Laurel Wealth Advisors, Inc.
Filing Date
Global Rank
#1,613
/ 7,091
▲ 49
· as of Dec 2022
Top Industry
Consumer Electronics
9.7%
Period ended 3 years ago
Filed Feb 14, 2023 · 3y
12 quarters · since Mar 2020
Regulatory profile
From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.
Holder type
Unknown
Portfolio style
Measured from the filed 13F common-share book for Dec 31, 2022, never from the firm's own description.
Style
Diversified active
Top 10 weight 32.3%, 52.3 effective positions, active share 50.9% against every 13F filer's combined book; it meets none of the index-like, systematic-like or concentrated tests
Turnover
Medium turnover
37.6% over the last four quarters (30% to under 100%)
Horizon
Horizon unknown
The value-weighted holding period is at least 8.8 quarters, but 55.1% of the book was already held when coverage starts
Closest benchmark: every 13F filer's combined book, active share 50.9%; sector active share 36.6% against the combined 13F book's sector weights.
Over time 12 measured quarters
How the bands are measured
Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.
Clone Performance
Build a hypothetical price-return history from this filer's public 13F holdings.
View clone backtestPortfolio Concentration
622 tracked positions · as of Dec 31, 2022 · Δ vs Sep 30, 2022Top Position
9.2%
−0.5 pts
Top 5
22.7%
−1.1 pts
Top 10
32.3%
−1.7 pts
HHI
191
Diversified−14
Portfolio Trend
12 quarters · across all stocks
Sector Breakdown
As of Dec 31, 2022| Sector | % Portfolio | Value |
|---|---|---|
| Unclassified | 49.6% | $483,156,469 |
| Technology | 13.8% | $134,432,981 |
| Financial Services | 6.3% | $61,588,647 |
| Healthcare | 6.2% | $60,154,500 |
| Industrials | 4.9% | $48,105,460 |
| Consumer Defensive | 4.5% | $44,203,907 |
| Consumer Cyclical | 4.4% | $43,154,644 |
| Energy | 3.8% | $36,713,996 |
| Communication Services | 2.9% | $28,437,185 |
| Utilities | 1.5% | $14,381,412 |
| Real Estate | 1.1% | $10,529,580 |
| Basic Materials | 1.0% | $10,118,701 |
Last Quarter's Activity
Export CSVAdded To
Positions the filer increased
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| FTQI | First Trust Nasdaq BuyWrite Income ETF | +249,029 | 539,912 | $9,740,012 | |
| UCON | First Trust Smith Unconstrained Bond ETF | +182,571 | 602,415 | $14,524,225 | |
| VEA | Vanguard FTSE Developed Markets ETF | +128,048 | 204,293 | $8,574,177 | |
| JPST | JPMorgan Ultra-Short Income ETF | +97,422 | 166,868 | $8,365,092 | |
| SHYG | iShares 0-5 Year High Yield Corporate Bond ETF | +95,719 | 342,436 | $14,002,208 | |
| DBC | Invesco DB Commodity Index Tracking Fund | +57,171 | 125,170 | $3,085,440 | |
| O | Realty Income Corp | +46,166 | 65,812 | $4,174,455 | |
| DFAE | Dimensional Emerging Core Equity Market ETF | +40,689 | 79,522 | $1,745,507 | |
| DFAU | Dimensional US Core Equity Market ETF | +38,249 | 85,280 | $2,304,265 | |
| FVD | First Trust Value Line Dividend Index Fund | +32,541 | 233,947 | $9,336,824 | |
| VGIT | VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND | +27,631 | 133,758 | $7,822,167 | |
| SPDW | State Street(R) SPDR(R) Portfolio Developed World ex-US ETF | +24,209 | 60,537 | $1,797,343 | |
| RSP | Victory Portfolios II | +23,003 | 30,821 | $4,353,466 | |
| JEPI | JPMorgan Equity Premium Income ETF | +18,637 | 262,834 | $14,321,824 | |
| SMDV | ProShares Russell 2000 Dividend Growers ETF | +18,487 | 71,317 | $4,376,724 | |
| F | Ford Motor Co | +17,172 | 60,059 | $698,486 | |
| GSIE | Goldman Sachs ActiveBeta(R) International Equity ETF | +17,068 | 38,424 | $1,105,842 | |
| SPYV | State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF | +16,961 | 135,384 | $5,265,083 | |
| GSY | Invesco Ultra Short Duration ETF | +12,529 | 63,193 | $3,125,525 | |
| FBND | Fidelity Total Bond ETF | +11,848 | 55,643 | $2,505,047 | |
| SPSB | State Street(R) SPDR(R) Portfolio Short Term Corporate Bond ETF | +11,382 | 20,264 | $595,356 | |
| IUSB | iShares Core Universal USD Bond ETF | +9,850 | 57,724 | $2,593,539 | |
| INTC | Intel Corp | +9,727 | 47,690 | $1,260,446 | |
| ISTB | iShares Core 1-5 Year USD Bond ETF | +8,821 | 53,805 | $2,498,704 | |
| SPYG | State Street(R) SPDR(R) Portfolio S&P 500(R) Growth ETF | +8,569 | 68,915 | $3,491,923 | |
| No positions match the current search. | |||||
Trimmed
Positions the filer reduced
25 positions
| Ticker | Company | Δ Shares | Shares | Value | Open |
|---|---|---|---|---|---|
| FNDF | Schwab Fundamental International Equity ETF | −203,281 | 12,240 | $355,816 | |
| FTGC | First Trust Global Tactical Commodity Strategy Fund | −187,958 | 268,154 | $6,567,091 | |
| SPAB | State Street(R) SPDR(R) Portfolio Aggregate Bond ETF | −151,245 | 137,018 | $3,443,262 | |
| EEMV | iShares MSCI Emerging Markets Min Vol Factor ETF | −136,146 | 4,262 | $226,099 | |
| VTIP | VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND | −63,323 | 9,084 | $424,313 | |
| DFAI | Dimensional International Core Equity Market ETF | −47,764 | 8,586 | $214,993 | |
| RDVY | First Trust Rising Dividend Achievers ETF | −46,010 | 116,908 | $5,134,599 | |
| — | −44,491 | 109,981 | $1,878,475 | ||
| GOVT | iShares U.S. Treasury Bond ETF | −34,085 | 42,542 | $966,554 | |
| SCHA | Schwab U.S. Small-Cap ETF | −33,856 | 72,180 | $2,924,011 | |
| GBIL | Goldman Sachs ETF Trust | −29,031 | 8,207 | $818,319 | |
| SPY | Spdr S&P 500 ETF Trust | −18,550 | 40,707 | $15,567,578 | |
| VNQ | VANGUARD REAL ESTATE INDEX FUND | −16,721 | 40,862 | $3,370,297 | |
| GLD | Spdr Gold Trust | −15,782 | 45,384 | $7,698,941 | |
| VZ | Verizon Communications Inc | −15,079 | 80,782 | $3,182,810 | |
| ASPS | Altisource Portfolio Solutions S.A. | −13,130 | 47,095 | $445,518 | |
| UBS | UBS Group AG | −13,000 | 56,509 | $1,055,023 | |
| QYLD | Global X NASDAQ 100 Covered Call ETF | −12,050 | 47,782 | $760,211 | |
| SHY | iShares 1-3 Year Treasury Bond ETF | −9,369 | 33,577 | $2,725,445 | |
| META | Meta Platforms, Inc. | −8,944 | 20,310 | $2,444,105 | |
| — | −8,658 | 13,278 | $405,642 | ||
| KMB | Kimberly Clark Corp | −8,528 | 10,930 | $1,483,747 | |
| KORP | American Century Diversified Corporate Bond ETF | −8,425 | 6,880 | $311,849 | |
| QQQ | Invesco Qqq Trust, Series 1 | −8,424 | 29,742 | $7,919,699 | |
| QTEC | First Trust NASDAQ-100-Technology Sector Index Fund | −7,994 | 31,391 | $3,303,588 | |
| No positions match the current search. | |||||
New Positions
Positions the filer opened this quarter
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| VWO | VANGUARD EMERGING MARKETS STOCK INDEX FUND | 324,478 | $12,648,152 | |
| VTEB | VANGUARD TAX-EXEMPT BOND INDEX FUND | 192,017 | $9,502,921 | |
| FDV | Federated Hermes U.S. Strategic Dividend ETF | 130,715 | $3,324,866 | |
| DUHP | Dimensional US High Profitability ETF | 119,219 | $2,862,448 | |
| HYS | PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund | 12,476 | $1,113,607 | |
| DFIC | Dimensional International Core Equity 2 ETF | 49,489 | $1,106,079 | |
| DIHP | Dimensional International High Profitability ETF | 44,932 | $990,750 | |
| — | 20,363 | $885,994 | ||
| NTRL | First Trust Equity Market Neutral ETF | 35,578 | $717,679 | |
| MPWR | Monolithic Power Systems, Inc. | 1,878 | $664,079 | |
| DEHP | Dimensional Emerging Markets High Profitability ETF | 27,367 | $608,368 | |
| DBMF | iMGP DBI Managed Futures Strategy ETF | 20,754 | $604,148 | |
| DFAR | Dimensional US Real Estate ETF | 26,562 | $561,786 | |
| DFSD | Dimensional Short-Duration Fixed Income ETF | 9,022 | $415,823 | |
| SH | ProShares Short S&P500 | 25,800 | $413,574 | |
| IYW | iShares, Inc. | 5,517 | $410,961 | |
| — | 7,426 | $350,210 | ||
| MCHP | Microchip Technology Inc | 4,629 | $325,187 | |
| TQQQ | ProShares UltraPro QQQ | 18,733 | $324,080 | |
| SNY | Sanofi | 6,517 | $315,618 | |
| DFIV | Dimensional International Value ETF | 10,066 | $306,006 | |
| BN | BROOKFIELD Corp | 9,280 | $291,948 | |
| MKC | Mccormick & Co Inc | 3,478 | $288,291 | |
| KBE | State Street(R) SPDR(R) S&P(R) Bank ETF | 6,370 | $287,605 | |
| — | 7,218 | $285,688 | ||
| No positions match the current search. | ||||
Sold Out
Positions the filer fully exited
25 positions
| Ticker | Company | Shares | Value | Open |
|---|---|---|---|---|
| GNR | State Street(R) SPDR(R) S&P(R) Global Natural Resources ETF | 79,744 | $3,944,138 | |
| REZ | iShares Residential and Multisector Real Estate ETF | 50,985 | $3,661,742 | |
| MLPX | Global X MLP and Energy Infrastructure ETF | 55,012 | $2,061,849 | |
| BIP | Brookfield Infrastructure Partners L.P. | 39,660 | $1,423,794 | |
| VUSB | VANGUARD ULTRA-SHORT BOND ETF | 27,814 | $1,361,495 | |
| HRL | Hormel Foods Corp | 26,846 | $1,219,882 | |
| XYLD | Global X S&P 500 Covered Call ETF | 26,508 | $1,010,219 | |
| USFR | WisdomTree Floating Rate Treasury Fund | 17,417 | $875,726 | |
| GLDM | World Gold Trust | 24,181 | $797,489 | |
| NFTY | First Trust India NIFTY 50 Equal Weight ETF | 10,838 | $464,191 | |
| STIP | iShares 0-5 Year TIPS Bond ETF | 4,363 | $419,327 | |
| FALN | iShares Fallen Angels USD Bond ETF | 16,896 | $403,814 | |
| SWK | Stanley Black & Decker, Inc. | 5,158 | $387,933 | |
| SPXS | Direxion Daily S&P 500 Bear 3X Shares | 11,320 | $334,392 | |
| RIVN | Rivian Automotive, Inc. | 9,269 | $305,042 | |
| DKS | Dick's Sporting Goods, Inc. | 2,738 | $286,504 | |
| HYG | iShares iBoxx $ High Yield Corporate Bond ETF | 3,961 | $282,775 | |
| IGV | iShares Expanded Tech-Software Sector ETF | 1,093 | $273,392 | |
| ENTG | Entegris Inc | 3,217 | $267,075 | |
| ILPT | Industrial Logistics Properties Trust | 48,380 | $266,090 | |
| WYNN | Wynn Resorts Ltd | 4,206 | $265,104 | |
| GSG | iShares S&P GSCI Commodity-Indexed Trust | 12,832 | $264,082 | |
| PLD | Prologis, Inc. | 2,521 | $256,133 | |
| — | 5,806 | $255,000 | ||
| RMD | Resmed Inc | 1,168 | $254,974 | |
| No positions match the current search. | ||||
622 tracked positions ·
$974,977,482 total
· filing declares
641 positions · $1,014,176
· as of Dec 31, 2022
All sectors
Basic Materials
Communication Services
Consumer Cyclical
Consumer Defensive
Energy
Financial Services
Healthcare
Industrials
Real Estate
Technology
Utilities
Showing 1–50
of 622 positions by value
· page 1 of 13
| Ticker | Company | Type | Shares | Value (USD) | % of Portfolio | History |
|---|---|---|---|---|---|---|
| AAPL |
Apple Inc.
Technology
|
Reduced | 367,977 | $47,811,251 | 4.90% | |
| MSFT |
Microsoft Corp
Technology
|
Reduced | 82,126 | $19,695,457 | 2.02% | |
| SPY |
Spdr S&P 500 ETF Trust
|
Reduced | 40,707 | $15,567,578 | 1.60% | |
| UCON |
First Trust Smith Unconstrained Bond ETF
|
Added | 602,415 | $14,524,225 | 1.49% | |
| JEPI |
JPMorgan Equity Premium Income ETF
|
Added | 262,834 | $14,321,824 | 1.47% | |
| SHYG |
iShares 0-5 Year High Yield Corporate Bond ETF
|
Added | 342,436 | $14,002,208 | 1.44% | |
| AMZN |
Amazon Com Inc
Consumer Cyclical
|
Added | 154,431 | $12,972,204 | 1.33% | |
| SOXX |
iShares Semiconductor ETF
|
Reduced | 36,648 | $12,752,767 | 1.31% | |
| VWO |
VANGUARD EMERGING MARKETS STOCK INDEX FUND
|
NEW | 324,478 | $12,648,152 | 1.30% | |
| FTA |
First Trust Large Cap Value AlphaDEX Fund
|
Added | 187,444 | $12,335,689 | 1.27% | |
| CVX |
Chevron Corp
Energy
|
Added | 64,270 | $11,535,822 | 1.18% | |
| IJK |
iShares S&P Mid-Cap 400 Growth ETF
|
Reduced | 161,301 | $11,016,858 | 1.13% | |
| XLK |
State Street(R) Technology Select Sector SPDR(R) ETF
|
Reduced | 88,267 | $10,983,945 | 1.13% | |
| ANGL |
VanEck Fallen Angel High Yield Bond ETF
|
Added | 365,018 | $9,862,786 | 1.01% | |
| JNJ |
Johnson & Johnson
Healthcare
|
Added | 55,231 | $9,756,556 | 1.00% | |
| FTQI |
First Trust Nasdaq BuyWrite Income ETF
|
Added | 539,912 | $9,740,012 | 1.00% | |
| KRE |
State Street(R) SPDR(R) S&P(R) Regional Banking ETF
|
Reduced | 162,706 | $9,557,350 | 0.98% | |
| VTEB |
VANGUARD TAX-EXEMPT BOND INDEX FUND
|
NEW | 192,017 | $9,502,921 | 0.97% | |
| VHT |
VANGUARD HEALTH CARE INDEX FUND
|
Reduced | 37,915 | $9,404,815 | 0.96% | |
| FVD |
First Trust Value Line Dividend Index Fund
|
Added | 233,947 | $9,336,824 | 0.96% | |
| GOOG |
Alphabet Inc.
Communication Services
|
Reduced | 102,028 | $9,052,944 | 0.93% | |
| VEA |
Vanguard FTSE Developed Markets ETF
|
Added | 204,293 | $8,574,177 | 0.88% | |
| JPST |
JPMorgan Ultra-Short Income ETF
|
Added | 166,868 | $8,365,092 | 0.86% | |
| PEP |
Pepsico Inc
Consumer Defensive
|
Reduced | 45,681 | $8,252,729 | 0.85% | |
| XOM |
ExxonMobil Holdings Corp
Energy
|
Reduced | 73,999 | $8,162,089 | 0.84% | |
| QQQ |
Invesco Qqq Trust, Series 1
|
Reduced | 29,742 | $7,919,699 | 0.81% | |
| HD |
Home Depot, Inc.
Consumer Cyclical
|
Added | 24,959 | $7,883,549 | 0.81% | |
| VGIT |
VANGUARD INTERMEDIATE-TERM TREASURY INDEX FUND
|
Added | 133,758 | $7,822,167 | 0.80% | |
| GLD |
Spdr Gold Trust
|
Reduced | 45,384 | $7,698,941 | 0.79% | |
| IVV |
iShares Core S&P 500 ETF
|
Added | 18,916 | $7,267,716 | 0.75% | |
| QCOM |
Qualcomm Inc
Technology
|
Added | 64,324 | $7,071,780 | 0.73% | |
| XLE |
State Street(R) Energy Select Sector SPDR(R) ETF
|
Reduced | 80,317 | $7,025,327 | 0.72% | |
| PG |
PROCTER & GAMBLE Co
Consumer Defensive
|
Added | 45,966 | $6,966,606 | 0.71% | |
| VB |
Vanguard Index Funds
|
Added | 37,797 | $6,937,261 | 0.71% | |
| VTV |
VANGUARD VALUE INDEX FUND
|
Reduced | 49,418 | $6,936,804 | 0.71% | |
| NOW |
ServiceNow, Inc.
Technology
|
Added | 17,329 | $6,728,330 | 0.69% | |
| FTGC |
First Trust Global Tactical Commodity Strategy Fund
|
Reduced | 268,154 | $6,567,091 | 0.67% | |
|
|
Added | 80,495 | $6,252,851 | 0.64% | ||
| UPS |
United Parcel Service Inc
Industrials
|
Reduced | 35,813 | $6,225,731 | 0.64% | |
| BRK-B |
Berkshire Hathaway Inc
Financial Services
|
Added | 19,828 | $6,124,869 | 0.63% | |
| JPM |
Jpmorgan Chase & Co
Financial Services
|
Reduced | 41,728 | $5,595,724 | 0.57% | |
| FBT |
First Trust NYSE Arca Biotechnology Index Fund
|
Added | 35,042 | $5,401,023 | 0.55% | |
| NVDA |
Nvidia Corp
Technology
|
Reduced | 36,513 | $5,336,009 | 0.55% | |
| MCD |
Mcdonalds Corp
Consumer Cyclical
|
Added | 20,070 | $5,289,047 | 0.54% | |
| SPYV |
State Street(R) SPDR(R) Portfolio S&P 500(R) Value ETF
|
Added | 135,384 | $5,265,083 | 0.54% | |
| RDVY |
First Trust Rising Dividend Achievers ETF
|
Reduced | 116,908 | $5,134,599 | 0.53% | |
| VTI |
VANGUARD TOTAL STOCK MARKET INDEX FUND
|
Reduced | 26,816 | $5,126,951 | 0.53% | |
| VO |
VANGUARD MID-CAP INDEX FUND
|
Added | 24,926 | $5,080,168 | 0.52% | |
| FSTA |
Fidelity MSCI Consumer Staples Index ETF
|
Reduced | 110,703 | $4,960,601 | 0.51% | |
| FTSM |
First Trust Enhanced Short Maturity ETF
|
Added | 82,054 | $4,877,289 | 0.50% |
Showing the top 50 of 622 positions. Create a free account to see every position, past quarters, search, filters and CSV export.
Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.