PROFESSIONAL PLANNING

CIK

1740871

Location

THOUSAND OAKS, CA

Portfolio Value

Small $131,597,035

Diversification

Diversified

Filing Date

Global Rank

#3,858 / 5,929 ▼ 13 · as of Sep 2021

Top Industry

Consumer Electronics 22.2%

3Y Alpha vs SPY

-5.6%

Period ended 4 years ago

Filed Nov 15, 2021 · 4y

7 quarters · since Mar 2020

Clone Performance

Jul 2023–Jul 2026 · vs SPY

Hypothetical growth of cloning every reported 13F position and rebalancing on each filing, indexed to the same start.

Cloned portfolio

+51.2%

SPY

+75.5%

Annualised alpha

-5.9%

Max drawdown

−20.5%

Estimate. 13F holdings are quarter-lagged and long-only, so the clone rebalances about 45 days after each period end — when the filing becomes public — and excludes options and short positions. Past performance does not predict future results.

Portfolio Concentration

70 positions · as of Sep 30, 2021 · Δ vs Jun 30, 2021

Top Position

19.8%

+0.3 pts

Top 5

51.3%

−0.4 pts

Top 10

66.7%

+1.0 pts

HHI

724

Diversified+11

Portfolio Trend

7 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2021

Sector	% Portfolio	Value	Positions
Technology	33.7%	$44,382,648	9
Financial Services	20.0%	$26,307,692	13
Consumer Cyclical	10.9%	$14,391,303	11
Unclassified	10.6%	$13,922,704	2
Healthcare	7.4%	$9,729,662	11
Communication Services	6.2%	$8,172,322	5
Consumer Defensive	5.8%	$7,597,153	6
Industrials	3.6%	$4,697,916	9
Basic Materials	1.1%	$1,504,288	3
Utilities	0.7%	$891,347	1

Last Quarter's Activity

Export CSV

Sep 30, 2021 vs Jun 30, 2021

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
NVDA	Nvidia Corp	+15,561	21,000	$435,036
DIS	Walt Disney Co	+3,757	22,215	$3,758,111
DHR	Danaher Corp /De/	+921	2,642	$713,058
C	Citigroup Inc	+809	6,391	$448,520
PYPL	PayPal Holdings, Inc.	+658	4,926	$1,281,794
QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund	+491	23,181	$657,876
ABBV	AbbVie Inc.	+472	7,604	$820,243
QQQ	Invesco Qqq Trust, Series 1	+437	31,379	$11,232,426
MCD	Mcdonalds Corp	+421	4,970	$1,198,316
AMD	Advanced Micro Devices Inc	+381	8,633	$888,335
WMT	Walmart Inc.	+271	9,652	$448,431
LOW	Lowes Companies Inc	+203	2,199	$446,089
PFE	Pfizer Inc	+136	14,708	$632,591
CRM	Salesforce, Inc.	+110	3,892	$1,055,588
MRNA	Moderna, Inc.	+109	9,539	$3,671,179
EMR	Emerson Electric Co	+108	2,821	$265,738
NOC	Northrop Grumman Corp /De/	+88	806	$290,280
ADBE	Adobe Inc.	+69	1,722	$991,389
SPY	Spdr S&P 500 ETF Trust	+58	6,269	$2,690,278
HON	Honeywell International Inc	+53	1,326	$278,238
BRK-B	Berkshire Hathaway Inc	+49	6,500	$1,774,110
ABM	Abm Industries Inc /De/	+32	8,125	$365,706
SHW	Sherwin Williams Co	+15	3,504	$980,173
GOOGL	Alphabet Inc.	+11	1,779	$237,809
YUM	Yum Brands Inc	+6	2,474	$302,594
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
AAPL	Apple Inc.	−6,569	184,441	$26,098,401
VZ	Verizon Communications Inc	−5,527	6,661	$359,760
JPM	Jpmorgan Chase & Co	−3,169	12,889	$2,109,800
MSFT	Microsoft Corp	−2,602	45,047	$12,699,650
V	Visa Inc.	−2,028	39,149	$8,720,439
MA	Mastercard Inc	−1,286	25,060	$8,712,860
BA	Boeing Co	−1,089	5,488	$1,207,030
LUV	Southwest Airlines Co	−844	6,581	$338,460
HD	Home Depot, Inc.	−775	12,869	$4,224,377
EXP	Eagle Materials Inc	−765	2,259	$296,290
AWK	American Water Works Company, Inc.	−709	5,273	$891,347
CZR	Caesars Entertainment, Inc.	−641	3,834	$430,481
COST	Costco Wholesale Corp /New	−600	11,003	$4,944,198
ZM	Zoom Communications, Inc.	−493	3,457	$904,005
SBUX	Starbucks Corp	−472	23,528	$2,595,373
MAR	Marriott International Inc /Md/	−375	3,233	$478,774
KO	Coca Cola Co	−343	6,227	$326,730
ABT	Abbott Laboratories	−339	9,871	$1,166,061
NFLX	Netflix Inc	−338	2,311	$141,049
AMZN	Amazon Com Inc	−255	7,062	$1,159,947
META	Meta Platforms, Inc.	−236	10,830	$3,675,593
NKE	NIKE, Inc.	−194	8,103	$1,176,798
TGT	Target Corp	−185	4,412	$1,009,333
PG	PROCTER & GAMBLE Co	−184	3,261	$455,887
AMGN	Amgen Inc	−175	1,991	$423,386
No positions match the current search.

New Positions

Positions the filer opened this quarter

2 positions

Ticker	Company	Shares	Value
GS	Goldman Sachs Group Inc	752	$284,278
BX	Blackstone Inc.	1,876	$218,253
No positions match the current search.

Sold Out

Positions the filer fully exited

6 positions

Ticker	Company	Shares	Value
TTD	Trade Desk, Inc.	8,650	$669,164
CRSP	CRISPR Therapeutics AG	1,835	$297,068
BABA	Alibaba Group Holding Ltd	1,283	$290,958
ROKU	Roku, Inc	574	$263,609
BIDU	Baidu, Inc.	1,258	$256,506
T	At&T Inc.	9,018	$196,026
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

70 positions · $131,597,035 total · as of Sep 30, 2021

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Financial Services Healthcare Industrials Technology Utilities

Showing 1–50 of 70 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
AAPL	Apple Inc. Technology	Reduced	184,441	-6,569	$26,098,401	−0.2%	19.83%
MSFT	Microsoft Corp Technology	Reduced	45,047	-2,602	$12,699,650	−1.6%	9.65%
QQQ	Invesco Qqq Trust, Series 1	Added	31,379	+437	$11,232,426	+2.4%	8.54%
V	Visa Inc. Financial Services	Reduced	39,149	-2,028	$8,720,439	−9.4%	6.63%
MA	Mastercard Inc Financial Services	Reduced	25,060	-1,286	$8,712,860	−9.4%	6.62%
COST	Costco Wholesale Corp /New Consumer Defensive	Reduced	11,003	-600	$4,944,198	+7.7%	3.76%
HD	Home Depot, Inc. Consumer Cyclical	Reduced	12,869	-775	$4,224,377	−2.9%	3.21%
DIS	Walt Disney Co Communication Services	Added	22,215	+3,757	$3,758,111	+15.8%	2.86%
META	Meta Platforms, Inc. Communication Services	Reduced	10,830	-236	$3,675,593	−4.5%	2.79%
MRNA	Moderna, Inc. Healthcare	Added	9,539	+109	$3,671,179	+65.7%	2.79%
SPY	Spdr S&P 500 ETF Trust	Added	6,269	+58	$2,690,278	+1.2%	2.04%
SBUX	Starbucks Corp Consumer Cyclical	Reduced	23,528	-472	$2,595,373	−3.3%	1.97%
JPM	Jpmorgan Chase & Co Financial Services	Reduced	12,889	-3,169	$2,109,800	−15.5%	1.60%
TSLA	Tesla, Inc. Consumer Cyclical	Reduced	7,290	-146	$1,884,416	+11.9%	1.43%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	6,500	+49	$1,774,110	−1.0%	1.35%
PYPL	PayPal Holdings, Inc. Financial Services	Added	4,926	+658	$1,281,794	+3.0%	0.97%
BA	Boeing Co Industrials	Reduced	5,488	-1,089	$1,207,030	−23.4%	0.92%
MCD	Mcdonalds Corp Consumer Cyclical	Added	4,970	+421	$1,198,316	+14.0%	0.91%
NKE	NIKE, Inc. Consumer Cyclical	Reduced	8,103	-194	$1,176,798	−8.2%	0.89%
ABT	Abbott Laboratories Healthcare	Reduced	9,871	-339	$1,166,061	−1.5%	0.89%
AMZN	Amazon Com Inc Consumer Cyclical	Reduced	7,062	-255	$1,159,947	−7.8%	0.88%
XYZ	Block, Inc. Technology	Reduced	4,411	-13	$1,057,934	−1.9%	0.80%
CRM	Salesforce, Inc. Technology	Added	3,892	+110	$1,055,588	+14.3%	0.80%
FFIN	First Financial Bankshares Inc Financial Services	Held	22,802	0	$1,047,751	−6.5%	0.80%
TGT	Target Corp Consumer Defensive	Reduced	4,412	-185	$1,009,333	−9.2%	0.77%
ADBE	Adobe Inc. Technology	Added	1,722	+69	$991,389	+2.4%	0.75%
SHW	Sherwin Williams Co Basic Materials	Added	3,504	+15	$980,173	+3.1%	0.74%
ZM	Zoom Communications, Inc. Technology	Reduced	3,457	-493	$904,005	−40.9%	0.69%
AWK	American Water Works Company, Inc. Utilities	Reduced	5,273	-709	$891,347	−3.3%	0.68%
AMD	Advanced Micro Devices Inc Technology	Added	8,633	+381	$888,335	+14.6%	0.68%
WM	Waste Management Inc Industrials	Reduced	5,593	-53	$835,370	+5.6%	0.63%
ABBV	AbbVie Inc. Healthcare	Added	7,604	+472	$820,243	+2.1%	0.62%
JNJ	Johnson & Johnson Healthcare	Reduced	4,801	-28	$775,361	−2.5%	0.59%
LMT	Lockheed Martin Corp Industrials	Reduced	2,219	-74	$765,776	−11.7%	0.58%
DHR	Danaher Corp /De/ Healthcare	Added	2,642	+921	$713,058	+74.2%	0.54%
QQQX	Nuveen NASDAQ 100 Dynamic Overwrite Fund Financial Services	Added	23,181	+491	$657,876	−1.3%	0.50%
PFE	Pfizer Inc Healthcare	Added	14,708	+136	$632,591	+10.9%	0.48%
UNH	Unitedhealth Group Inc Healthcare	Reduced	1,546	-9	$604,084	−3.0%	0.46%
LULU	lululemon athletica inc. Consumer Cyclical	Reduced	1,221	-22	$494,138	+8.9%	0.38%
MAR	Marriott International Inc /Md/ Consumer Cyclical	Reduced	3,233	-375	$478,774	−2.8%	0.36%
PG	PROCTER & GAMBLE Co Consumer Defensive	Reduced	3,261	-184	$455,887	−1.9%	0.35%
C	Citigroup Inc Financial Services	Added	6,391	+809	$448,520	+13.6%	0.34%
WMT	Walmart Inc. Consumer Defensive	Added	9,652	+271	$448,431	+1.7%	0.34%
LOW	Lowes Companies Inc Consumer Cyclical	Added	2,199	+203	$446,089	+15.2%	0.34%
NVDA	Nvidia Corp Technology	Added	21,000	+15,561	$435,036	+299.9%	0.33%
CZR	Caesars Entertainment, Inc. Consumer Cyclical	Reduced	3,834	-641	$430,481	−7.3%	0.33%
AMGN	Amgen Inc Healthcare	Reduced	1,991	-175	$423,386	−19.8%	0.32%
HBNC	Horizon Bancorp Inc /In/ Financial Services	Held	22,778	0	$413,876	+4.2%	0.31%
PEP	Pepsico Inc Consumer Defensive	Reduced	2,743	-8	$412,574	+1.2%	0.31%
PFSI	PennyMac Financial Services, Inc. Financial Services	Held	6,469	0	$395,449	−1.0%	0.30%