VIRTUS ALTERNATIVE INVESTMENT ADVISERS, INC.

Registered adviser

CIK

1591068

Location

HARTFORD, CT

Portfolio Value

Micro $4,749,210

Diversification

Diversified

Files via

DUFF & PHELPS INVESTMENT MANAGEMENT CO KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC

Filing Date

Global Rank

#5,927 / 6,028 ▼ 617 · as of Dec 2020

Top Industry

Telecom Services 17.3%

Period ended 5 years ago

Filed Feb 12, 2021 · 5y

4 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 143732

Roster of Oct 1, 2026

Regulatory AUM

$1,052,973,632

Main clients

Registered funds and BDCs (100% of AUM)

Registered funds advised

4 series (0 index, 1 ETF)

$1,582,310,717 net assets· N-CEN Dec 31, 2025

LEI

5493006J8H7JPKGZRE55

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$1,052,973,632	Registered funds and BDCs (100%)
Feb 2025 to Mar 2026	$2,028,923,231	Registered funds and BDCs (100%)
Apr 2024 to Jan 2025	$3,092,536,887	Registered funds and BDCs (100%)
May 2023 to Mar 2024	$987,999,237	Registered funds and BDCs (100%)
Apr 2023	$987,999,237	Registered funds and BDCs (100%)
Apr 2022 to Mar 2023	$343,857,964	Registered funds and BDCs (100%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Dec 31, 2020, never from the firm's own description.

Style

Unknown

$4,749,210 of valued equity, under the $10,000,000 needed to band a style

Turnover

Turnover unknown

It needs four straight quarters of measured turnover

Horizon

Horizon unknown

The value-weighted holding period is at least 3.3 quarters, but 54.9% of the book was already held when coverage starts

Closest benchmark: the Russell 1000 as of 2020-12-31, active share 86.3%; sector active share 24.4% against the combined 13F book's sector weights.

Over time 4 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

274 tracked positions · as of Dec 31, 2020 · Δ vs Sep 30, 2020

Top Position

7.5%

+3.8 pts

Top 5

23.4%

+7.5 pts

Top 10

34.6%

+7.0 pts

HHI

219

Diversified+88

Portfolio Trend

4 quarters · across all stocks

Sector Breakdown

As of Dec 31, 2020

Sector	% Portfolio	Value	Positions
Industrials	22.3%	$1,056,782	49
Communication Services	20.4%	$967,063	12
Technology	19.1%	$907,259	52
Healthcare	11.2%	$532,337	61
Financial Services	8.7%	$415,255	5
Consumer Cyclical	8.6%	$407,486	25
Consumer Defensive	3.9%	$185,840	20
Real Estate	3.0%	$142,348	3
Basic Materials	2.7%	$128,274	7
Unclassified	0.1%	$6,566	40

Last Quarter's Activity

Export CSV

Dec 31, 2020 vs Sep 30, 2020

Added To

Positions the filer increased

7 positions

Ticker	Company	Δ Shares	Shares	Value
CMCSA	Comcast Corp	+3,040	6,753	$353,857
OPTU	Optimum Communications, Inc.	+922	2,613	$98,954
NTES	NetEase, Inc.	+509	613	$58,707
CHTR	Charter Communications, Inc.	+232	520	$344,006
OTIS	Otis Worldwide Corp	+108	2,123	$143,408
CMG	Chipotle Mexican Grill Inc	+10	19	$26,347
MKC	Mccormick & Co Inc	+1	58	$5,544
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−2,296	646	$0
MU	Micron Technology Inc	−1,443	1,777	$133,594
VHC	VirnetX Holding Corp	−1,061	1,098	$5,533
—		−846	876	$0
VKTX	Viking Therapeutics, Inc.	−814	843	$4,746
—		−654	147	$0
NG	Novagold Resources Inc	−479	496	$4,796
CDXS	Codexis, Inc.	−453	470	$10,260
WSO	Watsco Inc	−438	201	$45,536
MITK	Mitek Systems Inc	−433	449	$7,983
—		−420	434	$0
YUMC	Yum China Holdings, Inc.	−377	110	$6,279
QCOM	Qualcomm Inc	−363	560	$85,310
CORT	Corcept Therapeutics Inc	−304	316	$8,266
ALB	Albemarle Corp	−296	625	$92,200
HTLD	Heartland Express Inc	−294	304	$5,502
—		−270	527	$87,624
—		−268	277	$0
—		−248	257	$0
FLO	Flowers Foods Inc	−231	239	$5,408
ZS	Zscaler, Inc.	−231	41	$8,188
CARG	CarGurus, Inc.	−230	238	$7,551
LITE	Lumentum Holdings Inc.	−228	901	$85,414
—		−225	233	$0
SNDR	Schneider National, Inc.	−217	224	$4,636
No positions match the current search.

New Positions

Positions the filer opened this quarter

20 positions

Ticker	Company	Shares	Value
DAL	Delta Air Lines, Inc.	2,744	$110,336
MCD	Mcdonalds Corp	417	$89,479
LUV	Southwest Airlines Co	1,582	$73,737
ZTS	Zoetis Inc.	401	$66,365
GOOGL	Alphabet Inc.	37	$64,847
SBUX	Starbucks Corp	589	$63,011
JBLU	Jetblue Airways Corp	1,120	$16,284
YUM	Yum Brands Inc	148	$16,066
MAR	Marriott International Inc	121	$15,962
HLT	Hilton Worldwide Holdings Inc.	126	$14,018
LVS	Las Vegas Sands Corp	163	$9,714
DPZ	Dominos Pizza Inc	24	$9,203
MGM	MGM Resorts International	220	$6,932
DRI	Darden Restaurants Inc	52	$6,194
MTN	Vail Resorts Inc	18	$5,021
WYNN	Wynn Resorts Ltd	36	$4,061
CCL	Carnival Corp Ltd.	176	$3,812
ARMK	Aramark	97	$3,732
MLCO	Melco Resorts & Entertainment LTD	116	$2,151
—		31	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
MRK	Merck & Co., Inc.	796	$66,028
XYL	Xylem Inc.	172	$14,468
WTS	Watts Water Technologies Inc	141	$14,121
—		80	$0
—		83	$0
—		366	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

274 tracked positions · $4,749,210 total · filing declares 280 positions · $6,705,000 · as of Dec 31, 2020

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 274 positions by value · page 1 of 6

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
CMCSA	Comcast Corp Communication Services	Added	6,753	+3,040	$353,857	+106.0%	4+	before history	7.45%
CHTR	Charter Communications, Inc. Communication Services	Added	520	+232	$344,006	+91.3%	4+	before history	7.24%
OTIS	Otis Worldwide Corp Industrials	Added	2,123	+108	$143,408	+14.0%	3	$52.28	3.02%
EFX	Equifax Inc Industrials	Reduced	717	-35	$138,266	+17.2%	4+	before history	2.91%
MU	Micron Technology Inc Technology	Reduced	1,777	-1,443	$133,594	−11.7%	4+	before history	2.81%
TRU	TransUnion Financial Services	Held	1,345	0	$133,450	+17.9%	4+	before history	2.81%
DAL	Delta Air Lines, Inc. Industrials	NEW	2,744	NEW	$110,336	NEW	1	$36.37	2.32%
OPTU	Optimum Communications, Inc. Communication Services	Added	2,613	+922	$98,954	+125.1%	4+	before history	2.08%
AJG	Arthur J. Gallagher & Co. Financial Services	Reduced	768	-84	$95,009	+5.6%	4+	before history	2.00%
SWKS	Skyworks Solutions, Inc. Technology	Reduced	608	-189	$92,951	−19.8%	4+	before history	1.96%
ALB	Albemarle Corp Basic Materials	Reduced	625	-296	$92,200	+12.1%	3	$67.96	1.94%
MRSH	Marsh & Mclennan Companies, Inc. Financial Services	Held	765	0	$89,505	+2.0%	4+	before history	1.88%
MCD	Mcdonalds Corp Consumer Cyclical	NEW	417	NEW	$89,479	NEW	1	$217.45	1.88%
		Reduced	527	-270	$87,624	−14.8%	3	$99.10	1.85%
AVGO	Broadcom Inc. Technology	Reduced	197	-123	$86,256	−26.0%	3	$284.69	1.82%
LITE	Lumentum Holdings Inc. Technology	Reduced	901	-228	$85,414	+0.7%	3	$76.19	1.80%
QCOM	Qualcomm Inc Technology	Reduced	560	-363	$85,310	−21.5%	3	$80.20	1.80%
CPRT	Copart Inc Industrials	Reduced	611	-150	$77,749	−2.8%	4+	before history	1.64%
LUV	Southwest Airlines Co Industrials	NEW	1,582	NEW	$73,737	NEW	1	$43.32	1.55%
BURL	Burlington Stores, Inc. Consumer Cyclical	Reduced	279	-49	$72,972	+8.0%	3	$188.35	1.54%
ARE	Alexandria Real Estate Equities, Inc. Real Estate	Held	402	0	$71,644	+11.4%	3	$152.85	1.51%
STZ	Constellation Brands, Inc. Consumer Defensive	Reduced	325	-29	$71,191	+6.1%	3	$166.56	1.50%
UNP	Union Pacific Corp Industrials	Reduced	324	-31	$67,463	−3.5%	3	$160.26	1.42%
V	Visa Inc. Financial Services	Reduced	305	-41	$66,712	−3.6%	3	$182.69	1.40%
ZTS	Zoetis Inc. Healthcare	NEW	401	NEW	$66,365	NEW	1	$162.62	1.40%
GOOGL	Alphabet Inc. Communication Services	NEW	37	NEW	$64,847	NEW	1	$1,682.50	1.37%
TMO	Thermo Fisher Scientific Inc. Healthcare	Reduced	139	-27	$64,743	−11.7%	3	$335.19	1.36%
REXR	Rexford Industrial Realty, Inc. Real Estate	Reduced	1,308	-127	$64,235	−2.2%	3	$40.17	1.35%
SBUX	Starbucks Corp Consumer Cyclical	NEW	589	NEW	$63,011	NEW	1	$95.48	1.33%
NTES	NetEase, Inc. Communication Services	Added	613	+509	$58,707	+24.2%	3	unpriced	1.24%
HUBB	Hubbell Inc Industrials	Reduced	294	-41	$46,096	+0.6%	3	$121.80	0.97%
WSO	Watsco Inc Industrials	Reduced	201	-438	$45,536	−69.4%	4+	before history	0.96%
LII	Lennox International Inc Industrials	Reduced	154	-20	$42,191	−11.1%	4+	before history	0.89%
CARR	CARRIER GLOBAL Corp Industrials	Reduced	1,057	-172	$39,870	+6.2%	3	$18.44	0.84%
BRO	Brown & Brown, Inc. Financial Services	Held	645	0	$30,579	+4.7%	4+	before history	0.64%
CMG	Chipotle Mexican Grill Inc Consumer Cyclical	Added	19	+10	$26,347	+135.4%	4+	before history	0.55%
AYI	Acuity Inc. (De) Industrials	Held	152	0	$18,405	+18.3%	4+	before history	0.39%
JBLU	Jetblue Airways Corp Industrials	NEW	1,120	NEW	$16,284	NEW	1	$13.72	0.34%
YUM	Yum Brands Inc Consumer Cyclical	NEW	148	NEW	$16,066	NEW	1	$102.08	0.34%
MAR	Marriott International Inc Consumer Cyclical	NEW	121	NEW	$15,962	NEW	1	$114.23	0.34%
KOD	Kodiak Sciences Inc. Healthcare	Reduced	108	-104	$15,866	+26.4%	2	$50.19	0.33%
HLT	Hilton Worldwide Holdings Inc. Consumer Cyclical	NEW	126	NEW	$14,018	NEW	1	$99.07	0.30%
NET	Cloudflare, Inc. Technology	Reduced	141	-136	$10,714	−5.8%	2	$38.28	0.23%
ALRM	Alarm.com Holdings, Inc. Technology	Reduced	101	-98	$10,448	−5.0%	4+	before history	0.22%
CDXS	Codexis, Inc. Healthcare	Reduced	470	-453	$10,260	−5.3%	4+	before history	0.22%
TDOC	Teladoc Health, Inc. Healthcare	Held	51	0	$10,197	−8.8%	3	$175.25	0.21%
STOK	Stoke Therapeutics, Inc. Healthcare	Reduced	164	-159	$10,156	−6.1%	2	$28.55	0.21%
LVS	Las Vegas Sands Corp Consumer Cyclical	NEW	163	NEW	$9,714	NEW	1	$53.32	0.20%
DPZ	Dominos Pizza Inc Consumer Cyclical	NEW	24	NEW	$9,203	NEW	1	$393.03	0.19%
HALO	Halozyme Therapeutics, Inc. Healthcare	Reduced	211	-204	$9,011	−17.4%	4+	before history	0.19%

Showing the top 50 of 274 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.