Mesirow Financial Investment Management, Inc.

Registered adviser

CIK

1469475

Location

CHICAGO, IL

Portfolio Value

Mid $6,351,178,816

Diversification

Diversified

Filing Date

Global Rank

#741 / 8,818 ▼ 52

Top Industry

Insurance - Diversified 16.7%

Period ended 4 months ago

Filed Jul 22, 2026 · 3mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 111135

Roster of Oct 1, 2026

Regulatory AUM

$50,438,375,000

Main clients

Pension and profit sharing plans (68% of AUM)

Private funds

6 funds · Real estate funds

Focus by gross assets, Schedule D of Dec 5, 2024

$2,898,742,151 gross assets

Private funds on Schedule D 7.B.(1)

As filed Dec 5, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$3,873,906,143 gross assets in 9 funds Real estate funds $3,667,586,604 (6) Other private funds $206,319,539 (3)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Jul 2026 to Oct 2026	$50,438,375,000	Pension and profit sharing plans (68%)
Jul 2025 to Jun 2026	$43,420,623,000	Diversified
Apr 2025 to Jun 2025	$45,167,962,000	Diversified
Jul 2024 to Mar 2025	$45,167,962,000	Diversified
Jul 2023 to Jun 2024	$45,722,799,000	Diversified
May 2023 to Jun 2023	$43,288,550,000	Diversified

4 earlier changes not shown.

Stated strategy

Index / passive, Quantitative / systematic, Fundamental active, Value, Growth, Income, Fixed income / rates, Multi-asset, Wealth management / planning Form ADV Part 2A, Jun 24, 2026 · original

In the firm's words

Index / passive: Front Barnett’s equity portfolios are diversified with large-, mid-, and small-capitalization securities composed of domestic and foreign domiciled common stocks, index funds, mutual funds, exchange-traded funds, and exchange-traded notes.
Quantitative / systematic: The methods of analysis for these investments will include: • fundamental and technical analysis • input from portfolio managers • economic models • quantitative methods for optimizing client portfolios
Fundamental active: The methods of analysis for these investments will include: • fundamental and technical analysis
Value: Front Barnett’s core equity portfolio employs a growth- and value-blended investment strategy.
Growth: Front Barnett’s core equity portfolio employs a growth- and value-blended investment strategy.
Income: Front Barnett manages its fixed income portfolios through active management, duration control, broad sector diversification, maintenance of issues with maturities of generally 10 years or less, and continuity of income streams ordinarily through use of investment-grade instruments.
Fixed income / rates: Front Barnett manages its fixed income portfolios through active management, duration control, broad sector diversification, maintenance of issues with maturities of generally 10 years or less, and continuity of income streams ordinarily through use of investment-grade instruments.
Multi-asset: Based upon the client’s investment objectives, portfolios under the supervision of Front Barnett will include cash equivalents, fixed income securities, and equity securities.
Wealth management / planning: Front Barnett provides clients with informal advice concerning financial and estate planning issues as well as on general business matters based upon each client’s unique needs.

Stated strategy

Index / passive, Quantitative / systematic, Private markets Form ADV Part 2A, Jun 24, 2026 · original

In the firm's words

Index / passive: MFIM Currency tailors passive management programs to meet specific currency exposures and other objectives
Quantitative / systematic: MFIM Currency’s quantitative investment process attempts to measure the statistical impact of market drivers over various timeframes
Private markets: MFIM’s other business units also serve as general partner to a number of private investment vehicles structured as limited partnerships.

Stated strategy

Quantitative / systematic, Multi-asset, Wealth management / planning Form ADV Part 2A, Jun 24, 2026 · original

In the firm's words

Quantitative / systematic: by conducting quantitative and qualitative analyses on mutual funds and other investment vehicles.
Multi-asset: Fiduciary Solutions provides asset allocation and fund selection strategies
Wealth management / planning: Such services include: manager selection and due diligence

Stated strategy

Fundamental active, Private markets Form ADV Part 2A, Jun 24, 2026 · original

In the firm's words

Fundamental active: MIRED uses a fundamental analysis to select opportune investments.
Private markets: The Funds are institutional real estate value-added funds structured as Delaware limited partnerships.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 55.5%, 15.5 effective positions, active share 60.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

8.7% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 10.6 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 60.6%; sector active share 41.4% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

528 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

21.0%

−0.9 pts

Top 5

44.4%

+0.7 pts

Top 10

55.5%

−0.5 pts

HHI

644

Diversified−24

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	51.6%	$3,278,443,860	190
Financial Services	14.0%	$886,728,187	61
Technology	10.8%	$684,917,024	50
Communication Services	6.1%	$386,696,723	13
Industrials	5.2%	$331,256,460	48
Healthcare	3.9%	$249,539,823	49
Consumer Cyclical	3.4%	$213,191,637	24
Consumer Defensive	2.2%	$136,650,598	21
Energy	1.6%	$104,264,430	19
Basic Materials	0.7%	$45,280,532	24
Utilities	0.4%	$25,152,237	18
Real Estate	0.1%	$9,057,305	11

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
AKRE	Professionally Managed Portfolios	+549,958	1,347,351	$71,665,599
IWF	iShares Russell 1000 Growth ETF	+528,711	705,467	$87,597,837
VUG	VANGUARD GROWTH INDEX FUND	+523,994	622,377	$53,611,554
VO	VANGUARD MID-CAP INDEX FUND	+269,540	353,926	$28,515,817
FEGE	First Eagle Global Equity ETF	+146,883	1,064,859	$52,092,902
IBDU	iShares iBonds Dec 2029 Term Corporate ETF	+144,702	599,061	$13,874,252
VXUS	Vanguard Total International Stock ETF	+126,698	1,099,337	$93,982,320
SGOV	iShares 0-3 Month Treasury Bond ETF	+88,131	779,029	$78,424,849
CGBL	Capital Group Core Balanced ETF	+62,615	501,967	$19,054,667
IJR	iShares Core S&P Small-Cap ETF	+49,838	1,618,153	$239,988,271
TCAF	T. Rowe Price Capital Appreciation Equity ETF	+48,737	1,577,702	$64,843,552
VOOG	VANGUARD S&P 500 GROWTH INDEX FUND	+47,055	56,961	$4,706,117
DIVO	Amplify CWP Enhanced Dividend Income ETF	+37,005	333,110	$15,223,127
AAPL	Apple Inc.	+36,607	1,011,311	$292,632,950
AUR	Aurora Innovation, Inc.	+31,288	67,375	$459,497
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	+27,574	404,069	$31,933,573
F	Ford Motor Co	+26,496	51,713	$718,810
CBOE	Cboe Global Markets, Inc.	+24,890	28,926	$7,019,472
FLXR		+22,711	154,007	$6,038,614
ITOT	iShares Core S&P Total U.S. Stock Market ETF	+21,974	1,076,654	$176,861,952
—		+21,487	167,993	$8,014,946
IVES	Dan IVES Wedbush AI Revolution ETF	+21,022	41,294	$1,573,301
GPZ	VanEck Alternative Asset Manager ETF	+20,563	64,458	$1,381,979
DFAC	Dimensional U.S. Core Equity 2 ETF	+19,176	303,987	$13,484,863
BHK	Blackrock Core Bond Trust	+17,794	92,009	$843,722
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
FPAG	Investment Managers Series Trust III	−2,219,773	2,143,769	$86,059,462
IJH	iShares Core S&P Mid-Cap ETF	−824,082	1,239,853	$95,605,064
IWR	iShares Russell Mid-Cap ETF	−573,058	553,000	$61,006,960
EFA	iShares MSCI EAFE ETF	−357,266	366,884	$38,111,909
SHY	iShares 1-3 Year Treasury Bond ETF	−305,956	335,614	$27,557,265
NKE	NIKE, Inc.	−227,205	64,465	$2,646,288
MSFT	Microsoft Corp	−142,463	314,298	$117,239,439
—		−134,754	143,704	$21,039,702
ORCL	Oracle Corp	−114,540	117,822	$17,266,814
NVDA	Nvidia Corp	−112,201	132,067	$26,425,286
IVE	iShares S&P 500 Value ETF	−96,437	97,895	$22,228,038
PFE	Pfizer Inc	−68,739	399,667	$9,623,981
NFLX	Netflix Inc	−64,854	66,770	$4,767,378
PEP	Pepsico Inc	−61,611	129,101	$17,480,275
NEPH	Nephros Inc	−60,000	60,000	$214,200
PM	Philip Morris International Inc.	−57,665	51,473	$9,311,980
PG	PROCTER & GAMBLE Co	−56,893	55,397	$8,123,416
DBA	Invesco Db Agriculture Fund	−54,314	54,314	$1,448,554
NTRS	Northern Trust Corp	−50,320	49,258	$8,563,010
NUV	Nuveen Municipal Value Fund Inc	−49,742	49,946	$460,502
ZTS	Zoetis Inc.	−37,871	6,583	$473,054
OKE	Oneok Inc	−37,681	37,797	$3,286,071
QQQ	Invesco Qqq Trust, Series 1	−29,767	34,939	$25,729,079
MOAT	VanEck Morningstar Wide Moat ETF	−27,800	2,647,494	$275,233,476
RSP	Victory Portfolios II	−27,473	46,627	$9,920,826
No positions match the current search.

New Positions

Positions the filer opened this quarter

25 positions

Ticker	Company	Shares	Value
FDXF	FedEx Freight Holding Company, Inc.	65,844	$9,942,444
HONA	Honeywell Aerospace Inc.	23,197	$5,128,392
VBIL	Vanguard Institutional Index Funds	17,895	$1,354,293
SPCX	Space Exploration Technologies Corp	4,117	$703,430
KEYS	Keysight Technologies, Inc.	1,334	$466,993
MTUM	iShares MSCI USA Momentum Factor ETF	964	$330,488
TER	Teradyne, Inc	670	$324,172
VLO	Valero Energy Corp	1,217	$316,955
EMXC	iShares MSCI Emerging Markets ex China ETF	3,025	$309,457
DFIV	Dimensional International Value ETF	5,540	$299,270
SMH	VanEck Semiconductor ETF	425	$278,753
HPE	Hewlett Packard Enterprise Co	6,142	$277,065
SPG	Simon Property Group Inc.	1,186	$265,248
SA	Seabridge Gold Inc	10,000	$257,400
DFSV	Dimensional US Small Cap Value ETF	6,382	$247,557
DG	Dollar General Corp	2,130	$245,184
MP	MP Materials Corp.	4,324	$242,187
CAKE	Cheesecake Factory Inc	3,030	$241,006
IBMP	iShares iBonds Dec 2027 Term Muni Bond ETF	9,130	$232,084
CVLC	Calvert US Large-Cap Core Responsible Index ETF	2,446	$231,073
WQTM	WisdomTree Quantum Computing Fund	5,785	$218,730
ONB	Old National Bancorp	8,276	$214,348
PCAR	Paccar Inc	1,777	$213,453
NVO	Novo Nordisk A S	4,357	$208,874
IJS	iShares S&P Small-Cap 600 Value ETF	1,512	$206,660
No positions match the current search.

Sold Out

Positions the filer fully exited

24 positions

Ticker	Company	Shares	Value
EME	EMCOR Group, Inc.	2,664	$1,966,857
NICE	NICE Ltd.	12,138	$1,338,335
INTU	Intuit Inc.	1,289	$557,337
IBIT	iShares Bitcoin Trust ETF	14,244	$547,254
—		5,191	$392,388
COLD	Americold Realty Trust	30,000	$343,800
EL	Estee Lauder Companies Inc	4,550	$326,553
—		3,415	$312,950
XLG	Victory Portfolios II	5,670	$309,298
PPA	Victory Portfolios II	1,722	$285,335
FXB	Invesco CurrencyShares British Pound Sterling Trust	2,156	$274,566
BSCQ	Invesco BulletShares 2026 Corporate Bond ETF	12,440	$242,953
ISRG	Intuitive Surgical Inc	521	$240,175
BSCR	Invesco BulletShares 2027 Corporate Bond ETF	12,074	$236,952
LNG	Cheniere Energy, Inc.	824	$233,818
HCA	HCA Healthcare, Inc.	485	$229,521
ZBRA	Zebra Technologies Corp	1,092	$228,315
WHR	Whirlpool Corp	4,119	$222,096
CGW	Invesco Ltd.	3,408	$217,907
PARR	Par Pacific Holdings, Inc.	3,250	$203,580
RDIV	Invesco Ltd.	3,648	$203,047
—		13,000	$187,980
—		20,000	$54,800
CMU	Mfs High Yield Municipal Trust	11,835	$42,371
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

528 tracked positions · $6,351,178,816 total · filing declares 529 positions · $6,365,312,857 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology Utilities

Showing 1–50 of 528 positions by value · page 1 of 11

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
BRK-B	Berkshire Hathaway Inc Financial Services	Added	980,399	+3,710	$490,581,855	+4.8%	11	$390.83	7.72%
AAPL	Apple Inc. Technology	Added	1,011,311	+36,607	$292,632,950	+18.3%	11	$188.41	4.61%
MOAT	VanEck Morningstar Wide Moat ETF	Reduced	2,647,494	-27,800	$275,233,476	+6.4%	11	unpriced	4.33%
IJR	iShares Core S&P Small-Cap ETF	Added	1,618,153	+49,838	$239,988,271	+23.1%	11	unpriced	3.78%
GOOG	Alphabet Inc. Communication Services	Added	559,493	+16,263	$197,685,661	+26.9%	11	$152.52	3.11%
IVV	iShares Core S&P 500 ETF	Added	246,977	+3,219	$184,958,605	+16.2%	11	unpriced	2.91%
ITOT	iShares Core S&P Total U.S. Stock Market ETF	Added	1,076,654	+21,974	$176,861,952	+17.7%	11	unpriced	2.78%
VOO	VANGUARD 500 INDEX FUND	Added	219,307	+11,427	$150,622,240	+21.3%	11	unpriced	2.37%
GOOGL	Alphabet Inc. Communication Services	Reduced	367,716	-4,939	$131,410,666	+22.6%	11	unpriced	2.07%
MSFT	Microsoft Corp Technology	Reduced	314,298	-142,463	$117,239,439	−30.7%	11	$386.28	1.85%
JPM	Jpmorgan Chase & Co Financial Services	Added	314,532	+2,563	$102,955,759	+12.2%	11	$164.31	1.62%
SPY	Spdr S&P 500 ETF Trust	Added	131,037	+1,244	$97,854,500	+15.9%	11	$478.81	1.54%
AMZN	Amazon Com Inc Consumer Cyclical	Added	410,159	+2,330	$97,757,296	+15.1%	11	$158.75	1.54%
IJH	iShares Core S&P Mid-Cap ETF	Reduced	1,239,853	-824,082	$95,605,064	−31.4%	11	unpriced	1.51%
CAT	Caterpillar Inc Industrials	Reduced	89,291	-649	$95,085,985	+49.2%	11	unpriced	1.50%
VXUS	Vanguard Total International Stock ETF	Added	1,099,337	+126,698	$93,982,320	+25.3%	11	$68.33	1.48%
IWF	iShares Russell 1000 Growth ETF	Added	705,467	+528,711	$87,597,837	+16.2%	11	unpriced	1.38%
VYM	VANGUARD HIGH DIVIDEND YIELD INDEX FUND	Added	554,044	+1,580	$87,555,573	+7.0%	11	$124.90	1.38%
FPAG	Investment Managers Series Trust III	Reduced	2,143,769	-2,219,773	$86,059,462	−45.6%	9	$35.20	1.36%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	779,029	+88,131	$78,424,849	+12.8%	7	unpriced	1.23%
GLD	Spdr Gold Trust	Reduced	195,884	-6,956	$72,159,747	−17.3%	11	$241.75	1.14%
AKRE	Professionally Managed Portfolios	Added	1,347,351	+549,958	$71,665,599	+70.1%	3	$60.37	1.13%
TCAF	T. Rowe Price Capital Appreciation Equity ETF	Added	1,577,702	+48,737	$64,843,552	+19.2%	11	$34.28	1.02%
IWR	iShares Russell Mid-Cap ETF	Reduced	553,000	-573,058	$61,006,960	−44.3%	11	unpriced	0.96%
AVGO	Broadcom Inc. Technology	Reduced	150,683	-9,329	$56,920,503	+14.9%	11	unpriced	0.90%
RTX	RTX Corp Industrials	Added	290,172	+1,282	$55,054,333	−1.2%	11	$85.81	0.87%
VUG	VANGUARD GROWTH INDEX FUND	Added	622,377	+523,994	$53,611,554	+24.8%	11	unpriced	0.84%
FEGE	First Eagle Global Equity ETF	Added	1,064,859	+146,883	$52,092,902	+20.7%	6	$44.13	0.82%
IWD	iShares Russell 1000 Value ETF	Reduced	196,514	-10,783	$47,640,889	+7.6%	11	unpriced	0.75%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	663,218	-433	$47,254,282	+11.1%	11	$53.92	0.74%
VIG	Vanguard Specialized Funds	Added	197,505	+551	$46,733,633	+10.3%	11	$194.79	0.74%
BAC	Bank Of America Corp Financial Services	Reduced	813,986	-8,074	$46,380,922	+15.7%	11	$31.34	0.73%
VTV	VANGUARD VALUE INDEX FUND	Added	211,587	+3,515	$46,111,154	+13.0%	11	unpriced	0.73%
TMO	Thermo Fisher Scientific Inc. Healthcare	Added	91,809	+1,426	$46,029,360	+3.6%	11	unpriced	0.72%
IEFA	iShares Core MSCI EAFE ETF	Added	453,492	+13,868	$43,798,257	+10.0%	11	unpriced	0.69%
FDX	Fedex Corp Industrials	Added	132,943	+426	$41,628,441	−11.8%	11	unpriced	0.66%
COST	Costco Wholesale Corp Consumer Defensive	Added	44,331	+1,036	$41,470,320	−3.9%	11	$631.27	0.65%
ABBV	AbbVie Inc. Healthcare	Added	158,995	+459	$40,009,501	+16.0%	11	$156.66	0.63%
MGC	VANGUARD MEGA CAP INDEX FUND	Added	145,226	+12,653	$39,738,190	—	11	unpriced	0.63%
		Added	565,749	+2,633	$39,319,555	+8.5%	11	$52.86	0.62%
EFA	iShares MSCI EAFE ETF	Reduced	366,884	-357,266	$38,111,909	−45.8%	11	unpriced	0.60%
LOW	Lowes Companies Inc Consumer Cyclical	Added	169,017	+1,358	$37,266,558	−5.9%	11	unpriced	0.59%
UNP	Union Pacific Corp Industrials	Added	134,567	+207	$36,602,224	+12.3%	11	unpriced	0.58%
GLW	Corning Inc Technology	Reduced	141,385	-41	$36,113,970	+87.8%	11	$35.32	0.57%
CVX	Chevron Corp Energy	Reduced	199,038	-1,437	$32,992,538	−20.5%	11	unpriced	0.52%
VT	VANGUARD TOTAL WORLD STOCK INDEX FUND	Added	209,158	+3,238	$32,827,348	+15.3%	11	$103.55	0.52%
LIN	Linde PLC Basic Materials	Added	61,768	+82	$32,053,885	+4.8%	11	unpriced	0.50%
VCSH	VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND	Added	404,069	+27,574	$31,933,573	+7.0%	11	$78.71	0.50%
V	Visa Inc. Financial Services	Added	89,042	+967	$30,549,419	+14.8%	11	$317.33	0.48%
TEL	TE Connectivity plc Technology	Added	150,962	+419	$30,435,448	−3.3%	8	$149.89	0.48%

Showing the top 50 of 528 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.