B. Riley Securities, Inc.
Broker-dealerRegulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2022, never from the firm's own description.
Closest benchmark: the Russell 2000 as of 2022-12-31, active share 99.9%; sector active share 73.5% against the combined 13F book's sector weights.
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
29 tracked positions · as of Dec 31, 2022Sector Breakdown
As of Dec 31, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Industrials | 65.9% | $260,301,058 |
| Communication Services | 21.9% | $86,382,559 |
| Technology | 7.5% | $29,804,614 |
| Basic Materials | 1.9% | $7,389,471 |
| Healthcare | 1.5% | $6,058,712 |
| Unclassified | 1.2% | $4,621,597 |
| Consumer Cyclical | 0.1% | $404,510 |
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| BW |
Babcock & Wilcox Enterprises, Inc.
Industrials
|
First | 27,288,639 | $157,455,446 | 39.87% | |
| ALTG |
Alta Equipment Group Inc.
Industrials
|
First | 6,000,763 | $79,150,063 | 20.04% | |
| PAAI |
Paradium.AI, Inc.
Communication Services
|
First | 4,592,793 | $48,729,533 | 12.34% | |
| DDI |
DoubleDown Interactive Co., Ltd.
Communication Services
|
First | 3,876,217 | $32,754,033 | 8.29% | |
| LILMF |
Lilium N.V.
Industrials
|
First | 16,130,163 | $18,388,385 | 4.66% | |
| NN |
Nextnav Inc.
Technology
|
First | 3,086,792 | $9,044,299 | 2.29% | |
| ASTS |
AST SpaceMobile, Inc.
Technology
|
First | 1,725,471 | $8,316,770 | 2.11% | |
| PPTA |
Perpetua Resources Corp.
Basic Materials
|
First | 2,530,641 | $7,389,471 | 1.87% | |
| TACT |
Transact Technologies Inc
Technology
|
First | 1,112,633 | $7,031,840 | 1.78% | |
| VATE |
INNOVATE Corp.
Industrials
|
First | 2,836,591 | $5,304,424 | 1.34% | |
| MCHX |
Marchex Inc
Communication Services
|
First | 3,017,496 | $4,827,993 | 1.22% | |
|
|
First | 5,216,250 | $4,621,597 | 1.17% | ||
| QMCO |
Quantum Corp
Technology
|
First | 3,824,811 | $4,169,043 | 1.06% | |
| HROW |
Harrow, Inc.
Healthcare
|
First | 155,825 | $2,299,977 | 0.58% | |
| LFMD |
LifeMD, Inc.
Healthcare
|
First | 1,081,712 | $2,098,521 | 0.53% | |
| DERM |
Journey Medical Corp
Healthcare
|
First | 864,695 | $1,660,214 | 0.42% | |
| SQNS |
Sequans Communications
Technology
|
First | 374,296 | $1,242,662 | 0.31% | |
| RDNW |
RideNow Group, Inc.
Consumer Cyclical
|
First | 62,521 | $404,510 | 0.10% | |
| GENI |
Genius Sports Ltd
Communication Services
|
First | 19,888 | $71,000 | 0.02% | |
| SWVL |
Swvl Holdings Corp
Industrials
|
First | 20,000 | $2,740 | 0.00% | |
|
|
First | 73,264 | $0 | 0.00% | ||
|
|
First | 81,910 | $0 | 0.00% | ||
| ASTLW |
Algoma Steel Group Inc.
Basic Materials
|
First | 20,754 | $0 | 0.00% | |
|
|
First | 2,888,889 | $0 | 0.00% | ||
| LEV |
Lion Electric Co
Industrials
|
First | 459,502 | $0 | 0.00% | |
| ECXWW |
ECARX Holdings Inc.
Consumer Cyclical
|
First | 43,550 | $0 | 0.00% | |
|
|
First | 840,530 | $0 | 0.00% | ||
| EOSEW |
Eos Energy Enterprises, Inc.
Industrials
|
First | 325,000 | $0 | 0.00% | |
|
|
First | 75,000 | $0 | 0.00% |
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.