Round Hill Asset Management

Registered adviser

CIK

1696438

Location

PASADENA, CA

Portfolio Value

Small $156,221,486

Diversification

Diversified

Filing Date

Global Rank

#7,170 / 8,811 ▼ 655

Top Industry

Drug Manufacturers - General 27.5%

Period ended 4 months ago

Filed Aug 12, 2026 · 2mo

26 quarters · since Mar 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 107069

Roster of Oct 1, 2026

Regulatory AUM

$271,348,002

Main clients

Individuals and high net worth (76% of AUM)

Private funds

1 fund · Hedge funds

Focus by gross assets, Schedule D of Dec 3, 2024

$50,743,143 gross assets

Private funds on Schedule D 7.B.(1)

As filed Dec 3, 2024; SEC's bulk Form ADV archive ends with 2024 filings.

$53,568,898 gross assets in 1 fund Hedge funds $53,568,898 (1)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$271,348,002	Individuals and high net worth (76%)
Apr 2025 to Mar 2026	$273,032,432	Individuals and high net worth (76%)
Apr 2024 to Mar 2025	$280,068,258	Individuals and high net worth (77%)
May 2023 to Mar 2024	$282,147,400	Individuals and high net worth (77%)
Apr 2023	$282,147,400	Individuals and high net worth (77%)
May 2022 to Mar 2023	$340,317,264	Individuals and high net worth (79%)

3 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Diversified active

Top 10 weight 49.4%, 28.2 effective positions, active share 88.4% against the Dow Jones Industrial Average as of 2026-07-31; it meets none of the index-like, systematic-like or concentrated tests

Turnover

Low turnover

12.1% over the last four quarters (under 30%)

Horizon

Long horizon

Value-weighted holding period 21.7 quarters (12+), a floor since 62.4% of the book was already held when coverage starts

Closest benchmark: the Dow Jones Industrial Average as of 2026-07-31, active share 88.4%; sector active share 52.5% against the combined 13F book's sector weights.

Over time 26 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

61 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

8.7%

−0.3 pts

Top 5

30.6%

−2.1 pts

Top 10

49.4%

−2.2 pts

HHI

355

Diversified−19

Portfolio Trend

26 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Healthcare	33.6%	$52,559,458	11
Financial Services	28.0%	$43,784,725	23
Communication Services	14.9%	$23,269,072	7
Consumer Cyclical	11.4%	$17,775,459	7
Consumer Defensive	5.1%	$7,948,193	4
Technology	4.9%	$7,672,205	5
Industrials	1.4%	$2,155,945	2
Basic Materials	0.6%	$974,563	1
Real Estate	0.1%	$81,866	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

9 positions

Ticker	Company	Δ Shares	Shares	Value
HRB	H&R Block Inc	+39,495	106,396	$4,051,559
KHC	Kraft Heinz Co	+30,276	145,231	$3,430,356
ZBH	Zimmer Biomet Holdings, Inc.	+23,709	60,881	$5,241,245
CMCSA	Comcast Corp	+15,951	306,581	$7,526,563
BZH	Beazer Homes USA Inc	+10,945	171,285	$4,804,544
CNXC	Concentrix Corp	+9,088	144,589	$3,239,516
GYRO	Gyrodyne, LLC	+1,366	13,355	$81,866
SJM	J M SMUCKER Co	+945	13,829	$1,555,762
NVO	Novo Nordisk A S	+156	122,031	$5,850,166
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
BUD	Anheuser-Busch InBev SA	−5,214	7,411	$610,666
FRME	First Merchants Corp	−3,965	54,531	$2,382,459
GOOGL	Alphabet Inc.	−3,114	9,508	$3,397,873
PFE	Pfizer Inc	−2,780	242,134	$5,830,586
RMNI	Rimini Street, Inc.	−2,400	342,003	$1,456,932
BHC	Bausch Health Companies Inc.	−2,236	70,799	$349,039
C	Citigroup Inc	−2,190	31,103	$4,353,175
WSM	Williams Sonoma Inc	−1,486	5,346	$1,246,152
DIS	Walt Disney Co	−1,280	80,326	$7,731,377
NDAQ	Nasdaq, Inc.	−1,260	86,482	$6,816,511
FLG	Flagstar Bank, National Association	−930	139,740	$2,087,715
BMY	Bristol Myers Squibb Co	−785	71,646	$4,128,242
AAPL	Apple Inc.	−768	979	$283,283
MRK	Merck & Co., Inc.	−665	71,350	$9,168,475
T	At&T Inc.	−660	113,547	$2,350,422
SYF	Synchrony Financial	−640	74,042	$5,630,894
SPGI	S&P Global Inc.	−605	24,098	$9,814,151
AMGN	Amgen Inc	−580	37,380	$13,536,045
PII	Polaris Inc.	−460	44,721	$3,060,705
BAC	Bank Of America Corp	−450	4,524	$257,777
MDT	Medtronic plc	−285	48,245	$3,774,206
VTRS	Viatris Inc	−226	16,104	$255,731
KVUE	Kenvue Inc.	−190	123,046	$2,351,409
WHR	Whirlpool Corp	−143	12,158	$479,268
MHO	M/I Homes, Inc.	−120	20,932	$3,365,656
No positions match the current search.

New Positions

Positions the filer opened this quarter

1 positions

Ticker	Company	Shares	Value	Open
FULT	Fulton Financial Corp	15,173	$367,034
No positions match the current search.

Sold Out

Positions the filer fully exited

1 positions

Ticker	Company	Shares	Value	Open
—		23,758	$0
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

61 tracked positions · $156,221,486 total · filing declares 62 positions · $159,254,880 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Real Estate Technology

Showing 1–50 of 61 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
AMGN	Amgen Inc Healthcare	Reduced	37,380	-580	$13,536,045	+1.3%	26+	before history	8.66%
SPGI	S&P Global Inc. Financial Services	Reduced	24,098	-605	$9,814,151	−6.6%	26+	before history	6.28%
MRK	Merck & Co., Inc. Healthcare	Reduced	71,350	-665	$9,168,475	+5.8%	26+	before history	5.87%
DIS	Walt Disney Co Communication Services	Reduced	80,326	-1,280	$7,731,377	−1.7%	22	$184.42	4.95%
CMCSA	Comcast Corp Communication Services	Added	306,581	+15,951	$7,526,563	−9.8%	26+	before history	4.82%
NDAQ	Nasdaq, Inc. Financial Services	Reduced	86,482	-1,260	$6,816,511	−8.5%	26+	before history	4.36%
NVO	Novo Nordisk A S Healthcare	Added	122,031	+156	$5,850,166	+30.6%	26+	before history	3.74%
PFE	Pfizer Inc Healthcare	Reduced	242,134	-2,780	$5,830,586	−15.2%	26+	before history	3.73%
SYF	Synchrony Financial Financial Services	Reduced	74,042	-640	$5,630,894	+10.8%	26+	before history	3.60%
ZBH	Zimmer Biomet Holdings, Inc. Healthcare	Added	60,881	+23,709	$5,241,245	+55.9%	23	unpriced	3.36%
BZH	Beazer Homes USA Inc Consumer Cyclical	Added	171,285	+10,945	$4,804,544	+55.7%	6	$22.53	3.08%
C	Citigroup Inc Financial Services	Reduced	31,103	-2,190	$4,353,175	+15.3%	24	$52.24	2.79%
BMY	Bristol Myers Squibb Co Healthcare	Reduced	71,646	-785	$4,128,242	−6.0%	26+	before history	2.64%
HRB	H&R Block Inc Consumer Cyclical	Added	106,396	+39,495	$4,051,559	+90.8%	26+	before history	2.59%
ABBV	AbbVie Inc. Healthcare	Reduced	15,475	-5	$3,894,129	+15.7%	25	$88.44	2.49%
MDT	Medtronic plc Healthcare	Reduced	48,245	-285	$3,774,206	−10.2%	26+	before history	2.42%
KHC	Kraft Heinz Co Consumer Defensive	Added	145,231	+30,276	$3,430,356	+32.7%	26+	before history	2.20%
GOOGL	Alphabet Inc. Communication Services	Reduced	9,508	-3,114	$3,397,873	−6.4%	14	$166.82	2.18%
MHO	M/I Homes, Inc. Consumer Cyclical	Reduced	20,932	-120	$3,365,656	+30.6%	25	$86.60	2.15%
CNXC	Concentrix Corp Technology	Added	144,589	+9,088	$3,239,516	−12.6%	4	$40.60	2.07%
PII	Polaris Inc. Consumer Cyclical	Reduced	44,721	-460	$3,060,705	+24.3%	26+	before history	1.96%
MSFT	Microsoft Corp Technology	Reduced	6,415	-73	$2,392,923	−0.4%	26+	before history	1.53%
FRME	First Merchants Corp Financial Services	Reduced	54,531	-3,965	$2,382,459	+5.2%	2	$39.05	1.53%
KVUE	Kenvue Inc. Consumer Defensive	Reduced	123,046	-190	$2,351,409	+10.7%	4	$17.82	1.51%
T	At&T Inc. Communication Services	Reduced	113,547	-660	$2,350,422	−29.0%	10	$17.08	1.50%
FLG	Flagstar Bank, National Association Financial Services	Reduced	139,740	-930	$2,087,715	+12.7%	9	unpriced	1.34%
SJM	J M SMUCKER Co Consumer Defensive	Added	13,829	+945	$1,555,762	+25.2%	26+	before history	1.00%
RMNI	Rimini Street, Inc. Technology	Reduced	342,003	-2,400	$1,456,932	+29.0%	10	$2.59	0.93%
MCO	Moodys Corp Financial Services	Held	3,149	0	$1,426,245	+3.8%	26+	before history	0.91%
JEF	Jefferies Financial Group Inc. Financial Services	Reduced	25,808	-100	$1,289,883	+20.6%	2	$51.90	0.83%
WSM	Williams Sonoma Inc Consumer Cyclical	Reduced	5,346	-1,486	$1,246,152	+0.0%	14	$62.08	0.80%
V	Visa Inc. Financial Services	Reduced	3,611	-20	$1,238,897	+12.9%	24	$199.75	0.79%
HTB	HomeTrust Bancshares, Inc. Financial Services	Held	24,044	0	$1,199,555	+17.0%	26+	before history	0.77%
CHTR	Charter Communications, Inc. Communication Services	Held	8,244	0	$1,172,379	−34.1%	26+	before history	0.75%
WFC	Wells Fargo & Company Financial Services	Held	13,928	0	$1,151,009	+3.8%	14	$43.59	0.74%
DLX	Deluxe Corp Industrials	Held	45,808	0	$1,093,895	−13.3%	26+	before history	0.70%
ATKR	Atkore Inc. Industrials	Held	13,967	0	$1,062,050	+29.1%	7	$78.00	0.68%
ICE	Intercontinental Exchange, Inc. Financial Services	Held	7,952	0	$978,970	−21.7%	26+	before history	0.63%
IOSP	Innospec Inc. Basic Materials	Held	11,974	0	$974,563	+11.5%	26+	before history	0.62%
MBWM	Mercantile Bank Corp Financial Services	Held	16,925	0	$971,833	+13.7%	26+	before history	0.62%
FFBC	First Financial Bancorp Financial Services	Held	27,556	0	$932,219	+21.3%	2	$27.87	0.60%
SCI	Service Corp International Consumer Cyclical	Held	10,105	0	$767,575	−7.9%	26+	before history	0.49%
MA	Mastercard Inc Financial Services	Held	1,470	0	$754,992	+2.8%	18	$359.50	0.48%
META	Meta Platforms, Inc. Communication Services	Reduced	1,214	-15	$683,834	−2.7%	6	$628.29	0.44%
BUD	Anheuser-Busch InBev SA Consumer Defensive	Reduced	7,411	-5,214	$610,666	−30.3%	26+	before history	0.39%
NVS	Novartis AG Healthcare	Held	3,392	0	$531,594	+2.6%	26+	before history	0.34%
HYNE	Hoyne Bancorp, Inc. Financial Services	Held	31,555	0	$528,230	+15.6%	3	unpriced	0.34%
WHR	Whirlpool Corp Consumer Cyclical	Reduced	12,158	-143	$479,268	−27.7%	15	$126.76	0.31%
COF	Capital One Financial Corp Financial Services	Reduced	2,257	-12	$452,799	+9.4%	5	$186.60	0.29%
VSNT	Versant Media Group, Inc. Communication Services	Reduced	11,292	-24	$406,624	−2.9%	2	$33.70	0.26%

Showing the top 50 of 61 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.