INTEGRATED CAPITAL MANAGEMENT, INC.

Registered adviser

CIK

1608826

Location

JESSUP, PA

Portfolio Value

Small $103,989,073

Diversification

Diversified

Filing Date

Global Rank

#7,956 / 8,817 ▼ 605 · as of Jun 2026

Top Industry

Asset Management 100.0%

Period ended 27 days ago

Filed Oct 9, 2026 · 18d

27 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 149489

Roster of Oct 1, 2026

Regulatory AUM

$232,443,145

Main clients

Individuals and high net worth (63% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$232,443,145	Individuals and high net worth (63%)
Mar 2025 to Mar 2026	$212,324,332	Individuals and high net worth (65%)
Sep 2024 to Feb 2025	$197,031,908	Individuals and high net worth (61%)
Apr 2024 to Aug 2024	$198,166,408	Individuals and high net worth (61%)
May 2023 to Mar 2024	$192,066,969	Individuals and high net worth (66%)
Apr 2023	$192,066,969	Individuals and high net worth (66%)

4 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 86.4% of the book (60%+)

Turnover

Low turnover

21.0% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 15.0 quarters (12+), a floor since 12.1% of the book was already held when coverage starts

Closest benchmark: every 13F filer's combined book, active share 94.7%; sector active share 80.8% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

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Portfolio Concentration

65 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

19.5%

+1.9 pts

Top 5

61.9%

−0.8 pts

Top 10

85.1%

−1.3 pts

HHI

1,032

Diversified+47

Portfolio Trend

27 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	90.0%	$93,616,216	25
Financial Services	10.0%	$10,372,857	40

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

22 positions

Ticker	Company	Δ Shares	Shares	Value
PHK	Pimco High Income Fund	+21,234	102,534	$420,389
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund	+11,597	30,097	$556,493
MHD	Blackrock Muniholdings Fund, Inc.	+11,541	49,357	$506,402
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	+11,177	114,632	$2,733,973
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	+6,123	247,583	$6,147,485
LEO	Bny Mellon Strategic Municipals, Inc.	+5,172	39,810	$221,343
—		+4,414	233,624	$0
PML	Pimco Municipal Income Fund II	+3,627	61,468	$403,844
EFV	iShares MSCI EAFE Value ETF	+3,206	278,334	$0
DSM	Bny Mellon Strategic Municipal Bond Fund, Inc.	+2,944	30,740	$160,155
ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund	+2,572	41,972	$398,734
MMU	Western Asset Managed Municipals Fund Inc.	+2,174	24,707	$220,633
DMO	Western Asset Mortgage Opportunity Fund Inc.	+1,140	17,357	$165,238
BOE	BlackRock Enhanced Global Dividend Trust	+990	21,564	$251,867
FFC	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC	+597	15,822	$236,380
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	+593	15,906	$972,333
EEM	iShares MSCI Emerging Markets ETF	+492	6,371	$425,519
PMO	Franklin Municipal Opportunities Trust	+487	18,501	$169,099
VLT	Invesco High Income Trust II	+458	10,757	$97,781
NBH	Neuberger Municipal Fund Inc.	+446	20,974	$190,653
DBL	DoubleLine Opportunistic Credit Fund	+401	13,333	$180,662
CEFZ	Ubs AG	+272	27,485	$0
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
—		−59,978	129,098	$0
AVLV	Avantis U.S. Large Cap Value ETF	−11,889	224,744	$20,325,847
MFEM	PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF	−8,143	199,467	$5,700,367
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	−8,112	188,815	$9,480,401
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	−7,196	70,120	$6,454,546
ZTR	Virtus Total Return Fund Inc.	−6,527	30,290	$182,648
USFR	WisdomTree Floating Rate Treasury Fund	−5,520	28,481	$1,435,157
DFSV	Dimensional US Small Cap Value ETF	−5,406	128,235	$4,804,965
JQUA	JPMorgan U.S. Quality Factor ETF	−4,855	75,383	$5,563,265
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	−4,656	223,718	$6,103,027
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund	−4,529	23,276	$347,277
BBN	BlackRock Taxable Municipal Bond Trust	−4,271	21,794	$313,833
DHF	Bny Mellon High Yield Strategies Fund	−2,633	75,556	$167,734
EFR	Eaton Vance Senior Floating-Rate Trust	−2,350	20,460	$212,784
HFRO	Highland Opportunities & Income Fund	−2,315	26,970	$179,620
VIG	Vanguard Specialized Funds	−2,067	42,113	$9,825,384
BRW	Saba Capital Income & Opportunities Fund	−2,030	35,487	$213,276
DMBS	DoubleLine Mortgage ETF	−1,930	117,078	$5,421,882
STEW	SRH Total Return Fund, Inc.	−1,850	13,007	$225,931
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	−1,410	72,994	$2,356,246
FREL	Fidelity MSCI Real Estate Index ETF	−1,163	32,161	$874,135
IWF	iShares Russell 1000 Growth ETF	−887	20,885	$2,616,055
MMD	NYLIM MacKay DefinedTerm Muni Opportunities Fund	−728	13,209	$179,774
GDL	Gdl Fund	−659	12,249	$102,156
NCV	Virtus Convertible & Income Fund	−633	13,668	$206,523
No positions match the current search.

New Positions

Positions the filer opened this quarter

9 positions

Ticker	Company	Shares	Value
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund	33,756	$474,271
PCN	Pimco Corporate & Income Strategy Fund	41,568	$443,530
ACP	abrdn Income Credit Strategies Fund	75,407	$335,561
DLY	DoubleLine Yield Opportunities Fund	24,163	$323,059
PDT	John Hancock Premium Dividend Fund	20,990	$246,002
NDMO	Nuveen Dynamic Municipal Opportunities Fund	27,687	$244,753
PDI	PIMCO Dynamic Income Fund	17,042	$239,099
PTY	Pimco Corporate & Income Opportunity Fund	21,299	$234,501
EFT	Eaton Vance Floating-Rate Income Trust	18,776	$200,527
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
DHY	Ubs Asset Management High Yield Credit Fund	105,549	$187,877
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

65 tracked positions · $103,989,073 total · filing declares 66 positions · $139,490,529 · as of Sep 30, 2026

All sectors Financial Services

Showing 1–50 of 65 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AVLV	Avantis U.S. Large Cap Value ETF	Reduced	224,744	-11,889	$20,325,847	−5.8%	19.55%
VIG	Vanguard Specialized Funds	Reduced	42,113	-2,067	$9,825,384	−6.0%	9.45%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Reduced	188,815	-8,112	$9,480,401	−4.5%	9.12%
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Reduced	70,120	-7,196	$6,454,546	−8.0%	6.21%
EMLC	VanEck J.P. Morgan EM Local Currency Bond ETF	Added	247,583	+6,123	$6,147,485	−0.4%	5.91%
SPTI	State Street(R) SPDR(R) Portfolio Intermediate Term Treasury ETF	Reduced	223,718	-4,656	$6,103,027	−5.9%	5.87%
MFEM	PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF	Reduced	199,467	-8,143	$5,700,367	−2.8%	5.48%
JQUA	JPMorgan U.S. Quality Factor ETF	Reduced	75,383	-4,855	$5,563,265	−4.1%	5.35%
DMBS	DoubleLine Mortgage ETF	Reduced	117,078	-1,930	$5,421,882	−7.2%	5.21%
DFSV	Dimensional US Small Cap Value ETF	Reduced	128,235	-5,406	$4,804,965	−7.3%	4.62%
SPTL	State Street(R) SPDR(R) Portfolio Long Term Treasury ETF	Added	114,632	+11,177	$2,733,973	+0.7%	2.63%
IWF	iShares Russell 1000 Growth ETF	Reduced	20,885	-887	$2,616,055	−3.2%	2.52%
SPIB	State Street(R) SPDR(R) Portfolio Intermediate Term Corporate Bond ETF	Reduced	72,994	-1,410	$2,356,246	−5.4%	2.27%
USFR	WisdomTree Floating Rate Treasury Fund	Reduced	28,481	-5,520	$1,435,157	−16.2%	1.38%
VEA	Vanguard FTSE Developed Markets ETF	Reduced	19,673	-426	$1,389,110	−3.0%	1.34%
SPYV	State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF	Added	15,906	+593	$972,333	+4.5%	0.94%
FREL	Fidelity MSCI Real Estate Index ETF	Reduced	32,161	-1,163	$874,135	−10.5%	0.84%
VTI	VANGUARD TOTAL STOCK MARKET INDEX FUND	Reduced	1,792	-53	$670,638	−1.8%	0.64%
SPXX	Nuveen S&P 500 Dynamic Overwrite Fund Financial Services	Added	30,097	+11,597	$556,493	+61.4%	0.54%
MHD	Blackrock Muniholdings Fund, Inc. Financial Services	Added	49,357	+11,541	$506,402	+12.5%	0.49%
ETY	Eaton Vance Tax-Managed Diversified Equity Income Fund Financial Services	NEW	33,756	NEW	$474,271	NEW	0.46%
PCN	Pimco Corporate & Income Strategy Fund Financial Services	NEW	41,568	NEW	$443,530	NEW	0.43%
EEM	iShares MSCI Emerging Markets ETF	Added	6,371	+492	$425,519	+5.8%	0.41%
PHK	Pimco High Income Fund Financial Services	Added	102,534	+21,234	$420,389	+11.0%	0.40%
PML	Pimco Municipal Income Fund II Financial Services	Added	61,468	+3,627	$403,844	−8.3%	0.39%
ETW	Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund Financial Services	Added	41,972	+2,572	$398,734	+5.0%	0.38%
EOS	Eaton Vance Enhanced Equity Income Fund II Financial Services	Reduced	16,830	-433	$358,479	−5.8%	0.34%
ETV	Eaton Vance Tax-Managed Buy-Write Opportunities Fund Financial Services	Reduced	23,276	-4,529	$347,277	−16.1%	0.33%
ACP	abrdn Income Credit Strategies Fund Financial Services	NEW	75,407	NEW	$335,561	NEW	0.32%
DLY	DoubleLine Yield Opportunities Fund Financial Services	NEW	24,163	NEW	$323,059	NEW	0.31%
QQQ	Invesco Qqq Trust, Series 1	Held	427	0	$315,881	+0.5%	0.30%
BBN	BlackRock Taxable Municipal Bond Trust Financial Services	Reduced	21,794	-4,271	$313,833	−25.5%	0.30%
BTT	BlackRock Municipal 2030 Target Term Trust Financial Services	Reduced	13,433	-569	$293,376	−7.9%	0.28%
BOE	BlackRock Enhanced Global Dividend Trust Financial Services	Added	21,564	+990	$251,867	+1.3%	0.24%
PDT	John Hancock Premium Dividend Fund Financial Services	NEW	20,990	NEW	$246,002	NEW	0.24%
NDMO	Nuveen Dynamic Municipal Opportunities Fund Financial Services	NEW	27,687	NEW	$244,753	NEW	0.24%
PDI	PIMCO Dynamic Income Fund Financial Services	NEW	17,042	NEW	$239,099	NEW	0.23%
FFC	Flaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC Financial Services	Added	15,822	+597	$236,380	−4.6%	0.23%
PTY	Pimco Corporate & Income Opportunity Fund Financial Services	NEW	21,299	NEW	$234,501	NEW	0.23%
STEW	SRH Total Return Fund, Inc. Financial Services	Reduced	13,007	-1,850	$225,931	−15.0%	0.22%
LEO	Bny Mellon Strategic Municipals, Inc. Financial Services	Added	39,810	+5,172	$221,343	−1.1%	0.21%
MMU	Western Asset Managed Municipals Fund Inc. Financial Services	Added	24,707	+2,174	$220,633	−6.0%	0.21%
BRW	Saba Capital Income & Opportunities Fund Financial Services	Reduced	35,487	-2,030	$213,276	−13.5%	0.21%
EFR	Eaton Vance Senior Floating-Rate Trust Financial Services	Reduced	20,460	-2,350	$212,784	−12.0%	0.20%
NCV	Virtus Convertible & Income Fund Financial Services	Reduced	13,668	-633	$206,523	−17.9%	0.20%
EFT	Eaton Vance Floating-Rate Income Trust Financial Services	NEW	18,776	NEW	$200,527	NEW	0.19%
ETB	Eaton Vance Tax-Managed Buy-Write Income Fund Financial Services	Reduced	12,521	-630	$191,946	−6.1%	0.18%
NBH	Neuberger Municipal Fund Inc. Financial Services	Added	20,974	+446	$190,653	−12.0%	0.18%
ZTR	Virtus Total Return Fund Inc. Financial Services	Reduced	30,290	-6,527	$182,648	−27.4%	0.18%
NCZ	Virtus Convertible & Income Fund II Financial Services	Reduced	12,821	-518	$180,776	−14.8%	0.17%

Showing the top 50 of 65 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.