ETRADE Capital Management LLC
Reports for
The Bank of New York Mellon Corporation
Files via
The Bank of New York Mellon Corporation
Filing Date
Global Rank
#726
/ 5,416
▼ 32
· as of Sep 2020
Top Industry
Drug Manufacturers - General
6.7%
Period ended 6 years ago
Filed Nov 13, 2020 · 5y
3 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Sep 30, 2020, never from the firm's own description.
Style
Diversified active
Top 10 weight 54.9%, 18.5 effective positions, active share 68.6% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Turnover unknown
It needs four straight quarters of measured turnover
Horizon
Horizon unknown
The value-weighted holding period is at least 2.9 quarters, but 94.7% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 68.6%; sector active share 31.2% against the combined 13F book's sector weights.
Over time 3 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
838 tracked positions · as of Sep 30, 2020 · Δ vs Jun 30, 2020Top Position
15.2%
−0.2 pts
Top 5
45.1%
−2.3 pts
Top 10
54.9%
−1.6 pts
HHI
540
Diversified−22
Portfolio Trend
3 quarters · across all stocks
Sector Breakdown
As of Sep 30, 2020| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 61.1% | $1,737,827,803 |
| Technology | 8.5% | $241,867,938 |
| Healthcare | 6.3% | $178,979,302 |
| Financial Services | 4.9% | $140,176,274 |
| Consumer Cyclical | 4.8% | $137,011,035 |
| Industrials | 3.6% | $102,668,522 |
| Communication Services | 3.3% | $92,558,059 |
| Consumer Defensive | 2.9% | $82,934,961 |
| Utilities | 1.3% | $37,099,843 |
| Energy | 1.2% | $33,774,898 |
| Basic Materials | 1.2% | $33,178,650 |
| Real Estate | 0.9% | $26,592,646 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| GOVT | iShares U.S. Treasury Bond ETF | +1,093,090 | 4,800,179 | $0 | |
| AGG | iShares Core U.S. Aggregate Bond ETF | +853,860 | 3,430,864 | $0 | |
| ESGU | iShares ESG Aware MSCI USA ETF | +335,374 | 1,788,639 | $0 | |
| ESGE | iShares Trust | +308,308 | 1,862,245 | $0 | |
| VTEB | VANGUARD TAX-EXEMPT BOND INDEX FUND | +272,491 | 1,888,038 | $102,784,788 | |
| IGSB | iShares 1-5 Year Investment Grade Corporate Bond ETF | +269,536 | 1,433,452 | $0 | |
| SHYG | iShares 0-5 Year High Yield Corporate Bond ETF | +259,905 | 1,110,153 | $0 | |
| EFG | iShares MSCI EAFE Growth ETF | +241,060 | 1,163,950 | $0 | |
| IJR | iShares Core S&P Small-Cap ETF | +232,238 | 1,752,307 | $0 | |
| LQD | iShares iBoxx $ Investment Grade Corporate Bond ETF | +227,714 | 1,083,263 | $0 | |
| GSLC | Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF | +223,861 | 1,044,487 | $71,077,340 | |
| VLUE | iShares MSCI USA Value Factor ETF | +193,972 | 720,881 | $0 | |
| IEFA | iShares Core MSCI EAFE ETF | +180,461 | 790,922 | $0 | |
| AAPL | Apple Inc. | +176,085 | 224,857 | $26,040,688 | |
| GSIE | Goldman Sachs ActiveBeta(R) International Equity ETF | +134,587 | 324,781 | $9,142,585 | |
| IVV | iShares Core S&P 500 ETF | +123,144 | 647,384 | $0 | |
| USMV | iShares MSCI USA Min Vol Factor ETF | +105,537 | 469,275 | $0 | |
| — | +96,067 | 585,734 | $29,210,553 | ||
| VTV | VANGUARD VALUE INDEX FUND | +82,199 | 2,889,895 | $302,022,925 | |
| QEFA | State Street(R) SPDR(R) MSCI EAFE StrategicFactors(SM) ETF | +64,698 | 416,448 | $25,753,144 | |
| IYG | iShares U.S. Financial Services ETF | +57,639 | 209,985 | $0 | |
| GIGB | Goldman Sachs Access Investment Grade Corporate Bond ETF | +57,236 | 103,959 | $5,734,378 | |
| SMFG | Sumitomo Mitsui Financial Group, Inc. | +56,438 | 476,496 | $2,663,612 | |
| HYLB | Xtrackers USD High Yield Corporate Bond ETF | +50,539 | 95,207 | $4,579,456 | |
| SU | Suncor Energy Inc | +46,626 | 225,767 | $2,761,130 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| VGSH | VANGUARD SHORT-TERM TREASURY INDEX FUND | −1,177,435 | 183,363 | $11,385,008 | |
| VEU | Vanguard International Equity Index Funds | −154,010 | 6,251,603 | $315,393,371 | |
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | −126,712 | 2,714,479 | $117,374,071 | |
| IWF | iShares Russell 1000 Growth ETF | −120,101 | 880,417 | $0 | |
| IUSG | iShares Core S&P U.S. Growth ETF | −81,279 | 1,138,479 | $0 | |
| KO | Coca Cola Co | −59,166 | 125,583 | $6,200,032 | |
| BP | Bp PLC | −58,360 | 19,661 | $343,280 | |
| NOG | Northern Oil & Gas, Inc. | −45,866 | 15,209 | $87,299 | |
| SPY | Spdr S&P 500 ETF Trust | −43,583 | 936,152 | $313,507,942 | |
| CARR | CARRIER GLOBAL Corp | −37,764 | 14,275 | $435,957 | |
| SAN | Banco Santander, S.A. | −32,097 | 120,193 | $222,356 | |
| UPS | United Parcel Service Inc | −30,186 | 43,816 | $7,301,059 | |
| F | Ford Motor Co | −29,766 | 41,880 | $278,920 | |
| VOD | Vodafone Group Public Ltd Co | −26,885 | 148,160 | $1,988,306 | |
| ET | Energy Transfer LP | −23,800 | 15,255 | $82,000 | |
| — | −21,108 | 7,767 | $603,000 | ||
| IWO | iShares Russell 2000 Growth ETF | −20,288 | 261,482 | $0 | |
| TTGT | TechTarget, Inc. | −20,170 | 32,327 | $1,421,094 | |
| IWM | iShares Russell 2000 ETF | −19,247 | 417,942 | $0 | |
| NVS | Novartis AG | −18,893 | 78,229 | $6,802,793 | |
| DAL | Delta Air Lines, Inc. | −18,617 | 12,039 | $368,152 | |
| KEX | Kirby Corp | −18,462 | 9,615 | $347,774 | |
| KEY | Keycorp | −18,326 | 49,698 | $592,896 | |
| TSM | Taiwan Semiconductor Manufacturing Co Ltd | −16,987 | 128,597 | $10,425,358 | |
| BGCP | BGC Group, Inc. | −16,765 | 158,398 | $380,000 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| SRLN | State Street(R) Blackstone Senior Loan ETF | 72,140 | $3,226,100 | |
| EVRG | Evergy, Inc. | 27,288 | $1,386,775 | |
| — | 27,103 | $1,321,000 | ||
| COLM | Columbia Sportswear Co | 14,749 | $1,282,867 | |
| APPF | Appfolio Inc | 8,034 | $1,139,301 | |
| NTRA | Natera, Inc. | 14,853 | $1,072,980 | |
| PFGC | Performance Food Group Co | 27,027 | $935,674 | |
| MTCH | Match Group, Inc. | 7,977 | $882,654 | |
| HALO | Halozyme Therapeutics, Inc. | 33,487 | $880,038 | |
| ADP | Automatic Data Processing Inc | 6,001 | $837,078 | |
| MRNA | Moderna, Inc. | 11,354 | $803,295 | |
| EEFT | Euronet Worldwide, Inc. | 8,515 | $775,716 | |
| SCI | Service Corp International | 18,382 | $775,351 | |
| PTON | Peloton Interactive, Inc. | 7,718 | $765,933 | |
| — | 6,561 | $691,000 | ||
| AMH | American Homes 4 Rent | 22,694 | $646,324 | |
| SCL | Stepan Co | 5,915 | $644,735 | |
| TRUP | Trupanion, Inc. | 8,095 | $638,694 | |
| JIG | JPMorgan International Growth ETF | 9,257 | $594,660 | |
| TXT | Textron Inc | 14,672 | $529,511 | |
| — | 4,638 | $503,686 | ||
| LSTR | Landstar System Inc | 3,969 | $498,068 | |
| ADPT | Adaptive Biotechnologies Corp | 9,941 | $484,000 | |
| CC | Chemours Co | 22,472 | $469,888 | |
| REAL | TheRealReal, Inc. | 32,190 | $465,789 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| HYD | VanEck High Yield Muni ETF | 51,253 | $3,038,277 | |
| WIX | Wix.com Ltd. | 6,204 | $1,589,588 | |
| ETSY | Etsy Inc | 14,800 | $1,572,203 | |
| CAE | Cae Inc | 85,322 | $1,381,363 | |
| BURL | Burlington Stores, Inc. | 5,288 | $1,041,365 | |
| BMRN | Biomarin Pharmaceutical Inc | 7,890 | $973,152 | |
| CTVA | Corteva, Inc. | 29,225 | $782,937 | |
| KN | Knowles Corp | 51,077 | $779,435 | |
| OKTA | Okta, Inc. | 3,703 | $741,450 | |
| — | 9,520 | $698,000 | ||
| MKSI | Mks Inc | 5,897 | $667,776 | |
| — | 18,567 | $649,000 | ||
| — | 34,183 | $647,000 | ||
| HST | Host Hotels & Resorts, Inc. | 56,964 | $614,641 | |
| RL | Ralph Lauren Corp | 7,767 | $563,262 | |
| IART | Integra Lifesciences Holdings Corp | 11,510 | $540,854 | |
| HIW | Highwoods Properties, Inc. | 14,470 | $540,165 | |
| AIV | Apartment Investment & Management Co | 13,720 | $516,820 | |
| — | 17,277 | $494,294 | ||
| SLG | Sl Green Realty Corp | 9,822 | $484,603 | |
| — | 18,184 | $460,000 | ||
| POWI | Power Integrations Inc | 3,525 | $416,408 | |
| AWI | Armstrong World Industries Inc | 5,332 | $415,682 | |
| BKU | BankUnited, Inc. | 15,537 | $314,624 | |
| XLE | State Street(R) Energy Select Sector SPDR(R) ETF | 8,214 | $310,899 | |
| No positions match the current search. | ||||
838 tracked positions ·
$2,844,669,931 total
· filing declares
1,447 positions · $5,370,419,000
· as of Sep 30, 2020
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 838 positions by value
· page 1 of 17
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| VEU |
Vanguard International Equity Index Funds
|
Reduced | 6,251,603 | $315,393,371 | 11.09% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 936,152 | $313,507,942 | 11.02% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Added | 2,889,895 | $302,022,925 | 10.62% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
Reduced | 2,714,479 | $117,374,071 | 4.13% | |
| VCIT |
VANGUARD INTERMEDIATE-TERM CORPORATE BOND INDEX FUND
|
Added | 1,090,470 | $104,467,026 | 3.67% | |
| VTEB |
VANGUARD TAX-EXEMPT BOND INDEX FUND
|
Added | 1,888,038 | $102,784,788 | 3.61% | |
| GSLC |
Goldman Sachs ActiveBeta(R) U.S. Large Cap Equity ETF
|
Added | 1,044,487 | $71,077,340 | 2.50% | |
|
|
Reduced | 557,309 | $55,357,502 | 1.95% | ||
| RSP |
Victory Portfolios II
|
Reduced | 509,510 | $55,083,126 | 1.94% | |
| BSV |
VANGUARD SHORT-TERM BOND INDEX FUND
|
Added | 484,876 | $40,268,951 | 1.42% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 155,123 | $32,627,020 | 1.15% | |
| VYM |
VANGUARD HIGH DIVIDEND YIELD INDEX FUND
|
Added | 377,358 | $30,539,582 | 1.07% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Reduced | 9,522 | $29,982,206 | 1.05% | |
|
|
Added | 585,734 | $29,210,553 | 1.03% | ||
| AAPL |
Apple Inc.
Technology
|
Added | 224,857 | $26,040,688 | 0.92% | |
| QEFA |
State Street(R) SPDR(R) MSCI EAFE StrategicFactors(SM) ETF
|
Added | 416,448 | $25,753,144 | 0.91% | |
| TSLA |
Tesla, Inc.
Consumer Cyclical
|
Added | 30,168 | $12,942,370 | 0.45% | |
| VZ |
Verizon Communications Inc
Communication Services
|
Added | 205,819 | $12,244,171 | 0.43% | |
| UNH |
Unitedhealth Group Inc
Healthcare
|
Reduced | 39,030 | $12,168,382 | 0.43% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Added | 140,483 | $11,653,069 | 0.41% | |
| CMCSA |
Comcast Corp
Communication Services
|
Reduced | 249,238 | $11,529,749 | 0.41% | |
| MA |
Mastercard Inc
Financial Services
|
Reduced | 33,758 | $11,415,942 | 0.40% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 76,508 | $11,390,510 | 0.40% | |
| VGSH |
VANGUARD SHORT-TERM TREASURY INDEX FUND
|
Reduced | 183,363 | $11,385,008 | 0.40% | |
| PFE |
Pfizer Inc
Healthcare
|
Added | 300,284 | $11,020,411 | 0.39% | |
| PYPL |
PayPal Holdings, Inc.
Financial Services
|
Reduced | 53,968 | $10,633,314 | 0.37% | |
| TSM |
Taiwan Semiconductor Manufacturing Co Ltd
Technology
|
Reduced | 128,597 | $10,425,358 | 0.37% | |
| MGK |
VANGUARD MEGA CAP GROWTH INDEX FUND
|
Reduced | 56,032 | $10,388,332 | 0.37% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 6,977 | $10,225,490 | 0.36% | |
| ADBE |
Adobe Inc.
Technology
|
Reduced | 19,818 | $9,719,341 | 0.34% | |
| T |
At&T Inc.
Communication Services
|
Added | 328,175 | $9,356,255 | 0.33% | |
| VIG |
Vanguard Specialized Funds
|
Reduced | 72,394 | $9,314,211 | 0.33% | |
| GSIE |
Goldman Sachs ActiveBeta(R) International Equity ETF
|
Added | 324,781 | $9,142,585 | 0.32% | |
| V |
Visa Inc.
Financial Services
|
Added | 45,664 | $9,131,429 | 0.32% | |
| ACN |
Accenture plc
Technology
|
Reduced | 38,066 | $8,602,534 | 0.30% | |
| CSCO |
Cisco Systems, Inc.
Technology
|
Added | 213,418 | $8,406,534 | 0.30% | |
| SAP |
Sap SE
Technology
|
Reduced | 52,662 | $8,205,265 | 0.29% | |
| AVGO |
Broadcom Inc.
Technology
|
Reduced | 21,655 | $7,889,349 | 0.28% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Reduced | 29,843 | $7,815,880 | 0.27% | |
| ABBV |
AbbVie Inc.
Healthcare
|
Reduced | 84,267 | $7,380,946 | 0.26% | |
| RTX |
RTX Corp
Industrials
|
Added | 127,004 | $7,307,810 | 0.26% | |
| UPS |
United Parcel Service Inc
Industrials
|
Reduced | 43,816 | $7,301,059 | 0.26% | |
| LOW |
Lowes Companies Inc
Consumer Cyclical
|
Reduced | 43,398 | $7,197,991 | 0.25% | |
| MDLZ |
Mondelez International, Inc.
Consumer Defensive
|
Reduced | 122,257 | $7,023,664 | 0.25% | |
| CRM |
Salesforce, Inc.
Technology
|
Added | 27,859 | $7,001,522 | 0.25% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Reduced | 25,038 | $6,953,302 | 0.24% | |
| TXN |
Texas Instruments Inc
Technology
|
Reduced | 48,588 | $6,937,880 | 0.24% | |
| BAC |
Bank Of America Corp
Financial Services
|
Reduced | 283,334 | $6,825,515 | 0.24% | |
| NVS |
Novartis AG
Healthcare
|
Reduced | 78,229 | $6,802,793 | 0.24% | |
| ABT |
Abbott Laboratories
Healthcare
|
Reduced | 60,982 | $6,636,670 | 0.23% |
Showing the top 50 of 838 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.