Tortoise Investment Management, LLC

CIK

1599511

Location

WHITE PLAINS, NY

Portfolio Value

Small $213,169,758

Diversification

Diversified

Filing Date

Global Rank

#4,441 / 8,700 ▼ 2414

Top Industry

Asset Management 40.6%

Period ended 3 months ago

Filed Aug 7, 2026 · 39d

26 quarters · since Mar 2020

Portfolio Concentration

89 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

15.2%

−13.0 pts

Top 5

43.8%

−15.9 pts

Top 10

64.0%

−11.3 pts

HHI

565

Diversified−560

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	41.1%	$87,641,227	17
Financial Services	35.5%	$75,590,952	19
Technology	11.9%	$25,404,280	12
Industrials	3.4%	$7,291,671	12
Communication Services	2.2%	$4,650,413	4
Consumer Cyclical	1.9%	$4,150,297	6
Healthcare	1.8%	$3,937,596	9
Consumer Defensive	1.4%	$2,905,440	5
Energy	0.7%	$1,493,004	4
Real Estate	0.0%	$104,878	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
BTT	BlackRock Municipal 2030 Target Term Trust	+19,322	1,420,474	$32,315,783
NVDA	Nvidia Corp	+2,516	11,950	$2,391,075
AAPL	Apple Inc.	+2,280	53,106	$14,935,202
DNP	Dnp Select Income Fund Inc	+1,462	70,472	$760,392
GOOGL	Alphabet Inc.	+625	8,530	$3,032,262
AMZN	Amazon Com Inc	+599	6,243	$1,487,956
XOM	ExxonMobil Holdings Corp	+532	4,804	$656,802
BRK-B	Berkshire Hathaway Inc	+476	18,159	$9,086,582
AVGO	Broadcom Inc.	+416	2,363	$892,623
EMR	Emerson Electric Co	+196	3,916	$560,575
CSCO	Cisco Systems, Inc.	+187	6,030	$708,283
VBIL	Vanguard 0-3 Month Treasury Bill ETF	+180	205,882	$15,581,149
JPM	Jpmorgan Chase & Co	+146	7,492	$2,452,356
QQQ	Invesco Qqq Trust, Series 1	+99	2,674	$1,969,133
TSLA	Tesla, Inc.	+95	1,511	$635,526
AXP	American Express Co	+94	1,407	$475,917
LLY	ELI LILLY & Co	+82	1,314	$1,576,051
PLTR	Palantir Technologies Inc.	+80	2,181	$254,457
ABBV	AbbVie Inc.	+80	1,128	$283,849
CVX	Chevron Corp	+74	2,134	$353,731
V	Visa Inc.	+73	1,087	$372,938
META	Meta Platforms, Inc.	+62	1,095	$616,802
GE	General Electric Co	+62	1,431	$534,807
CL	Colgate Palmolive Co	+55	4,438	$406,875
MSFT	Microsoft Corp	+51	9,549	$3,561,967
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPY	Spdr S&P 500 ETF Trust	−1,298,518	45,869	$18,018,915
BAB	Invesco Taxable Municipal Bond ETF	−231,614	464,700	$12,472,548
VEU	Vanguard FTSE All-World Ex-US ETF	−227,713	43,984	$3,683,660
VB	Vanguard Morningstar Small-Cap ETF	−189,899	14,367	$4,354,925
AXSM	Axsome Therapeutics, Inc.	−79,194	2,685	$462,071
VIG	Vanguard Dividend Appreciation ETF	−17,273	2,312	$547,065
NUW	Nuveen AMT-Free Municipal Value Fund	−14,042	511,065	$7,349,114
NNY	Nuveen New York Municipal Value Fund	−11,500	538,148	$4,703,413
VEA	Vanguard FTSE Developed Markets ETF	−5,098	165,461	$11,789,096
—		−2,923	128,217	$8,296,922
VTEC	Vanguard California Tax-Exempt Bond ETF	−2,802	2,420	$243,452
KMI	Kinder Morgan, Inc.	−1,585	7,702	$246,232
MUNY	Vanguard New York Tax-Exempt Bond ETF	−1,387	25,410	$2,642,640
NIM	Nuveen Select Maturities Municipal Fund	−940	570,254	$5,371,792
GLD	Spdr Gold Trust	−405	917	$337,804
BBWI	Bath & Body Works, Inc.	−400	13,400	$309,942
JNJ	Johnson & Johnson	−278	1,890	$480,003
PG	PROCTER & GAMBLE Co	−111	2,462	$361,027
VXUS	Vanguard Total International Stock ETF	−47	17,501	$1,496,160
IBM	International Business Machines Corp	−45	2,550	$717,085
DIA	Spdr Dow Jones Industrial Average ETF Trust	−27	9,340	$4,879,122
YUM	Yum Brands Inc	−9	1,475	$235,793
MCD	Mcdonalds Corp	−9	1,034	$279,500
MRK	Merck & Co., Inc.	−5	3,462	$444,867
MTD	Mettler Toledo International Inc/	−5	205	$261,889
No positions match the current search.

New Positions

Positions the filer opened this quarter

12 positions

Ticker	Company	Shares	Value
APH	Amphenol Corp /De/	1,632	$575,508
NBIS	Nebius Group N.V.	1,915	$528,865
AMD	Advanced Micro Devices Inc	815	$473,441
AMAT	Applied Materials Inc /De	535	$386,805
ETN	Eaton Corp plc	643	$273,995
TXN	Texas Instruments Inc	906	$270,051
CVS	CVS HEALTH Corp	2,451	$253,555
MU	Micron Technology Inc	206	$237,783
BAC	Bank Of America Corp /De/	4,134	$235,555
HBAN	Huntington Bancshares Inc /Md/	12,147	$215,366
BA	Boeing Co	969	$209,759
PCQ	Pimco California Municipal Income Fund	13,864	$124,360
No positions match the current search.

Sold Out

Positions the filer fully exited

25 positions

Ticker	Company	Shares	Value
AAXJ	iShares MSCI All Country Asia ex Japan ETF	2,445,845	$339,847,645
DCOR	Dimensional US Core Equity 1 ETF	2,747,138	$112,124,933
ACSG	American Century Small Cap Growth Insights ETF	1,295,203	$107,081,543
FNDA	Schwab Fundamental U.S. Small Company ETF	3,453,595	$96,411,398
BBAG	JPMorgan BetaBuilders U.S. Aggregate Bond ETF	1,267,573	$63,999,985
BNDW	Vanguard Total World Bond ETF	805,361	$46,725,368
CWI	State Street SPDR MSCI ACWI ex-US ETF	676,432	$32,340,683
AGGH	Simplify Aggregate Bond ETF	515,238	$25,483,671
BWX	State Street SPDR Bloomberg International Treasury Bond ETF	325,433	$21,142,172
AAAA	Amplius Aggressive Asset Allocation ETF	144,816	$16,840,652
CAPE	DoubleLine Shiller CAPE U.S. Equities ETF	303,644	$15,695,161
AOHY	Angel Oak High Yield Opportunities ETF	662,643	$13,765,083
—		237,248	$11,453,794
AFK	VanEck Africa Index ETF	607,922	$10,659,918
BILZ	PIMCO Ultra Short Government Active ETF	171,587	$8,112,128
VCRM	Vanguard Core Tax-Exempt Bond ETF	66,579	$3,321,626
EDV	Vanguard World Funds Extended Duration ETF	25,325	$2,849,987
BKF	iShares MSCI BIC ETF	40,726	$2,338,160
FBCG	Fidelity Blue Chip Growth ETF	58,524	$1,574,880
AGGY	WisdomTree Yield Enhanced U.S. Aggregate Bond Fund	18,429	$1,519,536
IVZ	Invesco Ltd.	62,592	$1,381,405
VCHY	Vanguard U.S. High-Yield Corporate Bond Index ETF	21,385	$1,068,180
CVY	Invesco Zacks Multi-Asset Income ETF	13,846	$1,041,080
BIV	Vanguard Intermediate-Term Bond ETF	7,159	$561,337
BUYZ	Franklin Disruptive Commerce ETF	22,400	$555,296
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

89 tracked positions · $213,169,758 total · filing declares 255 positions · $1,342,083,613 · as of Jun 30, 2026

All sectors Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 89 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
BTT	BlackRock Municipal 2030 Target Term Trust Financial Services	Added	1,420,474	+19,322	$32,315,783	+1.6%	15.16%
SPY	Spdr S&P 500 ETF Trust PUT + SHARES	Reduced	45,869	-1,298,518	$18,018,915	+13.2%	8.45%
VBIL	Vanguard 0-3 Month Treasury Bill ETF	Added	205,882	+180	$15,581,149	+0.1%	7.31%
AAPL	Apple Inc. PUT + SHARES Technology	Added	53,106	+2,280	$14,935,202	+15.8%	7.01%
BAB	Invesco Taxable Municipal Bond ETF	Reduced	464,700	-231,614	$12,472,548	−29.6%	5.85%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	165,461	-5,098	$11,789,096	+7.9%	5.53%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	18,159	+476	$9,086,582	+7.2%	4.26%
		Reduced	128,217	-2,923	$8,296,922	+5.3%	3.89%
NUW	Nuveen AMT-Free Municipal Value Fund Financial Services	Reduced	511,065	-14,042	$7,349,114	−2.3%	3.45%
PGR	Progressive Corp/Oh/ Financial Services	Added	29,699	+31	$6,487,746	+10.3%	3.04%
NIM	Nuveen Select Maturities Municipal Fund Financial Services	Reduced	570,254	-940	$5,371,792	−0.5%	2.52%
DIA	Spdr Dow Jones Industrial Average ETF Trust	Reduced	9,340	-27	$4,879,122	+12.5%	2.29%
NNY	Nuveen New York Municipal Value Fund Financial Services	Reduced	538,148	-11,500	$4,703,413	+2.5%	2.21%
VB	Vanguard Morningstar Small-Cap ETF	Reduced	14,367	-189,899	$4,354,925	−91.7%	2.04%
WULF	Terawulf Inc. Financial Services	Added	153,225	+4	$3,784,657	+71.2%	1.78%
VEU	Vanguard FTSE All-World Ex-US ETF	Reduced	43,984	-227,713	$3,683,660	−81.0%	1.73%
MSFT	Microsoft Corp Technology	Added	9,549	+51	$3,561,967	+1.3%	1.67%
GOOGL	Alphabet Inc. Communication Services	Added	8,530	+625	$3,032,262	+33.5%	1.42%
MUNY	Vanguard New York Tax-Exempt Bond ETF	Reduced	25,410	-1,387	$2,642,640	−3.7%	1.24%
JPM	Jpmorgan Chase & Co Financial Services	Added	7,492	+146	$2,452,356	+13.5%	1.15%
NVDA	Nvidia Corp Technology	Added	11,950	+2,516	$2,391,075	+45.3%	1.12%
QQQ	Invesco Qqq Trust, Series 1	Added	2,674	+99	$1,969,133	+32.5%	0.92%
LTBR	LIGHTBRIDGE Corp Industrials	Held	215,937	0	$1,898,086	−17.5%	0.89%
LLY	ELI LILLY & Co Healthcare	Added	1,314	+82	$1,576,051	+39.1%	0.74%
VXUS	Vanguard Total International Stock ETF	Reduced	17,501	-47	$1,496,160	+10.6%	0.70%
AMZN	Amazon Com Inc Consumer Cyclical	Added	6,243	+599	$1,487,956	+26.6%	0.70%
COST	Costco Wholesale Corp /New Consumer Defensive	Added	1,444	+14	$1,350,818	−5.2%	0.63%
HD	Home Depot, Inc. Consumer Cyclical	Added	3,407	+38	$1,201,580	+8.4%	0.56%
AVGO	Broadcom Inc. Technology	Added	2,363	+416	$892,623	+48.1%	0.42%
DNP	Dnp Select Income Fund Inc Financial Services	Added	70,472	+1,462	$760,392	+7.0%	0.36%
HEI	Heico Corp Industrials	Held	2,919	0	$752,839	+22.2%	0.35%
IBM	International Business Machines Corp Technology	Reduced	2,550	-45	$717,085	+14.0%	0.34%
GS	Goldman Sachs Group Inc Financial Services	Added	708	+7	$716,049	+20.7%	0.34%
CSCO	Cisco Systems, Inc. Technology	Added	6,030	+187	$708,283	+56.2%	0.33%
UNP	Union Pacific Corp Industrials	Added	2,468	+32	$671,296	+13.6%	0.31%
		Held	2,712	0	$667,721	+19.6%	0.31%
XOM	ExxonMobil Holdings Corp Energy	Added	4,804	+532	$656,802	−9.4%	0.31%
TSLA	Tesla, Inc. Consumer Cyclical	Added	1,511	+95	$635,526	+20.7%	0.30%
META	Meta Platforms, Inc. Communication Services	Added	1,095	+62	$616,802	+4.4%	0.29%
PH	Parker-Hannifin Corp Industrials	Added	629	+38	$615,237	+16.3%	0.29%
APH	Amphenol Corp /De/ Technology	NEW	1,632	NEW	$575,508	NEW	0.27%
EMR	Emerson Electric Co Industrials	Added	3,916	+196	$560,575	+15.0%	0.26%
VIG	Vanguard Dividend Appreciation ETF	Reduced	2,312	-17,273	$547,065	−73.1%	0.26%
GE	General Electric Co Industrials	Added	1,431	+62	$534,807	+37.7%	0.25%
NBIS	Nebius Group N.V. Communication Services	NEW	1,915	NEW	$528,865	NEW	0.25%
PEP	Pepsico Inc Consumer Defensive	Added	3,885	+32	$526,029	−12.1%	0.25%
CAT	Caterpillar Inc Industrials	Added	485	+20	$516,476	+56.8%	0.24%
JNJ	Johnson & Johnson Healthcare	Reduced	1,890	-278	$480,003	−9.4%	0.23%
AXP	American Express Co Financial Services	Added	1,407	+94	$475,917	+19.8%	0.22%
AMD	Advanced Micro Devices Inc Technology	NEW	815	NEW	$473,441	NEW	0.22%

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.