morgan Stanley Bank, N.A.	30,084	$601,078	6.5%	Defined
PARAMETRIC PORTFOLIO ASSOCIATES LLC	177,137	$3,539,196	38.2%	Defined

HORIZON BANCORP INC /IN/

$8,893,157

1.09%

445,103

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$8,654,277

1.06%

433,147

Pacific Ridge Capital Partners, LLC

$8,498,532

1.04%

425,352

AQR CAPITAL MANAGEMENT LLC

$8,230,938

1.01%

411,959

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RF&L WEALTH MANAGEMENT, LLC	4	$79	0.0%	Other
Prism Planning Partners LLC	299	$5,974	0.1%	Other
Compound Planning, Inc.	19	$379	0.0%	Other
Arax Advisory Partners	4,343	$86,773	1.1%	Other
HALBERT HARGROVE GLOBAL ADVISORS, LLC	2,045	$40,859	0.5%	Other
Stokes Family Office, LLC	659	$13,166	0.2%	Other
Held directly	404,590	$8,083,708	98.2%	Defined

Qube Research & Technologies Ltd

$7,960,571

0.97%

398,427

VANGUARD FIDUCIARY TRUST CO

$6,774,638

0.83%

339,071

Russell Investments Group, Ltd.

$6,716,633

0.82%

336,168

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	184,798	$3,692,263	55.0%	Defined
Russell Investments Canada Limited	1,329	$26,553	0.4%	Defined
Russell Investments Capital, LLC	54,862	$1,096,142	16.3%	Defined
Russell Investments France SAS	38,873	$776,682	11.6%	Defined
Russell Investments Limited	1,742	$34,805	0.5%	Defined
Russell Investments Trust Company	54,564	$1,090,188	16.2%	Defined

CSM Advisors, LLC

$6,119,274

0.75%

306,270

Bank of New York Mellon Corp

$5,784,008

0.71%

289,490

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	192,946	$3,855,061	66.7%	Defined
The Bank of New York Mellon	94,725	$1,892,605	32.7%	Defined
BNY Mellon, NA joint	1,818	$36,323	0.6%	Defined
Held directly	1	$19	0.0%	Defined

Elizabeth Park Capital Advisors, Ltd.

$5,687,686

0.70%

284,669

Siena Capital Partners GP, LLC

$3,996,000

0.49%

200,000

Connor, Clark & Lunn Investment Management Ltd.

$3,905,970

0.48%

195,494

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 1	195,494	$3,905,970	100.0%	Sole

FIRST TRUST ADVISORS LP

$3,770,226

0.46%

188,700

Verition Fund Management LLC

$3,412,324

0.42%

170,787

Harbour Trust & Investment Management Co

$3,411,425

0.42%

170,742

MILLENNIUM MANAGEMENT LLC

$3,126,770

0.38%

156,495

RENAISSANCE TECHNOLOGIES LLC

$3,106,890

0.38%

155,500

Point72 Asset Management, L.P.

$2,949,167

0.36%

147,606

Atom Investors LP

$2,846,470

0.35%

142,466

Creative Planning

$2,798,318

0.34%

140,056

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
CREATIVE PLANNING TRUST Co LLC	1,874	$37,442	1.3%	Defined
Held directly	138,182	$2,760,876	98.7%	Sole

Quantinno Capital Management LP

$2,712,924

0.33%

135,782

AMERICAN CENTURY COMPANIES INC

$2,560,097

0.31%

128,133

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
AMERICAN CENTURY INVESTMENT MANAGEMENT INC	128,133	$2,560,097	100.0%	Defined

FEDERATED HERMES, INC.

$2,425,711

0.30%

121,407

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP	4,874	$97,382	4.0%	Defined
FEDERATED MDTA LLC	116,533	$2,328,329	96.0%	Defined

Nuveen, LLC

$2,369,188

0.29%

118,578

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Nuveen Asset Management, LLC joint	10,028	$200,359	8.5%	Defined
TEACHERS ADVISORS, LLC joint	108,550	$2,168,829	91.5%	Defined

BAYVIEW ASSET MANAGEMENT, LLC

$2,267,730

0.28%

113,500

BANK OF AMERICA CORP /DE/

$2,182,575

0.27%

109,238

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	85,640	$1,711,087	78.4%	Defined
BOFA SECURITIES, INC.	23,598	$471,488	21.6%	Defined

DEPRINCE RACE & ZOLLO INC

$2,099,582

0.26%

111,502

MARSHALL WACE, LLP

$2,080,796

0.25%

104,144

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	104,144	$2,080,796	100.0%	Other

WELLS FARGO & COMPANY/MN

$2,064,272

0.25%

103,317

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	42,959	$858,320	41.6%	Defined
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC	3,989	$79,700	3.9%	Defined
WELLS FARGO CLEARING SERVICES, LLC	56,338	$1,125,633	54.5%	Defined
WELLS FARGO INVESTMENT INSTITUTE, INC.	31	$619	0.0%	Defined

Swiss National Bank

$2,052,945

0.25%

102,750

BARCLAYS PLC

$1,968,968

0.24%

98,547

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	96,966	$1,937,380	98.4%	Defined
BARCLAYS CAPITAL INC.	1,581	$31,588	1.6%	Defined

ALGERT GLOBAL LLC

$1,841,956

0.23%

92,190

HoldCo Asset Management, LP

$1,833,284

0.22%

91,756

VICTORY CAPITAL MANAGEMENT INC

$1,772,725

0.22%

88,725

UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC

$1,679,936

0.21%

84,081

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Group AG	3,572	$71,368	4.2%	Defined
UBS Asset Management Switzerland AG	69,613	$1,390,867	82.8%	Defined
Held directly	10,896	$217,701	13.0%	Defined

OXFORD FINANCIAL GROUP, LTD. LLC

$1,654,623

0.20%

82,814

ARROWSTREET CAPITAL, LIMITED PARTNERSHIP

$1,654,583

0.20%

82,812

Schonfeld Strategic Advisors LLC

$1,535,762

0.19%

76,865

Invesco Ltd.

$1,449,068

0.18%

72,526

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Invesco Advisers, Inc. joint	7,712	$154,085	10.6%	Defined
Invesco Trust Co joint	20,442	$408,431	28.2%	Defined
Invesco Capital Management LLC	44,372	$886,552	61.2%	Defined

Y-Intercept (Hong Kong) Ltd

$1,425,129

0.17%

75,684

Sanctuary Advisors, LLC

$1,395,762

0.17%

69,858

Polymer Capital Management (US) LLC

$1,390,348

0.17%

69,587

XTX Topco Ltd

$1,380,777

0.17%

69,108

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
XTX EXECUTION SERVICES LLC joint	69,108	$1,380,777	100.0%	Defined

Man Group plc

$1,373,684

0.17%

68,753

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Numeric Investors LLC	68,753	$1,373,684	100.0%	Defined

RAYMOND JAMES FINANCIAL INC

$1,333,245

0.16%

66,729

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RAYMOND JAMES & ASSOCIATES	8,044	$160,719	12.1%	Defined
Raymond James Financial Services Advisors, Inc.	650	$12,987	1.0%	Defined
ClariVest Asset Management LLC joint	58,035	$1,159,539	87.0%	Defined

RHUMBLINE ADVISERS

$1,277,681

0.16%

63,948

STATE OF WISCONSIN INVESTMENT BOARD

$1,220,897

0.15%

61,106

CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM

$1,219,679

0.15%

61,045

UBS Group AG

$1,216,180

0.15%

60,870

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS Financial Services Inc	1,061	$21,198	1.7%	Defined
UBS AG	59,808	$1,194,963	98.3%	Defined
UBS Securities LLC	1	$19	0.0%	Defined

Numerai GP LLC

$1,149,189

0.14%

57,517

SAPIENT CAPITAL LLC

$1,130,929

0.14%

60,060

CITIGROUP INC

$1,116,761

0.14%

55,894

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	55,894	$1,116,761	100.0%	Defined

HSBC HOLDINGS PLC

$1,095,843

0.13%

54,847

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
HSBC BANK PLC	54,847	$1,095,843	100.0%	Defined

Universal- Beteiligungs- und Servicegesellschaft mbH

$1,089,409

0.13%

54,525

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Universal-Investment-Gesellschaft mbH	54,525	$1,089,409	100.0%	Defined

WEDGE CAPITAL MANAGEMENT L L P/NC

$1,053,331

0.13%

55,939

DEUTSCHE BANK AG\

$1,014,344

0.12%

50,768

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS Investments UK Ltd	50,768	$1,014,344	100.0%	Defined

SEI INVESTMENTS CO

$946,892

0.12%

47,392

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SEI TRUST CO	47,392	$946,892	100.0%	Sole

Mariner, LLC

$849,649

0.10%

42,525

D. E. Shaw & Co., Inc.

$832,286

0.10%

41,656

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
D. E. SHAW & CO, L.P.	41,656	$832,286	100.0%	Defined

VANGUARD ASSET MANAGEMENT, Ltd

$801,697

0.10%

40,125

Legal & General Group Plc

$788,029

0.10%

39,441

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	4,976	$99,420	12.6%	Defined
Legal & General Investment Management Ltd joint	34,465	$688,609	87.4%	Defined

Arkadios Wealth Advisors

$742,696

0.09%

37,172

Blue Trust, Inc.

$735,650

0.09%

39,068

FRANKLIN RESOURCES INC

$732,565

0.09%

36,665

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Brandywine Global Investment Management, LLC	26,410	$527,671	72.0%	Defined
FIDUCIARY TRUST INTERNATIONAL LLC	166	$3,316	0.5%	Defined
FRANKLIN ADVISERS INC	10,089	$201,578	27.5%	Defined

Indiana Trust & Investment Management Co

$728,721

0.09%

38,700

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

$728,061

0.09%

38,665

HANCOCK WHITNEY CORP

$723,495

0.09%

36,211

1ST SOURCE BANK

$719,280

0.09%

36,000

Minerva Advisors LLC

$700,338

0.09%

35,052

Thrivent Financial for Lutherans

$682,556

0.08%

34,162

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Thrivent Asset Management, LLC	13,266	$265,054	38.8%	Defined
Held directly	20,896	$417,502	61.2%	Sole

IEQ CAPITAL, LLC

$673,266

0.08%

33,697

Trexquant Investment LP

$638,940

0.08%

31,979

Inspire Investing, LLC

$636,717

0.08%

33,814

JANE STREET GROUP, LLC

$627,372

0.08%

31,400

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	31,400	$627,372	100.0%	Defined

BLAIR WILLIAM & CO/IL

$625,134

0.08%

31,288

KEYBANK NATIONAL ASSOCIATION/OH

$617,941

0.08%

30,928

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Manager 2	30,928	$617,941	100.0%	Defined

MetLife Investment Management, LLC

$598,440

0.07%

29,952

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
METLIFE INC	29,952	$598,440	100.0%	Defined

FMR LLC

$594,045

0.07%

29,732

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	8,195	$163,736	27.6%	Defined
STRATEGIC ADVISERS LLC	21,537	$430,309	72.4%	Defined

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Key facts CIK 706129 CUSIP 440407104 13F (30d) 35 filings 34 filers Visit website Investor relations