United Asset Strategies, Inc.
Registered adviserFiling Date
Global Rank
#2,043
/ 8,815
▼ 46
Top Industry
Semiconductors
11.1%
Period ended 4 months ago
Filed Jul 13, 2026 · 3mo
26 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Registered adviser
Form ADV roster, Oct 1, 2026
Regulatory AUM
$2,218,000,000
Main clients
Individuals and high net worth
(92% of AUM)
Form ADV history
Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.
| Rosters | Regulatory AUM | Main clients |
|---|---|---|
| Aug 2026 to Oct 2026 | $2,218,000,000 | Individuals and high net worth (92%) |
| Apr 2026 to Jul 2026 | $2,085,900,000 | Individuals and high net worth (91%) |
| Apr 2025 to Mar 2026 | $1,844,600,000 | Individuals and high net worth (89%) |
| Aug 2024 to Mar 2025 | $1,716,000,000 | Individuals and high net worth (83%) |
| Apr 2024 to Jul 2024 | $1,586,200,000 | Individuals and high net worth (90%) |
| May 2023 to Mar 2024 | $1,328,700,000 | Individuals and high net worth (88%) |
8 earlier changes not shown.
Portfolio style
Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.
Style
Diversified active
Top 10 weight 36.9%, 46.3 effective positions, active share 49.2% against the S&P 500 as of 2026-06-30; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Low turnover
23.5% over the last four quarters (under 30%)
Horizon
Long horizon
Value-weighted holding period 20.1 quarters (12+), a floor since 50.2% of the book was already held when coverage starts
Closest benchmark: the S&P 500 as of 2026-06-30, active share 49.2%; sector active share 6.8% against the combined 13F book's sector weights.
Over time 26 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
259 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026Top Position
6.2%
+0.6 pts
Top 5
25.3%
+2.3 pts
Top 10
36.9%
+2.2 pts
HHI
216
Diversified+19
Portfolio Trend
26 quarters · across all stocks
Sector Breakdown
As of Jun 30, 2026| Sector | % Portfolio | Value |
|---|---|---|
| Technology | 26.4% | $363,699,829 |
| Unclassified | 15.8% | $216,628,897 |
| Financial Services | 10.4% | $143,211,968 |
| Communication Services | 9.4% | $129,454,013 |
| Industrials | 8.5% | $116,366,894 |
| Healthcare | 8.1% | $110,887,159 |
| Consumer Cyclical | 7.7% | $106,010,044 |
| Consumer Defensive | 4.4% | $59,830,337 |
| Energy | 2.8% | $38,255,463 |
| Utilities | 2.6% | $36,167,143 |
| Basic Materials | 2.1% | $28,758,002 |
| Real Estate | 1.9% | $25,934,766 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| MBSF | REGAN FLOATING RATE MBS ETF | +245,403 | 424,493 | $10,898,857 | |
| APH | Amphenol Corp | +63,765 | 68,295 | $12,041,774 | |
| AAPL | Apple Inc. | +58,266 | 285,208 | $82,527,786 | |
| DFEV | Dimensional Emerging Markets Value ETF | +39,957 | 108,298 | $4,620,750 | |
| NVDA | Nvidia Corp | +31,268 | 423,723 | $84,782,735 | |
| KMI | Kinder Morgan, Inc. | +30,545 | 539,887 | $17,260,187 | |
| WFC | Wells Fargo & Company | +29,364 | 67,860 | $5,607,950 | |
| SPGI | S&P Global Inc. | +27,613 | 30,890 | $12,580,260 | |
| MSFT | Microsoft Corp | +20,049 | 130,692 | $48,750,729 | |
| PEP | Pepsico Inc | +19,060 | 47,916 | $6,487,826 | |
| NOW | ServiceNow, Inc. | +18,630 | 144,686 | $14,364,426 | |
| LNG | Cheniere Energy, Inc. | +16,635 | 45,585 | $10,895,270 | |
| RJF | Raymond James Financial Inc | +12,207 | 28,607 | $4,349,122 | |
| FCX | Freeport-Mcmoran Inc | +10,331 | 22,666 | $1,425,464 | |
| BSIN | Big Sky Industrial Inc. | +10,000 | 49,015 | $53,916 | |
| USFR | WisdomTree Floating Rate Treasury Fund | +9,248 | 491,959 | $24,770,135 | |
| BAB | Invesco Exchange-Traded Fund Trust II | +8,858 | 29,555 | $793,256 | |
| AVGO | Broadcom Inc. | +5,911 | 83,581 | $31,572,722 | |
| CL | Colgate Palmolive Co | +5,475 | 131,816 | $12,084,890 | |
| NFLX | Netflix Inc | +5,250 | 31,828 | $2,272,519 | |
| TJX | Tjx Companies Inc | +5,094 | 7,236 | $1,096,254 | |
| ABBV | AbbVie Inc. | +4,604 | 14,614 | $3,677,466 | |
| RTX | RTX Corp | +4,571 | 23,906 | $4,535,685 | |
| — | +4,502 | 434,336 | $25,048,157 | ||
| STIP | iShares 0-5 Year TIPS Bond ETF | +3,845 | 10,439 | $1,066,448 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| O | Realty Income Corp | −129,952 | 13,045 | $808,268 | |
| XLF | State Street Corp | −88,000 | 63,333 | $3,395,282 | |
| XLK | State Street(R) Technology Select Sector SPDR(R) ETF | −76,102 | 155,687 | $29,661,487 | |
| MRK | Merck & Co., Inc. | −66,781 | 143,654 | $18,459,539 | |
| C | Citigroup Inc | −61,322 | 68,124 | $9,534,635 | |
| CVX | Chevron Corp | −49,653 | 6,247 | $1,035,502 | |
| PANW | Palo Alto Networks Inc | −41,315 | 65,119 | $22,206,881 | |
| ADBE | Adobe Inc. | −39,280 | 6,576 | $1,348,211 | |
| — | −31,350 | 102,506 | $8,515,173 | ||
| JPM | Jpmorgan Chase & Co | −27,589 | 47,656 | $15,599,238 | |
| XOM | ExxonMobil Holdings Corp | −20,300 | 35,039 | $4,790,532 | |
| PYPL | PayPal Holdings, Inc. | −19,163 | 32,515 | $1,403,997 | |
| VMBS | VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND | −15,852 | 402,952 | $18,862,183 | |
| SOXX | iShares Semiconductor ETF | −9,942 | 48,982 | $0 | |
| MDLZ | Mondelez International, Inc. | −7,251 | 8,165 | $472,263 | |
| MNST | Monster Beverage Corp | −6,645 | 146,013 | $14,034,769 | |
| GOOGL | Alphabet Inc. | −5,288 | 198,907 | $71,083,394 | |
| GLD | Spdr Gold Trust | −5,099 | 14,664 | $5,401,924 | |
| CSCO | Cisco Systems, Inc. | −5,010 | 12,125 | $1,424,202 | |
| NUE | Nucor Corp | −4,383 | 7,546 | $1,680,871 | |
| AMD | Advanced Micro Devices Inc | −4,166 | 9,118 | $5,296,737 | |
| ASML | Asml Holding NV | −3,527 | 12,987 | $25,836,855 | |
| SPYM | State Street(R) SPDR(R) Portfolio S&P 500(R) ETF | −3,083 | 175,724 | $15,442,625 | |
| CLX | Clorox Co | −2,406 | 4,941 | $471,569 | |
| FTNT | Fortinet, Inc. | −2,322 | 13,843 | $2,126,561 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
20 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| CSGP | Costar Group, Inc. | 489,008 | $13,848,706 | |
| APP | AppLovin Corp | 14,923 | $7,688,777 | |
| PSK | State Street(R) SPDR(R) ICE Preferred Securities ETF | 250,574 | $7,650,024 | |
| CCL | Carnival Corp Ltd. | 96,900 | $2,768,433 | |
| DELL | Dell Technologies Inc. | 3,653 | $1,576,123 | |
| XSD | State Street(R) SPDR(R) S&P(R) Semiconductor ETF | 2,336 | $1,456,963 | |
| TER | Teradyne, Inc | 1,905 | $921,715 | |
| BKNG | Booking Holdings Inc. | 5,024 | $895,477 | |
| LYV | Live Nation Entertainment, Inc. | 4,882 | $893,943 | |
| IGV | iShares Expanded Tech-Software Sector ETF | 9,347 | $846,838 | |
| FAST | Fastenal Co | 13,895 | $667,376 | |
| CHD | Church & Dwight Co Inc | 4,541 | $439,932 | |
| KLAC | Kla Corp | 1,370 | $413,342 | |
| CARR | CARRIER GLOBAL Corp | 4,003 | $293,620 | |
| GS | Goldman Sachs Group Inc | 269 | $272,058 | |
| MRVL | Marvell Technology, Inc. | 899 | $267,803 | |
| NEM | NEWMONT Corp | 2,765 | $258,251 | |
| STLD | Steel Dynamics Inc | 1,011 | $231,984 | |
| IWM | iShares Russell 2000 ETF | 727 | $218,427 | |
| IYW | iShares, Inc. | 850 | $214,395 | |
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
17 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| JKHY | Jack Henry & Associates Inc | 27,528 | $4,350,525 | |
| QCOM | Qualcomm Inc | 10,051 | $1,294,367 | |
| ZTS | Zoetis Inc. | 10,549 | $1,246,997 | |
| VMC | Vulcan Materials CO | 3,887 | $1,058,430 | |
| ABNB | Airbnb, Inc. | 7,646 | $965,536 | |
| ORLY | O Reilly Automotive Inc | 10,137 | $935,746 | |
| MELI | Mercadolibre Inc | 502 | $867,968 | |
| CRWD | CrowdStrike Holdings, Inc. | 2,131 | $831,963 | |
| SYM | Symbotic Inc. | 11,246 | $598,287 | |
| VEEV | Veeva Systems Inc | 2,469 | $433,704 | |
| CMCSA | Comcast Corp | 13,339 | $382,962 | |
| TIP | iShares TIPS Bond ETF | 3,185 | $351,496 | |
| SUSL | iShares ESG MSCI USA Leaders ETF | 3,002 | $341,036 | |
| FLOT | iShares Floating Rate Bond ETF | 5,326 | $271,359 | |
| MPC | Marathon Petroleum Corp | 907 | $221,471 | |
| APLE | Apple Hospitality REIT, Inc. | 12,219 | $140,640 | |
| PEW | GrabAGun Digital Holdings Inc. | 15,705 | $47,272 | |
| No positions match the current search. | ||||
259 tracked positions ·
$1,375,204,515 total
· filing declares
259 positions · $1,414,889,371
· as of Jun 30, 2026
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 259 positions by value
· page 1 of 6
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| NVDA |
Nvidia Corp
Technology
|
Added | 423,723 | $84,782,735 | 6.17% | |
| AAPL |
Apple Inc.
Technology
|
Added | 285,208 | $82,527,786 | 6.00% | |
| GOOGL |
Alphabet Inc.
Communication Services
|
Reduced | 198,907 | $71,083,394 | 5.17% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 242,330 | $57,756,932 | 4.20% | |
| MSFT |
Microsoft Corp
Technology
|
Added | 130,692 | $48,750,729 | 3.54% | |
| AVGO |
Broadcom Inc.
Technology
|
Added | 83,581 | $31,572,722 | 2.30% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 155,687 | $29,661,487 | 2.16% | |
| META |
Meta Platforms, Inc.
Communication Services
|
Added | 52,134 | $29,366,560 | 2.14% | |
| ASML |
Asml Holding NV
Technology
|
Reduced | 12,987 | $25,836,855 | 1.88% | |
|
|
Added | 434,336 | $25,048,157 | 1.82% | ||
| USFR |
WisdomTree Floating Rate Treasury Fund
|
Added | 491,959 | $24,770,135 | 1.80% | |
| PANW |
Palo Alto Networks Inc
Technology
|
Reduced | 65,119 | $22,206,881 | 1.61% | |
| MA |
Mastercard Inc
Financial Services
|
Added | 42,976 | $22,072,473 | 1.61% | |
| PH |
Parker-Hannifin Corp
Industrials
|
Added | 20,513 | $20,064,175 | 1.46% | |
| BAC |
Bank Of America Corp
Financial Services
|
Added | 338,928 | $19,312,117 | 1.40% | |
| GWW |
W.W. Grainger, Inc.
Industrials
|
Added | 14,016 | $19,067,366 | 1.39% | |
| VMBS |
VANGUARD MORTGAGE-BACKED SECURITIES INDEX FUND
|
Reduced | 402,952 | $18,862,183 | 1.37% | |
| MRK |
Merck & Co., Inc.
Healthcare
|
Reduced | 143,654 | $18,459,539 | 1.34% | |
| SCHW |
Schwab Charles Corp
Financial Services
|
Reduced | 196,428 | $18,124,411 | 1.32% | |
| EW |
Edwards Lifesciences Corp
Healthcare
|
Reduced | 192,582 | $17,420,967 | 1.27% | |
| KMI |
Kinder Morgan, Inc.
Energy
|
Added | 539,887 | $17,260,187 | 1.26% | |
| ECL |
Ecolab Inc.
Basic Materials
|
Added | 57,773 | $16,096,135 | 1.17% | |
| TMO |
Thermo Fisher Scientific Inc.
Healthcare
|
Added | 31,417 | $15,751,227 | 1.15% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 47,656 | $15,599,238 | 1.13% | |
| LMT |
Lockheed Martin Corp
Industrials
|
Added | 30,396 | $15,485,546 | 1.13% | |
| SPYM |
State Street(R) SPDR(R) Portfolio S&P 500(R) ETF
|
Reduced | 175,724 | $15,442,625 | 1.12% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 58,133 | $14,764,038 | 1.07% | |
| SBUX |
Starbucks Corp
Consumer Cyclical
|
Reduced | 142,755 | $14,588,133 | 1.06% | |
| NOW |
ServiceNow, Inc.
Technology
|
Added | 144,686 | $14,364,426 | 1.04% | |
| DUK |
Duke Energy CORP
Utilities
|
Added | 111,547 | $14,119,619 | 1.03% | |
| MNST |
Monster Beverage Corp
Consumer Defensive
|
Reduced | 146,013 | $14,034,769 | 1.02% | |
| ETN |
Eaton Corp plc
Industrials
|
Reduced | 32,660 | $13,917,079 | 1.01% | |
| CSGP |
Costar Group, Inc.
Real Estate
|
NEW | 489,008 | $13,848,706 | 1.01% | |
| PM |
Philip Morris International Inc.
Consumer Defensive
|
Added | 71,528 | $12,940,130 | 0.94% | |
| SPGI |
S&P Global Inc.
Financial Services
|
Added | 30,890 | $12,580,260 | 0.91% | |
| CL |
Colgate Palmolive Co
Consumer Defensive
|
Added | 131,816 | $12,084,890 | 0.88% | |
| APH |
Amphenol Corp
Technology
|
Added | 68,295 | $12,041,774 | 0.88% | |
| AMGN |
Amgen Inc
Healthcare
|
Added | 32,654 | $11,824,666 | 0.86% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 31,988 | $11,281,527 | 0.82% | |
| MBSF |
REGAN FLOATING RATE MBS ETF
|
Added | 424,493 | $10,898,857 | 0.79% | |
| LNG |
Cheniere Energy, Inc.
Energy
|
Added | 45,585 | $10,895,270 | 0.79% | |
| AIG |
American International Group, Inc.
Financial Services
|
Added | 137,664 | $10,260,097 | 0.75% | |
| C |
Citigroup Inc
Financial Services
|
Reduced | 68,124 | $9,534,635 | 0.69% | |
| MCK |
Mckesson Corp
Healthcare
|
Added | 11,435 | $8,640,286 | 0.63% | |
|
|
Reduced | 38,516 | $8,519,739 | 0.62% | ||
|
|
Reduced | 102,506 | $8,515,173 | 0.62% | ||
| ETR |
Entergy Corp
Utilities
|
Added | 70,014 | $8,041,808 | 0.58% | |
| APD |
Air Products & Chemicals, Inc.
Basic Materials
|
Reduced | 26,468 | $7,759,888 | 0.56% | |
| APP |
AppLovin Corp
Communication Services
|
NEW | 14,923 | $7,688,777 | 0.56% | |
| PSK |
State Street(R) SPDR(R) ICE Preferred Securities ETF
|
NEW | 250,574 | $7,650,024 | 0.56% |
Showing the top 50 of 259 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.