VATE · INNOVATE Corp. · Holdings

$5.60 -0.01 (-0.18%) At close · Oct 23

Russell 2000 member Rebalance outlook locked

Market Cap

$76.39M

13.64M

Volume · Oct 23 49.67K Avg daily vol (3M) 370.91K

Institutional ownership from SEC Form 13F filings. Investment managers with more than $100 million in U.S. equities must disclose their positions every quarter, within 45 days of quarter-end, so the holdings shown can lag the market by up to a quarter.

Use institutional holdings through the 13F API or MCP → See every holder of VATE: 13F, 13D and 13G, insiders and funds →

Recent SEC filings are still being reconciled. Holder totals and changes may be incomplete until processing catches up.

The Sep 30, 2026 filing window is still open — showing the latest known positions. Funds that have not filed yet carry their prior-quarter positions; a fund that filed without this stock counts as sold out. Each fund's Change is measured against its own previous reported quarter, shown in the Reported column. Pick a completed quarter in the Quarter selector below to put every fund on one quarter and see the stock-wide activity breakdown.

Quarter:

Holders: 50

Total Value: $58,523,200

Total Shares: 3,135,276

Institutional Ownership Trend

27 quarters

Holder Concentration

Across 49 13F filers

Top Holder

23.7%

of institutional value

Top 5

68.8%

of institutional value

Top 10

85.1%

of institutional value

HHI

1,331

Broadly held

Who Holds VATE

Last 8 quarters through Sep 30, 2026 (filing window open)

Each kind of 13F filer's share of the common shares 13F filers report. Holder type comes from regulatory records, never the filer's name; style, turnover and horizon are measured from each filer's own 13F book. The quarter selector does not change this card.

Jun 30, 2026, the newest closed quarter: 49 filers, like-for-like change +30.6%; actively managed books +17.6%; index-like books +79.8%.

Holder type	Share	Filers	Change	New	Exited
Registered adviser	51.7%	19	+10.0%	8	1
Exempt adviser	3.5%	1	new	1	0
Adviser	0.6%	1	new	1	0
Bank	7.6%	10	+176.4%	3	0
Benefit plan	0.7%	1	new	1	0
Non-US	0.2%	3	+4256.9%	1	0
Holding company	33.7%	4	+33.0%	1	1
Unknown	2.0%	10	+42.7%	7	1

Style	Share	Filers	Change	New	Exited
Index-like	28.8%	12	+79.8%	4	0
Systematic-like	1.7%	2	-23.7%	0	0
Concentrated	27.8%	2	0.0%	0	0
Diversified active	41.8%	33	+36.6%	19	3
Not measured	0.0%	0	—	0	0
Unknown	0.0%	0	—	0	0

Turnover	Share	Filers	Change	New	Exited
Low turnover	31.3%	28	+117.5%	15	1
Medium turnover	31.0%	9	+6.2%	3	1
High turnover	28.0%	8	+14.0%	3	0
Unknown	9.7%	4	+15.3%	2	1
Not measured	0.0%	0	—	0	0

Holding horizon	Share	Filers	Change	New	Exited
Short horizon	9.7%	5	+15.3%	2	1
Medium horizon	61.6%	9	+16.1%	4	0
Long horizon	24.2%	33	+72.2%	16	2
Unknown	4.5%	2	+329.8%	1	0
Not measured	0.0%	0	—	0	0

13F book size	Share	Filers	Change	New	Exited
Under $1B	27.8%	5	0.0%	2	0
$1B to $10B	6.6%	8	+6.0%	3	0
$10B to $100B	26.8%	9	+11.8%	6	1
$100B or more	38.7%	27	+109.3%	12	2
Not measured	0.0%	0	—	0	0

Client base	Share	Filers	Change	New	Exited
Individuals and high net worth	2.0%	4	+0.7%	3	0
Pooled investment vehicles	34.8%	6	+3.3%	1	1
Registered funds and BDCs	14.8%	6	+30.0%	2	0
Insurance companies	0.0%	1	new	1	0
Governments and sovereign funds	0.1%	1	+461900.0%	0	0
Other investment advisers	0.0%	0	—	0	0
Diversified	0.0%	1	new	1	0
Unknown	48.3%	30	+63.4%	15	2

Private funds	Share	Filers	Change	New	Exited
Hedge funds	34.1%	6	+16.2%	2	0
Other private funds	6.0%	4	+9.4%	0	0
Mixed private funds	2.0%	1	0.0%	0	0
No private funds	13.1%	9	+28.4%	7	1
Unknown	44.8%	29	+51.7%	14	2

Location	Share	Filers	Change	New	Exited
United States	96.1%	40	+26.1%	19	3
Outside the US	3.9%	9	+1150.0%	4	0

The Sep 30, 2026 filing window is still open, so its bar carries the Jun 30, 2026 positions of filers that have not filed yet.

How the mix is measured

Shares are 13F common shares restated to today's split basis; options and principal amounts are left out. The change compares only filers with a 13F in both quarters and keeps each filer in its bucket of the later quarter on both sides; a filer that continues under a new CIK is compared through its successor. Holder type comes from each filer's current regulatory profile; client base and private funds come from the Form ADV roster current at each quarter end (rosters from December 2019, so an earlier quarter reads Unknown). Style, turnover, horizon and book size are measured from each filer's 13F book in the newest measured quarter, and Not measured means none was. Actively managed books are those measured systematic-like, concentrated or diversified active.

Excluded 1 holder with no observed 2026-06-30 13F.

Conviction and Crowding

49 13F filers, quarter ended Jun 30, 2026

Measured across every 13F filer's common-share book once the quarter's filing window closed. Crowding counts filers with high turnover or that advise private funds on Form ADV.

Conviction holders

2.04% of filers hold it in their top 10

Mar 31, 2026: 1

Holders above 5%

median weight 0.000%

Mar 31, 2026: 0

Crowding

14.9%

of shares outstanding, 44th percentile

Mar 31, 2026: 13.7%

Private-fund advisers

9.66%

of shares outstanding

Institutional ownership

23.0%

52.9% of the estimated free float

Top 10 holders

85.1%

of 13F shares, Herfindahl 0.133

Active holders

+17.6%

like-for-like share change of active filers

5% stakes on record

1 13D, 2 13G (1 institutional, 1 passive, 0 exempt)

How long holders have held it value-weighted 11.0 quarters

Under 1 year 18.6% 1 to 3 years 20.8% 3 years or more 60.7% Since coverage start 0.000%

Managers in the top fifth by current three-year FundScore alpha were net buyers of $0 (0 buying, 0 selling).

Estimated Holder Cost Basis

Quarter ended Jun 30, 2026, on that quarter's share basis

Estimated, never filed: each 13F buy is costed at its quarter's average traded price and each sale keeps the average cost, so this is what holders paid on average if they traded evenly through each quarter.

Estimated avg cost

$11.40

estimated per share

Mar 31, 2026: $8.90

Quarter-end price

$18.67

implied by 13F values

Estimated gain or loss

+63.8%

price against the estimated cost

Estimated at a loss

6.18%

of costed 13F value

Estimated cost covers 26.2% of the 13F shares; positions already held when a filer's 13F history starts, or bought in a quarter without a trusted average price, have no estimate.

Shareholder Targets

13F filers that own its peers but not VATE, quarter ended Jun 30, 2026

VATE has no holder-overlap peers, so these filers hold the largest Industrials stocks: SPCX, CAT, GE, GEV, RTX, UNP, ETN, BA, DE, PH, VRT, HWM, PWR, TT, LMT, CMI, GD, JCI, WM, TDG. 6,143 filers in all.

#	Filer	In peers	Of book	Largest peers
1	Alphabet Inc. Unknown, Concentrated	$94,176,237,970 1 held	95.1%	SPCX
2	Valor Management LLC Adviser, Concentrated	$86,013,406,595 1 held	99.8%	SPCX
3	Capital World Investors Adviser, Diversified active	$49,191,955,588 15 held	5.84%	UNP, DE, BA
4	VY Capital Management Co. Ltd. Exempt adviser, Concentrated	$46,441,712,890 1 held	98.9%	SPCX
5	Capital Research Global Investors Adviser, Diversified active	$42,021,126,393 13 held	5.88%	GE, RTX, UNP
6	PRICE T ROWE ASSOCIATES INC /MD/ Registered adviser, Diversified active	$40,466,618,460 20 held	4.06%	GE, CAT, DE
7	Fisher Asset Management, LLC Adviser, Diversified active	$34,223,376,115 20 held	10.3%	CAT, RTX, GE
8	NORGES BANK Non-US, Index-like	$33,558,857,825 16 held	3.35%	GE, GEV, RTX
9	Invesco Ltd. Adviser, Diversified active	$31,767,816,113 20 held	2.52%	CAT, GE, GEV
10	Gigafund Management Company, LLC Unknown, Unknown	$29,358,317,650 1 held	99.8%	SPCX

Fund Ownership of VATE by Fund Type

Registered funds' Form N-PORT reports for the quarter ended Jun 30, 2026

Index funds and index ETFs hold 3.71% of shares outstanding.

Fund type	Of shares outstanding	Change	Shares	Funds
Index funds	0.65%	+0.16 pp	88,063	26
Index ETFs	3.06%	+1.31 pp	417,618	5
Active ETFs	0.00%	0.00 pp	0	0
Active funds	0.52%	+0.15 pp	71,004	13
Unclassified	0.00%	0.00 pp	0	0
All registered funds	4.23%	+1.62 pp	576,685	44

How fund types are measured

Each fund series counts once, with its latest Form N-PORT report dated inside the quarter; only long share positions count, restated to today's split basis. The fund type is the series' latest Form N-CEN answer on or before the quarter end (the index-fund box and the exchange-traded flag), never its name. Unclassified funds have no usable N-CEN; unit investment trusts are among them, so index ownership is a floor. Funds sit inside their advisers' 13F reports, so these shares overlap the 13F figures and are never added to them.

Holder type: Registered adviser 21 Exempt adviser 1 Adviser 1 Bank 10 Benefit plan 1 Non-US 2 Holding company 4 Unknown 10

Showing 50 of 50

All Common Calls Puts

Compact Export CSV

Holder

Value (USD)

% of 13F

Whitefort Capital Management, LP

$13,871,810

23.70%

743,000

Jefferies Financial Group Inc.

$13,083,973

22.36%

700,802

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JEFFERIES LLC	700,802	$13,083,973	100.0%	Defined

BlackRock, Inc.

$6,616,795

11.31%

354,408

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BLACKROCK FINANCIAL MANAGEMENT INC/DE	1,054	$19,678	0.3%	Sole
BlackRock Investment Management, LLC	15,868	$296,255	4.5%	Sole
BLACKROCK ADVISORS LLC	11,140	$207,983	3.1%	Sole
BlackRock Fund Advisors	190,130	$3,549,727	53.6%	Sole
BlackRock Institutional Trust Company, N.A.	136,216	$2,543,152	38.4%	Sole

VANGUARD CAPITAL MANAGEMENT LLC

$4,269,212

7.29%

228,667

GEODE CAPITAL MANAGEMENT, LLC

$2,399,654

4.10%

128,530

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
GEODE CAPITAL MANAGEMENT TRUST COMPANY, LLC	17,761	$331,597	13.8%	Defined
Held directly	110,769	$2,068,057	86.2%	Defined

Arena Capital Advisors, LLC- CA

$2,388,527

4.08%

127,934

Prescott Group Capital Management, L.L.C.

$2,043,394

3.49%

109,448

MARSHALL WACE, LLP

$2,019,103

3.45%

108,147

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Marshall Wace North America L.P. joint	108,147	$2,019,103	100.0%	Other

BANK OF AMERICA CORP /DE/

$1,554,072

2.66%

83,239

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BANK OF AMERICA NA	83,239	$1,554,072	100.0%	Defined

STATE STREET CORP

$1,545,203

2.64%

82,764

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
SSGA FUNDS MANAGEMENT, INC. joint	82,764	$1,545,203	100.0%	Defined

ARS Investment Partners, LLC

$1,143,462

1.95%

61,246

RENAISSANCE TECHNOLOGIES LLC

$1,063,816

1.82%

56,980

NORTHERN TRUST CORP

$799,766

1.37%

42,837

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
NORTHERN TRUST CO joint	41,965	$783,486	98.0%	Defined
DWS INVESTMENT MANAGEMENT AMERICAS, INC joint	872	$16,280	2.0%	Other

VANGUARD PORTFOLIO MANAGEMENT LLC

$729,418

1.25%

39,069

BRIDGEWAY CAPITAL MANAGEMENT, LLC

$681,455

1.16%

36,500

VANGUARD FIDUCIARY TRUST CO

$650,182

1.11%

34,825

TUDOR INVESTMENT CORP ET AL

$612,133

1.05%

32,787

STRS OHIO

$401,405

0.69%

21,500

CITADEL ADVISORS LLC

$369,964

0.63%

19,816

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citadel Securities GP LLC	19,816	$369,964	100.0%	Defined

GABELLI FUNDS LLC

$336,060

0.57%

18,000

FRANKLIN RESOURCES INC

$332,045

0.57%

17,785

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
FRANKLIN ADVISERS INC	17,785	$332,045	100.0%	Defined

JANE STREET GROUP, LLC

$307,401

0.53%

16,465

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Jane Street Capital, LLC	16,465	$307,401	100.0%	Defined

Bank of New York Mellon Corp

$273,776

0.47%

14,664

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Investments Corporation	4,229	$78,955	28.8%	Defined
The Bank of New York Mellon	10,435	$194,821	71.2%	Defined

CHARLES SCHWAB INVESTMENT MANAGEMENT INC

$252,754

0.43%

13,538

DEUTSCHE BANK AG\

$104,421

0.18%

5,593

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
DWS INVESTMENT MANAGEMENT AMERICAS, INC	169	$3,155	3.0%	Defined
DWS Investments UK Ltd	5,424	$101,266	97.0%	Defined

NEW YORK STATE COMMON RETIREMENT FUND

$100,818

0.17%

5,400

WELLS FARGO & COMPANY/MN

$93,947

0.16%

5,032

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
WELLS FARGO BANK N A	5,032	$93,947	100.0%	Defined

RHUMBLINE ADVISERS

$86,255

0.15%

4,620

CITIGROUP INC

$48,803

0.08%

2,614

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Citigroup Financial Products Inc. joint	2,614	$48,803	100.0%	Defined

JPMORGAN CHASE & CO

$48,298

0.08%

2,587

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
JPMorgan Chase Bank, N.A.	2,503	$46,730	96.8%	Defined
J.P. Morgan Securities plc	84	$1,568	3.2%	Defined

MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.

$47,851

0.08%

2,563

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Global X Management CO LLC joint	2,563	$47,851	100.0%	Defined

Police & Firemen's Retirement System of New Jersey

$44,434

0.08%

2,380

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Mellon Capital	2,380	$44,434	100.0%	Defined

MORGAN STANLEY

$38,329

0.07%

2,053

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
MORGAN STANLEY & CO INTERNATIONAL PLC	5	$93	0.2%	Defined
MORGAN STANLEY & CO. LLC	1,436	$26,810	69.9%	Defined
MORGAN STANLEY CAPITAL SERVICES, LLC	612	$11,426	29.8%	Defined

ROYAL BANK OF CANADA

$34,444

0.06%

1,845

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
RBC CMA LTD.	176	$3,285	9.5%	Defined
RBC Capital Markets, LLC	68	$1,269	3.7%	Defined
RBC Rochdale, LLC	1,600	$29,872	86.7%	Defined
Held directly	1	$18	0.1%	Sole

UBS Group AG

$34,390

0.06%

1,842

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
UBS AG	1,742	$32,523	94.6%	Defined
UBS Securities LLC	100	$1,867	5.4%	Defined

BARCLAYS PLC

$23,393

0.04%

1,253

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
BARCLAYS BANK PLC	832	$15,533	66.4%	Defined
BARCLAYS CAPITAL INC.	421	$7,860	33.6%	Defined

BNP PARIBAS ARBITRAGE, SA

$19,883

0.03%

1,065

Legal & General Group Plc

$10,119

0.02%

542

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Legal & General Investment Management America Inc	542	$10,119	100.0%	Defined

Ameritas Investment Partners, Inc.

$9,428

0.02%

505

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
EATON VANCE MANAGEMENT	505	$9,428	100.0%	Other

Russell Investments Group, Ltd.

$8,308

0.01%

445

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Russell Investment Management, LLC	445	$8,308	100.0%	Defined

Tower Research Capital LLC (TRC)

$6,105

0.01%

327

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Latour Trading LLC (Latour)	327	$6,105	100.0%	Defined

NewEdge Advisors, LLC

$6,030

0.01%

323

GAMMA Investing LLC

$4,532

0.01%

610

Farther Finance Advisors, LLC

$2,422

0.00%

326

Quarry LP

$2,296

0.00%

123

HARBOUR INVESTMENTS, INC.

$1,400

0.00%

Sterling Capital Management LLC

$1,225

0.00%

165

Caitong International Asset Management Co., Ltd

$541

0.00%

Axiom Investment Management LLC

$130

0.00%

FMR LLC

$18

0.00%

This filing is a combination report: the position is filed across the managers below.

Manager	Shares	Value (USD)	% of position	Discretion
Fidelity Management & Research Co LLC	1	$18	100.0%	Defined

Key facts CIK 1006837 CUSIP 45784J303 13F (30d) 3 filings 3 filers Visit website Investor relations