Spectrum Planning & Advisory Services Inc.

Registered adviser

CIK

1725394

Location

SAN DIEGO, CA

Portfolio Value

Small $211,253,933

Diversification

Diversified

Filing Date

Global Rank

#6,324 / 8,815 ▼ 5

Top Industry

Aerospace & Defense 13.9%

Period ended 4 months ago

Filed Jul 14, 2026 · 3mo

22 quarters · since Dec 2020

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 170093

Roster of Oct 1, 2026

Regulatory AUM

$235,695,335

Main clients

Individuals and high net worth (97% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Mar 2026 to Oct 2026	$235,695,335	Individuals and high net worth (97%)
Mar 2025 to Feb 2026	$184,244,140	Individuals and high net worth (96%)
Mar 2024 to Feb 2025	$151,901,509	Individuals and high net worth (96%)
May 2023 to Feb 2024	$123,324,430	Individuals and high net worth (95%)
Mar 2023 to Apr 2023	$123,324,430	Individuals and high net worth (95%)
Feb 2022 to Feb 2023	$132,581,850	Individuals and high net worth (95%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, never from the firm's own description.

Style

Concentrated

The top 10 positions are 78.5% of the book (60%+)

Turnover

Low turnover

26.9% over the last four quarters (under 30%)

Horizon

Medium horizon

Value-weighted holding period 9.1 quarters (4 to under 12)

Closest benchmark: every 13F filer's combined book, active share 83.7%; sector active share 73.4% against the combined 13F book's sector weights.

Over time 22 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

120 tracked positions · as of Jun 30, 2026 · Δ vs Mar 31, 2026

Top Position

22.9%

−1.5 pts

Top 5

63.1%

+1.7 pts

Top 10

78.5%

+1.3 pts

HHI

1,107

Diversified−9

Portfolio Trend

22 quarters · across all stocks

Sector Breakdown

As of Jun 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	85.9%	$181,534,676	76
Financial Services	4.1%	$8,761,449	10
Technology	2.6%	$5,571,560	6
Industrials	2.6%	$5,429,275	6
Consumer Cyclical	2.5%	$5,208,891	7
Healthcare	1.3%	$2,809,748	8
Communication Services	0.5%	$1,125,941	4
Consumer Defensive	0.2%	$381,671	1
Basic Materials	0.1%	$229,661	1
Energy	0.1%	$201,061	1

Last Quarter's Activity

Export CSV

Jun 30, 2026 vs Mar 31, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	+102,565	177,442	$15,593,602
GOVT	iShares U.S. Treasury Bond ETF	+101,626	246,181	$5,608,003
VUSB	VANGUARD ULTRA-SHORT BOND ETF	+37,000	179,021	$8,911,665
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	+17,520	76,633	$7,725,372
CORO		+17,476	253,825	$9,289,995
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	+14,438	142,862	$3,187,251
SHLD	Global X Defense Tech ETF	+12,693	47,637	$0
EFG	iShares MSCI EAFE Growth ETF	+6,825	11,088	$0
SGOV	iShares 0-3 Month Treasury Bond ETF	+5,203	127,682	$12,853,746
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+4,930	21,454	$1,081,067
BRTR		+4,888	101,406	$5,103,256
XLSR	State Street(R) US Sector Rotation ETF	+4,639	20,263	$1,314,258
ICSH	iShares Ultra Short Duration Bond Active ETF	+3,995	9,472	$479,093
MGK	VANGUARD MEGA CAP GROWTH INDEX FUND	+3,369	4,217	$370,716
VBIL	Vanguard Institutional Index Funds	+2,880	46,017	$3,482,566
TFLO	iShares Treasury Floating Rate Bond ETF	+2,761	8,041	$407,115
BLCR		+2,625	57,298	$2,886,100
CLOA		+2,231	7,291	$378,475
—		+2,110	158,068	$14,485,351
DYNF	iShares U.S. Equity Factor Rotation Active ETF	+2,049	134,007	$9,113,816
IAU	Ishares Gold Trust	+2,036	14,573	$1,100,407
EAGG	iShares ESG Aware U.S. Aggregate Bond ETF	+1,938	10,544	$499,891
BKNG	Booking Holdings Inc.	+1,762	1,835	$327,070
JPST	JPMorgan Ultra-Short Income ETF	+1,713	221,477	$11,200,091
BNDX	Vanguard Total International Bond ETF	+1,383	46,652	$2,259,356
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
EFV	iShares MSCI EAFE Value ETF	−42,687	29,634	$0
BLCV		−38,978	167,230	$6,908,271
IEMG	iShares Trust	−32,585	50,566	$0
THRO		−21,015	61,315	$2,643,289
BAI	BlackRock ETF Trust	−19,376	84,801	$4,470,708
QUAL	iShares MSCI USA Quality Factor ETF	−18,864	6,961	$0
TLT	iShares 20+ Year Treasury Bond ETF	−16,914	18,486	$1,597,560
IDV	iShares International Select Dividend ETF	−15,660	21,746	$900,936
SPMO	Invesco Ltd.	−9,952	23,763	$3,838,675
HEFA	iShares Currency Hedged MSCI EAFE ETF	−4,922	9,624	$451,654
SUSC	iShares ESG Aware USD Corporate Bond ETF	−4,754	14,807	$342,796
EMXC	iShares MSCI Emerging Markets ex China ETF	−4,638	10,050	$1,028,115
FNDF	Schwab Fundamental International Equity ETF	−4,513	6,676	$352,225
INRO		−3,653	9,058	$332,356
BINC		−3,264	52,610	$2,753,607
SCHZ	Schwab U.S. Aggregate Bond ETF	−2,724	147,971	$3,422,569
USXF	iShares ESG Advanced MSCI USA ETF	−2,620	4,200	$291,690
ICVT	iShares Convertible Bond ETF	−2,149	25,561	$3,111,796
LCTU		−1,735	6,678	$535,308
IUSB	iShares Core Universal USD Bond ETF	−1,686	31,503	$1,453,863
COMT	iShares GSCI Commodity Dynamic Roll Strategy ETF	−1,394	15,135	$459,649
CSHP		−1,047	2,621	$261,117
UNH	Unitedhealth Group Inc	−840	904	$375,729
DSI	iShares ESG MSCI KLD 400 ETF	−647	2,632	$374,770
V	Visa Inc.	−554	1,342	$460,426
No positions match the current search.

New Positions

Positions the filer opened this quarter

18 positions

Ticker	Company	Shares	Value
IALT		115,305	$3,234,305
CCL	Carnival Corp Ltd.	28,124	$803,502
AAL	American Airlines Group Inc.	38,951	$703,844
STIP	iShares 0-5 Year TIPS Bond ETF	2,909	$297,183
INTC	Intel Corp	1,994	$278,422
FLOT	iShares Floating Rate Bond ETF	4,850	$247,592
REMX	VanEck Rare Earth and Strategic Metals ETF	2,737	$242,224
GEV	GE Vernova Inc.	188	$220,873
DJD	Victory Portfolios II	3,374	$213,810
BAC	Bank Of America Corp	3,749	$213,618
BMY	Bristol Myers Squibb Co	3,667	$211,292
VUG	VANGUARD GROWTH INDEX FUND	2,396	$206,391
NVS	Novartis AG	1,311	$205,459
CHYM	Chime Financial, Inc.	10,000	$204,800
SHEL	Shell plc	2,593	$201,061
GWX	State Street(R) SPDR(R) S&P(R) International Small Cap ETF	4,575	$200,202
SAN	Banco Santander, S.A.	14,318	$197,588
TOON	Kartoon Studios, Inc.	18,151	$12,887
No positions match the current search.

Sold Out

Positions the filer fully exited

12 positions

Ticker	Company	Shares	Value
CRM	Salesforce, Inc.	1,671	$311,925
HON	Honeywell International Inc	1,201	$271,462
CVX	Chevron Corp	1,236	$255,728
PG	PROCTER & GAMBLE Co	1,697	$245,114
VOE	VANGUARD MID-CAP VALUE INDEX FUND	1,321	$243,433
MRK	Merck & Co., Inc.	2,007	$241,422
PLTR	Palantir Technologies Inc.	1,585	$231,853
—		7,257	$211,759
VGSH	VANGUARD SHORT-TERM TREASURY INDEX FUND	3,590	$210,158
SLV	iShares Silver Trust	3,078	$209,734
EUSB	iShares ESG Advanced Universal USD Bond ETF	4,800	$208,800
DIS	Walt Disney Co	2,155	$207,698
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

120 tracked positions · $211,253,933 total · filing declares 120 positions · $223,463,295 · as of Jun 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 120 positions by value · page 1 of 3

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	Held (qtrs)	Est. cost/share	% of Portfolio
SPYM	State Street(R) SPDR(R) Portfolio S&P 500(R) ETF	Added	177,442	+102,565	$15,593,602	+172.1%	23	before history	7.38%
		Added	158,068	+2,110	$14,485,351	+1.4%	7	$91.57	6.86%
SGOV	iShares 0-3 Month Treasury Bond ETF	Added	127,682	+5,203	$12,853,746	+4.3%	5	unpriced	6.08%
JPST	JPMorgan Ultra-Short Income ETF	Added	221,477	+1,713	$11,200,091	+0.7%	5	$50.54	5.30%
IVW	iShares S&P 500 Growth ETF	Added	70,464	+492	$9,690,913	+22.4%	12	before history	4.59%
CORO		Added	253,825	+17,476	$9,289,995	+22.2%	2	$33.10	4.40%
DYNF	iShares U.S. Equity Factor Rotation Active ETF	Added	134,007	+2,049	$9,113,816	+18.7%	9	before history	4.31%
VUSB	VANGUARD ULTRA-SHORT BOND ETF	Added	179,021	+37,000	$8,911,665	+26.0%	2	$49.84	4.22%
MINT	PIMCO Enhanced Short Maturity Active Exchange-Traded Fund	Added	76,633	+17,520	$7,725,372	+29.9%	2	$100.53	3.66%
BLCV		Reduced	167,230	-38,978	$6,908,271	−7.2%	6	$33.79	3.27%
OEF	iShares S&P 100 ETF	Reduced	16,049	-202	$5,871,847	+13.6%	5	unpriced	2.78%
GOVT	iShares U.S. Treasury Bond ETF	Added	246,181	+101,626	$5,608,003	+69.3%	23	before history	2.65%
BRTR		Added	101,406	+4,888	$5,103,256	+5.3%	6	$49.84	2.42%
BAI	BlackRock ETF Trust	Reduced	84,801	-19,376	$4,470,708	+30.2%	5	$28.69	2.12%
SPMO	Invesco Ltd. Financial Services	Reduced	23,763	-9,952	$3,838,675	+1.6%	7	$105.75	1.82%
WWD	Woodward, Inc. Industrials	Reduced	8,338	-80	$3,547,318	+17.7%	23	before history	1.68%
VBIL	Vanguard Institutional Index Funds	Added	46,017	+2,880	$3,482,566	+6.7%	3	$75.53	1.65%
SCHZ	Schwab U.S. Aggregate Bond ETF	Reduced	147,971	-2,724	$3,422,569	−2.2%	18	before history	1.62%
IALT		NEW	115,305	NEW	$3,234,305	NEW	1	$28.05	1.53%
SPMB	State Street(R) SPDR(R) Portfolio Mortgage Backed Bond ETF	Added	142,862	+14,438	$3,187,251	+10.8%	6	$21.83	1.51%
ICVT	iShares Convertible Bond ETF	Reduced	25,561	-2,149	$3,111,796	+10.3%	6	unpriced	1.47%
BLCR		Added	57,298	+2,625	$2,886,100	+28.6%	2	$43.08	1.37%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	11,963	-383	$2,851,261	+10.9%	23	before history	1.35%
BINC		Reduced	52,610	-3,264	$2,753,607	−5.1%	9	before history	1.30%
THRO		Reduced	61,315	-21,015	$2,643,289	−11.4%	5	$33.73	1.25%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	5,074	+725	$2,538,978	+21.8%	23	before history	1.20%
MSFT	Microsoft Corp Technology	Reduced	6,220	-264	$2,320,184	−3.3%	23	before history	1.10%
BNDX	Vanguard Total International Bond ETF	Added	46,652	+1,383	$2,259,356	+3.9%	5	$48.99	1.07%
TLH	iShares 10-20 Year Treasury Bond ETF	Reduced	17,295	-157	$1,735,553	−1.3%	5	unpriced	0.82%
TLT	iShares 20+ Year Treasury Bond ETF	Reduced	18,486	-16,914	$1,597,560	−47.9%	12	before history	0.76%
IUSB	iShares Core Universal USD Bond ETF	Reduced	31,503	-1,686	$1,453,863	−5.2%	21	before history	0.69%
AAPL	Apple Inc. Technology	Reduced	4,788	-454	$1,385,455	+4.1%	23	before history	0.66%
XLSR	State Street(R) US Sector Rotation ETF	Added	20,263	+4,639	$1,314,258	+45.7%	13	before history	0.62%
VOO	VANGUARD 500 INDEX FUND	Added	1,857	+609	$1,275,406	+71.0%	14	before history	0.60%
NVDA	Nvidia Corp Technology	Reduced	5,824	-202	$1,165,324	+10.9%	9	before history	0.55%
IAU	Ishares Gold Trust	Added	14,573	+2,036	$1,100,407	−0.4%	6	$63.94	0.52%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	21,454	+4,930	$1,081,067	+43.3%	13	before history	0.51%
EMXC	iShares MSCI Emerging Markets ex China ETF	Reduced	10,050	-4,638	$1,028,115	−11.0%	11	before history	0.49%
ALNY	Alnylam Pharmaceuticals, Inc. Healthcare	Held	3,350	0	$1,008,450	−9.0%	23	before history	0.48%
IVE	iShares S&P 500 Value ETF	Reduced	4,254	-17	$965,913	+7.1%	9	before history	0.46%
IDV	iShares International Select Dividend ETF	Reduced	21,746	-15,660	$900,936	−43.4%	5	unpriced	0.43%
CCL	Carnival Corp Ltd. Consumer Cyclical	NEW	28,124	NEW	$803,502	NEW	1	$27.32	0.38%
IYW	iShares, Inc.	Reduced	2,912	-368	$734,493	+23.4%	15	before history	0.35%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Added	13,761	+382	$712,544	+13.5%	9	before history	0.34%
AAL	American Airlines Group Inc. Industrials	NEW	38,951	NEW	$703,844	NEW	1	$13.38	0.33%
MBB	iShares MBS ETF	Added	7,091	+252	$670,241	+3.2%	23	before history	0.32%
XTEN	BondBloxx Bloomberg Ten Year Target Duration US Treasury ETF	Reduced	13,495	-180	$615,102	−1.9%	6	$45.57	0.29%
QQQ	Invesco Qqq Trust, Series 1	Added	821	+85	$604,584	+42.3%	11	before history	0.29%
GLDM	World Gold Trust	Reduced	6,888	-3	$547,044	−14.4%	7	$56.74	0.26%
XLG	Victory Portfolios II	Reduced	8,885	-354	$544,028	+7.9%	6	$51.12	0.26%

Showing the top 50 of 120 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.