Spartan Planning & Wealth Management

Registered adviser

CIK

1749283

Location

GREENSBORO, NC

Portfolio Value

Small $114,864,774

Diversification

Diversified

Filing Date

Global Rank

#7,983 / 8,807 ▼ 386 · as of Jun 2026

Top Industry

Semiconductors 25.5%

Period ended 20 days ago

Filed Oct 13, 2026 · 7d

14 quarters · since Mar 2022

Regulatory profile

From Form ADV, the SEC filer profile, 13D/13G type codes and N-CEN, never from the name.

Holder type

Registered adviser

Form ADV roster, Oct 1, 2026

Form ADV adviser

CRD 166599

Roster of Oct 1, 2026

Regulatory AUM

$383,681,575

Main clients

Individuals and high net worth (94% of AUM)

Form ADV history

Monthly rosters from Dec 2019; each row is a run with the same figures, newest first.

Rosters	Regulatory AUM	Main clients
Apr 2026 to Oct 2026	$383,681,575	Individuals and high net worth (94%)
Mar 2025 to Mar 2026	$345,129,944	Individuals and high net worth (93%)
Apr 2024 to Feb 2025	$279,661,224	Individuals and high net worth (92%)
May 2023 to Mar 2024	$256,800,084	Individuals and high net worth (94%)
Apr 2023	$256,800,084	Individuals and high net worth (94%)
Apr 2022 to Mar 2023	$248,873,256	Individuals and high net worth (92%)

2 earlier changes not shown.

Portfolio style

Measured from the filed 13F common-share book for Jun 30, 2026, the newest measured quarter, never from the firm's own description.

Style

Concentrated

The top 10 positions are 64.5% of the book (60%+)

Turnover

Medium turnover

93.2% over the last four quarters (30% to under 100%)

Horizon

Medium horizon

Value-weighted holding period 4.9 quarters (4 to under 12)

Closest benchmark: the S&P 500 as of 2026-06-30, active share 51.5%; sector active share 37.6% against the combined 13F book's sector weights.

Over time 13 measured quarters

How the bands are measured

Style bands measure the filed 13F common-share book each closed quarter, tested in this order. Unknown: under $10,000,000 of valued equity or 5 stocks. Index-like (100+ stocks): active share of 20% or less against the closest benchmark, which is the S&P 500, S&P MidCap 400, S&P SmallCap 600, Russell 1000, Russell 2000, Nasdaq-100 or Dow Jones Industrial Average (weighted by an index-tracking fund's reported holdings or the index's constituents nearest the quarter end, over the names resolved to companies, and only when those are 90%+ of its weight) or every 13F filer's combined book, or index series holding 80%+ of the registered fund assets it advises (N-CEN) and equal to 50%+ of its book. Systematic-like: 500+ stocks, 100%+ annual turnover and a top 10 weight of 25% or less. Concentrated: a top 10 weight of 60%+ or 12 or fewer effective positions. Diversified active: none of these. Turnover is the smaller of buys and sells over average equity value, summed over four quarters: low under 30%, high 100%+. Horizon is the value-weighted number of quarters each position has been held: short under 4, long 12+.

Clone Performance

Build a hypothetical price-return history from this filer's public 13F holdings.

View clone backtest

Portfolio Concentration

74 tracked positions · as of Sep 30, 2026 · Δ vs Jun 30, 2026

Top Position

21.5%

+8.2 pts

Top 5

58.8%

+13.4 pts

Top 10

74.4%

+9.9 pts

HHI

900

Diversified+342

Portfolio Trend

14 quarters · across all stocks

Sector Breakdown

As of Sep 30, 2026

Sector	% Portfolio	Value	Positions
Unclassified	49.1%	$56,388,955	22
Technology	28.1%	$32,269,530	13
Financial Services	6.1%	$6,976,520	12
Healthcare	5.3%	$6,131,829	10
Communication Services	3.6%	$4,171,348	4
Consumer Cyclical	3.1%	$3,517,499	1
Energy	1.7%	$2,008,926	3
Industrials	1.7%	$1,914,282	6
Consumer Defensive	1.0%	$1,169,306	2
Basic Materials	0.3%	$316,579	1

Last Quarter's Activity

Export CSV

Sep 30, 2026 vs Jun 30, 2026

Added To

Positions the filer increased

25 positions

Ticker	Company	Δ Shares	Shares	Value
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	+93,445	259,652	$23,900,966
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	+39,673	225,221	$11,308,346
—		+7,103	14,049	$0
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	+6,131	12,116	$763,792
SSO	ProShares Ultra S&P500	+5,998	12,212	$846,657
—		+5,782	314,431	$0
IEI	iShares 3-7 Year Treasury Bond ETF	+3,694	33,236	$0
AMZN	Amazon Com Inc	+2,064	14,118	$3,517,499
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	+1,803	66,425	$3,269,438
—		+1,769	43,187	$0
XOM	ExxonMobil Holdings Corp	+1,732	7,002	$1,139,575
BRK-B	Berkshire Hathaway Inc	+1,638	2,992	$1,489,866
USRT	iShares Core U.S. REIT ETF	+1,200	121,927	$0
—		+1,116	38,445	$0
V	Visa Inc.	+978	2,614	$939,288
VZ	Verizon Communications Inc	+974	6,729	$308,659
CVX	Chevron Corp	+482	2,991	$610,792
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	+479	6,857	$1,342,257
XLV	State Street(R) Health Care Select Sector SPDR(R) ETF	+372	1,772	$298,440
ABBV	AbbVie Inc.	+359	2,989	$781,892
JPM	Jpmorgan Chase & Co	+224	4,425	$1,463,922
MU	Micron Technology Inc	+202	1,630	$1,736,129
GE	General Electric Co	+162	1,654	$516,527
AMGN	Amgen Inc	+70	1,047	$441,320
DE	Deere & Co	+67	398	$267,276
No positions match the current search.

Trimmed

Positions the filer reduced

25 positions

Ticker	Company	Δ Shares	Shares	Value
TBLL	Invesco Short Term Treasury ETF	−31,897	4,187	$441,979
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	−21,122	5,902	$305,487
NVDA	Nvidia Corp	−8,525	40,027	$9,141,366
SHV	iShares 0-1 Year Treasury Bond ETF	−8,312	24,546	$0
TFPN	Blueprint Chesapeake Multi-asset Trend ETF	−8,059	194,748	$5,826,860
GOOGL	Alphabet Inc.	−6,648	4,887	$1,681,518
TFFI	Chesapeake Trend-following Fixed Income ETF	−6,209	361,036	$7,874,339
AAPL	Apple Inc.	−5,396	25,406	$8,460,706
INTC	Intel Corp	−5,040	5,305	$637,820
GOOG	Alphabet Inc.	−4,988	4,090	$1,393,626
IEMG	iShares Trust	−3,523	38,323	$0
CSCO	Cisco Systems, Inc.	−1,990	6,031	$649,116
KO	Coca Cola Co	−1,639	7,510	$646,460
BAC	Bank Of America Corp /De/	−1,367	10,232	$556,927
AVGO	Broadcom Inc.	−1,290	4,462	$1,567,009
MRK	Merck & Co., Inc.	−1,061	3,792	$551,015
JNJ	Johnson & Johnson	−1,009	4,200	$1,111,908
PM	Philip Morris International Inc.	−862	2,740	$522,846
AMAT	Applied Materials Inc /De	−771	717	$366,659
MS	Morgan Stanley	−707	1,589	$298,859
CAT	Caterpillar Inc	−706	413	$334,856
TXN	Texas Instruments Inc	−704	1,021	$285,971
UNH	Unitedhealth Group Inc	−369	1,307	$479,773
C	Citigroup Inc	−354	2,971	$384,685
UNP	Union Pacific Corp	−343	800	$217,704
No positions match the current search.

New Positions

Positions the filer opened this quarter

13 positions

Ticker	Company	Shares	Value
MSFT	Microsoft Corp	12,105	$6,208,654
META	Meta Platforms, Inc.	1,086	$787,545
MA	Mastercard Inc	1,250	$689,337
PLTR	Palantir Technologies Inc.	3,660	$684,603
TMO	Thermo Fisher Scientific Inc.	625	$421,906
WFC	Wells Fargo & Company/Mn	4,380	$350,619
GILD	Gilead Sciences, Inc.	1,941	$289,306
COP	Conocophillips	2,066	$258,559
PFE	Pfizer Inc	9,049	$258,077
DHR	Danaher Corp /De/	923	$204,490
SCHW	Schwab Charles Corp	2,087	$203,983
BLK	BlackRock, Inc.	190	$201,075
USFR	WisdomTree Floating Rate Treasury Fund	64,189	$0
No positions match the current search.

Sold Out

Positions the filer fully exited

14 positions

Ticker	Company	Shares	Value
GBIL	Goldman Sachs ETF Trust	32,816	$3,286,850
TSLA	Tesla, Inc.	3,243	$1,364,005
WMT	Walmart Inc.	5,850	$662,571
COST	Costco Wholesale Corp /New	546	$510,766
LIN	Linde PLC	929	$482,095
QCOM	Qualcomm Inc/De	2,544	$470,105
HD	Home Depot, Inc.	1,071	$377,720
HON	Honeywell International Inc	1,192	$266,888
PG	PROCTER & GAMBLE Co	1,679	$246,208
CVS	CVS HEALTH Corp	2,344	$242,486
MO	Altria Group, Inc.	3,320	$238,874
SBUX	Starbucks Corp	2,311	$236,161
SO	Southern Co	2,438	$233,340
NEE	Nextera Energy Inc	2,321	$203,714
No positions match the current search.

Portfolio Positions

Compact Export CSV View 13F filing

74 tracked positions · $114,864,774 total · filing declares 74 positions · $153,442,553 · as of Sep 30, 2026

All sectors Basic Materials Communication Services Consumer Cyclical Consumer Defensive Energy Financial Services Healthcare Industrials Technology

Showing 1–50 of 74 positions by value · page 1 of 2

Ticker	Company	Type	Shares	Δ Shares	Value (USD)	% Δ Value	% of Portfolio
SPTM	State Street(R) SPDR(R) Portfolio S&P 1500(R) Composite Stock Market ETF	Added	259,652	+93,445	$23,900,966	+58.4%	20.81%
SPDW	State Street(R) SPDR(R) Portfolio Developed World ex-US ETF	Added	225,221	+39,673	$11,308,346	+20.9%	9.84%
NVDA	Nvidia Corp Technology	Reduced	40,027	-8,525	$9,141,366	−5.9%	7.96%
AAPL	Apple Inc. Technology	Reduced	25,406	-5,396	$8,460,706	−5.1%	7.37%
TFFI	Chesapeake Trend-following Fixed Income ETF	Reduced	361,036	-6,209	$7,874,339	—	6.86%
MSFT	Microsoft Corp Technology	NEW	12,105	NEW	$6,208,654	NEW	5.41%
TFPN	Blueprint Chesapeake Multi-asset Trend ETF	Reduced	194,748	-8,059	$5,826,860	—	5.07%
AMZN	Amazon Com Inc Consumer Cyclical	Added	14,118	+2,064	$3,517,499	+22.4%	3.06%
VTIP	VANGUARD SHORT-TERM INFLATION-PROTECTED SECURITIES INDEX FUND	Added	66,425	+1,803	$3,269,438	+0.7%	2.85%
MU	Micron Technology Inc Technology	Added	1,630	+202	$1,736,129	+5.3%	1.51%
GOOGL	Alphabet Inc. Communication Services	Reduced	4,887	-6,648	$1,681,518	−59.2%	1.46%
LLY	ELI LILLY & Co Healthcare	Reduced	1,376	-114	$1,592,142	−10.9%	1.39%
AVGO	Broadcom Inc. Technology	Reduced	4,462	-1,290	$1,567,009	−27.9%	1.36%
AMD	Advanced Micro Devices Inc Technology	Reduced	2,547	-182	$1,558,152	−1.7%	1.36%
BRK-B	Berkshire Hathaway Inc Financial Services	Added	2,992	+1,638	$1,489,866	+119.9%	1.30%
JPM	Jpmorgan Chase & Co Financial Services	Added	4,425	+224	$1,463,922	+6.5%	1.27%
GOOG	Alphabet Inc. Communication Services	Reduced	4,090	-4,988	$1,393,626	−56.6%	1.21%
XLK	State Street(R) Technology Select Sector SPDR(R) ETF	Added	6,857	+479	$1,342,257	+10.5%	1.17%
XOM	ExxonMobil Holdings Corp Energy	Added	7,002	+1,732	$1,139,575	+58.2%	0.99%
JNJ	Johnson & Johnson Healthcare	Reduced	4,200	-1,009	$1,111,908	−16.0%	0.97%
V	Visa Inc. Financial Services	Added	2,614	+978	$939,288	+67.3%	0.82%
SSO	ProShares Ultra S&P500	Added	12,212	+5,998	$846,657	+102.2%	0.74%
META	Meta Platforms, Inc. Communication Services	NEW	1,086	NEW	$787,545	NEW	0.69%
ABBV	AbbVie Inc. Healthcare	Added	2,989	+359	$781,892	+18.1%	0.68%
SPMD	State Street(R) SPDR(R) Portfolio S&P 400(TM) Mid Cap ETF	Added	12,116	+6,131	$763,792	+88.9%	0.66%
LRCX	Lam Research Corp Technology	Reduced	2,184	-203	$717,465	−30.6%	0.62%
MA	Mastercard Inc Financial Services	NEW	1,250	NEW	$689,337	NEW	0.60%
PLTR	Palantir Technologies Inc. Technology	NEW	3,660	NEW	$684,603	NEW	0.60%
CSCO	Cisco Systems, Inc. Technology	Reduced	6,031	-1,990	$649,116	−31.1%	0.57%
KO	Coca Cola Co Consumer Defensive	Reduced	7,510	-1,639	$646,460	−13.1%	0.56%
INTC	Intel Corp Technology	Reduced	5,305	-5,040	$637,820	−55.8%	0.56%
CVX	Chevron Corp Energy	Added	2,991	+482	$610,792	+46.9%	0.53%
BAC	Bank Of America Corp /De/ Financial Services	Reduced	10,232	-1,367	$556,927	−15.7%	0.48%
MRK	Merck & Co., Inc. Healthcare	Reduced	3,792	-1,061	$551,015	−11.6%	0.48%
PM	Philip Morris International Inc. Consumer Defensive	Reduced	2,740	-862	$522,846	−19.8%	0.46%
GE	General Electric Co Industrials	Added	1,654	+162	$516,527	−7.4%	0.45%
UNH	Unitedhealth Group Inc Healthcare	Reduced	1,307	-369	$479,773	−31.1%	0.42%
TBLL	Invesco Short Term Treasury ETF	Reduced	4,187	-31,897	$441,979	−88.4%	0.38%
AMGN	Amgen Inc Healthcare	Added	1,047	+70	$441,320	+24.7%	0.38%
TMO	Thermo Fisher Scientific Inc. Healthcare	NEW	625	NEW	$421,906	NEW	0.37%
GS	Goldman Sachs Group Inc Financial Services	Reduced	442	-145	$397,959	−33.0%	0.35%
C	Citigroup Inc Financial Services	Reduced	2,971	-354	$384,685	−17.3%	0.33%
AMAT	Applied Materials Inc /De Technology	Reduced	717	-771	$366,659	−65.9%	0.32%
RTX	RTX Corp Industrials	Reduced	1,961	-267	$364,059	−13.9%	0.32%
WFC	Wells Fargo & Company/Mn Financial Services	NEW	4,380	NEW	$350,619	NEW	0.31%
CAT	Caterpillar Inc Industrials	Reduced	413	-706	$334,856	−71.9%	0.29%
CTVA	Corteva, Inc. Basic Materials	Added	4,077	+7	$316,579	−8.2%	0.28%
VZ	Verizon Communications Inc Communication Services	Added	6,729	+974	$308,659	+26.7%	0.27%
SPEM	State Street(R) SPDR(R) Portfolio Emerging Markets ETF	Reduced	5,902	-21,122	$305,487	−78.2%	0.27%
MS	Morgan Stanley Financial Services	Reduced	1,589	-707	$298,859	−37.7%	0.26%

Showing the top 50 of 74 positions. Create a free account to see every position, past quarters, search, filters and CSV export.

Covers the securities this platform tracks: U.S.-listed common stock and the put/call positions reported on it. A 13F can also report security types outside that coverage — preferred shares, bonds, warrants, untracked share classes — so the filing's own declared total can exceed the figures above. The source filing is linked at the top of this table.